Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CROWN CAPITAL SECURITIES, L.P.
6312
CHAD M. TUSA
4524325
CROWN CAPITAL SECURITIES, L.P.
6312
CHAD M. TUSA
4524325
CROWN CAPITAL SECURITIES, L.P.
6312
CHAD M. TUSA
4524325
CROWN CAPITAL SECURITIES, L.P.
6312
CHAD MICHAEL TUSA
4524325
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-01-28
D/A
$1,607,421.00
No
$0.00
No
2017-04-25
D/A
$420,432.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2017-02-17
D/A
$420,432.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2017-01-18
D/A
$420,432.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-11-09
D/A
$420,432.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2016-10-04
D/A
$420,432.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-01-09
D/A
$829,500.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-12-09
D/A
$1,050,000.00
Yes
$0.00
No
2011-11-04
D/A
$735,000.00
Yes
$0.00
No
THIS RESPONSE IS BASSED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-10-12
D/A
$829,500.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-09-21
D/A
$735,000.00
No
$0.00
No
2011-09-20
D/A
$829,500.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-08-24
D/A
$735,000.00
No
$0.00
No
2011-08-15
D/A
$1,467,200.00
No
$0.00
No
2011-08-10
D/A
$735,000.00
No
$0.00
No
2011-06-27
D/A
$735,000.00
No
$0.00
No
2011-06-09
D/A
$1,467,200.00
No
$0.00
No
2011-05-26
D/A
$1,467,200.00
No
$0.00
No
2011-05-26
D/A
$735,000.00
No
$0.00
No
2011-05-12
D/A
$1,467,200.00
No
$0.00
No
2011-05-12
D/A
$735,000.00
No
$0.00
No
2011-04-27
D/A
$1,467,200.00
No
$0.00
No
2011-04-27
D/A
$735,000.00
No
$0.00
No
2011-04-15
D/A
$735,000.00
No
$0.00
No
2011-04-15
D/A
$1,467,200.00
No
$0.00
No
2011-04-08
D/A
$1,050,000.00
Yes
$0.00
No
2011-04-06
D/A
$1,467,200.00
No
$0.00
No
2011-04-06
D/A
$735,000.00
No
$0.00
No
2010-11-17
D/A
$1,050,000.00
Yes
$0.00
No
2010-09-20
D/A
$490,000.00
Yes
$0.00
No