Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AMERITAS INVESTMENT CORP.
14869
SAMIR C. THAKKAR
1839047
AMERITAS INVESTMENT CORP.
14869
SAMIR C. THAKKAR
1839047
AMERITAS INVESTMENT CORP
14869
SAMIR THAKKAR
1839047
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-03-01
D/A
$4,979,255.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDES ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-02-14
D/A
$4,979,255.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDES ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2015-12-15
D
$15,000,000.00
Yes
$0.00
No
SALES COMMISSIONS ARE PAID FROM THE OFFERING PROCEEDS.
2010-11-17
D/A
$1,050,000.00
Yes
$0.00
No