Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRANSAMERICA FINANCIAL ADVISORS, INC.
16164
CHRISTOPHER J. JACOB
1501352
TRANSAMERICA FINANCIAL ADVISORS, INC.
16164
CHRISTOPHER J. JACOB
1501352
TRANSAMERICA
16164
CHRISTOPHER JACOB
1501352
MADISON AVENUE SECURITIES
23244
CHRIS JACOB
1501352
SAXONY SECURITIES
115547
CHRISTOPHER JACOB
1501352
SAXONY SECURITIES
115547
CHRIS JACOB
1501352
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-01-21
D/A
$1,363,965.00
No
$0.00
No
2019-01-29
D/A
$1,710,572.00
No
$0.00
No
2018-01-11
D/A
$2,054,019.00
No
$0.00
No
2015-03-24
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2015-03-02
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2011-04-08
D/A
$1,050,000.00
Yes
$0.00
No
2010-11-17
D/A
$1,050,000.00
Yes
$0.00
No