WNC TAX CREDITS 38, LLC

Profile

Company Names

WNC TAX CREDITS 38, LLC

Addresses

17782 SKY PARK CIRCLE, IRVINE, CA 92614

Phone Numbers

714-662-5565

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER REAL ESTATE

Year Incorporated:

2008

State Incorporated:

CALIFORNIA

Total Amount Raised:

$14,999,380.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2010-04-09 
$14,999,380.00 
$15,000,000.00 
$620.00 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
NA 
 
WNC HOUSING TAX CREDITS MANAGER 2, LLC 
PROMOTER
NA 
 
WNC HOUSING TAX CREDITS MANAGER, LLC 
PROMOTER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
 
2010-04-09 
D/A
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
 
2010-04-09 
D/A
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
 
2010-04-09 
D/A
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
 
2010-04-09 
D/A
OTHER REAL ESTATE 
 
DECLINE TO DISCLOSE 
 
2010-04-09 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
WNC CAPITAL CORPORATION
WNC CAPITAL CORPORATION
SECURITIES AMERICA, INC.
SECURITIES AMERICA, INC.
LANDOLD SECURITIES, INC.
MICHAEL A. SEBALD
VSR FINANCIAL SERVICES, INC.
VSR FINANCIAL SERVICES, INC.
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
ROBERT D-AGOSTA
AMERITAS INVESTMENT CORP.
AMERITAS INVESTMENT CORP.
ALLIED BEACON PARTNERS, INC.
JEFFREY D. NOARD
NPB FINANCIAL GROUP, LLC
NPB FINANCIAL GROUP, LLC
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
LAWRENCE W. WARREN
TRANSAMERICA FINANCIAL ADVISORS, INC.
TRANSAMERICA FINANCIAL ADVISORS, INC.
INTERVEST INTERNATIONAL EQUITIES CORPORATION
ARLENE R. MOORE
BRAZOS SECURITIES, INC.
HENRY K. STERZING
CROWN CAPITAL SECURITIES, L.P.
CHAD M. TUSA
SAGEPOINT FINANCIAL, INC.
SAGEPOINT FINANCIAL, INC.
FSC SECURITIES CORPORATION
FSC SECURITIES CORPORATION
ROYAL ALLIANCE ASSOCIATES, INC.
ROYAL ALLIANCE ASSOCIATES, INC.
WORKMAN SECURITIES CORPORATION
VERNON L. ALBRIGHT
H. BECK, INC.
H. BECK, INC.
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
DAVID G. GOTT
NATIONAL PLANNING CORPORATION
NATIONAL PLANNING CORPORATION
INDEPENDENT FINANCIAL GROUP, LLC
INDEPENDENT FINANCIAL GROUP, LLC
CROWN CAPITAL SECURITIES, L.P.
RICHARD G. MUELLER
CAPITAL FINANCIAL SERVICES, INC.
LLOYD M. JOHNSTON
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
DANA D. ANDERSON
HARBOUR INVESTMENTS, INC.
KENNETH W. RUMBAUGH
THE STRATEGIC FINANCIAL ALLIANCE, INC.
WILLIAM B. BOWERS III
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
JASON L. BARNEY
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
RYAN S. PONSFORD
CROWN CAPITAL SECURITIES, L.P.
JAMES W. OLSEN
CROWN CAPITAL SECURITIES, INC.
SCOTT M. LEHIGH
INTERVEST INTERNATIONAL EQUITIES CORPORATION
DAVID H. ARNOLD
SII INVESTMENTS, INC.
CAMERON L. STILES
GENEOS WEALTH MANAGEMENT, INC.
PRESTON A. LOSS
THE STRATEGIC FINANCIAL ALLIANCE, INC.
ROGER E. SULHOFF
THE STRATEGIC FINANCIAL ALLIANCE, INC.
PRAKASH D. SIMHA
WALL STREET STRATEGIES, INC.
GARRY N. SAVAGE SR.
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
JEFFREY P. MORAND
CROWN CAPITAL SECURITIES, L.P.
DAVID H. YODER
MCL FINANCIAL GROUP, INC.
YI-CHEN C. YANG
CAPITAL FINANCIAL SERVICES, INC.
JOHN J. JOHN
NPB FINANCIAL GROUP, LLC
ALBERT B. WOODWARD, JR.
NPB FINANCIAL GROUP, LLC
YOUNG S. KIM-EPSTEIN
TRANSAMERICA FINANCIAL ADVISORS, INC.
CHRISTOPHER J. JACOB
CAPITAL GROWTH RESOURCES
WALTER I. MILLER
FSC SECURITIES CORPORATION
JAMES A. WERNER
MCL FINANCIAL GROUP, INC.
GARY L. FLATER
THE STRATEGIC FINANCIAL ALLIANCE, INC.
WILLIAM B. BOWERS III
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA
RYAN S. PONSFORD
FSC SECURITIES CORPORATION
JOHN J. FORKEN
TRANSAMERICA FINANCIAL ADVISORS, INC.
MITCHAL D. O-HARE
TRANSAMERICA FINANCIAL ADVISORS, INC.
MELISSA A. CLARY
NPB FINANCIAL GROUP, LLC
GARY G. BENSON
TRANSAMERICA FINANCIAL ADVISORS, INC.
ROBERT M. ABEE
FSC SECURITIES CORPORATION
GEORGE T. MAY IV
NPB FINANCIAL GROUP, LLC
GARY L. EDKINS
VSR FINANCIAL SERVICES, INC.
WILLIAM B. ELSON
AMERITAS INVESTMENT CORP.
JOHN M. WEISS
AMERITAS INVESTMENT CORP.
FRANCIS L. WOODS IV
AMERITAS INVESTMENT CORP.
RICHARD D. VANPARIS II
CAPWEST SECURITIES, INC.
ROBERT T. TWEED
VSR FINANCIAL SERVICES, INC.
GREGORY S. DECAMP
SAGEPOINT FINANCIAL, INC.
DOUGLAS J. BAUERBAND
ROYAL ALLIANCE ASSOCIATES, INC.
LISA M. LYONS
ALTERNATIVE WEALTH STRATEGIES, INC.
JEFFREY RACHLIN
ROYAL ALLIANCE ASSOCIATES, INC.
MICHAEL BRENT HANSON
TRANSAMERICA FINANCIAL ADVISORS, INC.
NEIL VANZANDT
VSR FINANCIAL SERVICES, INC.
MARSHALL J. FLEMING, JR.
VSR FINANCIAL SERVICES, INC.
ROBERT J. HUDSON, JR.
TRANSAMERICA FINANCIAL ADVISORS, INC.
CHRISTOPHER J. JACOB
CROWN CAPITAL SECURITIES, L.P.
RICHARD G. MUELLER
AMERITAS INVESTMENT CORP.
SAMIR C. THAKKAR
NATIONAL PLANNING CORPORATION
EDWARD T. CODA
NATIONAL PLANNING CORPORATION
ROBERT K. CALKINS
INDEPENDENT FINANCIAL GROUP, LLC
TIMOTHY J. FOLKERS
INDEPENDENT FINANCIAL GROUP, LLC
CHRISTOPHER M. VIZZI
INDEPENDENT FINANCIAL GROUP, LLC
HAYNES L. KENDALL, JR.
INDEPENDENT FINANCIAL GROUP, LLC
RICHARD G. DRISKO
SECURITIES AMERICA, INC.
TERRY D. BUSKIRK
SECURITIES AMERICA, INC.
KENNETH S. BUZEK
WORKMAN SECURITIES CORPORATION
HAROLD L. LUSTIG