Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MCL FINANCIAL GROUP, INC.
41180
GARY L. FLATER
1049132
MCL FINANCIAL GROUP, INC.
1049132
GARY L. FLATER
1049132
MCL FINANCIAL GROUP, INC.
41180
GARY FLATER
1049132
MCL FINANCIAL GROUP, INC.
41180
GARY L. FLATER
1049132
MCL FINANCIAL GROUP, INC.
1049132
GARY L. FLATER
1049132
MCL FINANCIAL GROUP, INC.
41180
GARY L. FLATER
1049132
MCL FINANCIAL GROUP INC.
41180
GARY FLATER
1049132
FLATER, GARY
1049132
MCL FINANCIAL GROUP, INC.
41180
MCL FINANCIAL GROUP, INC.
41180
GARY L FLATER
1049132
MCL FINANCIAL GROUP, INC.
41180
GARY L. FLATER
1049132
MCL FINANCIAL
41180
GARY FLATER
1049132
MCL FINANCIAL GROUP, INC.
41180
GARY L. FLATER
1049132
FLATER, GARY
1049132
MCL FINANCIAL GROUP, INC.
41180
MCL FINANCIAL GROUP, INC.
41180
GARY LYNN FLATER
1049132
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-04-08
D/A
$1,050,000.00
Yes
$0.00
No
2011-02-16
D/A
$1,630,688.00
Yes
$0.00
No
2011-01-14
D
$50,241.00
No
$0.00
No
2010-11-17
D/A
$1,050,000.00
Yes
$0.00
No
2010-07-29
D/A
$2,756,000.00
Yes
$0.00
No
2010-07-14
D/A
$1,253,674.00
Yes
$0.00
No
2010-04-09
D/A
$378,490.00
No
$0.00
No
2010-03-16
D/A
$368,200.00
No
$0.00
No
2010-01-29
D/A
$1,630,688.00
Yes
$0.00
No
2010-01-27
D/A
$1,630,688.00
Yes
$0.00
No
2010-01-25
D/A
$5,040,000.00
Yes
$0.00
No
2010-01-22
D/A
$2,756,000.00
Yes
$0.00
No
2010-01-04
D/A
$1,630,688.00
Yes
$0.00
No
2009-12-29
D/A
$1,630,688.00
Yes
$0.00
No
2009-12-21
D/A
$1,512,000.00
Yes
$0.00
No
2009-12-11
D/A
$1,630,688.00
Yes
$0.00
No
2009-10-16
D/A
$70,000.00
Yes
$0.00
No
2009-08-31
D/A
$70,000.00
Yes
$0.00
No
2009-07-22
D/A
$5,040,000.00
Yes
$0.00
No
2009-07-16
D/A
$70,000.00
Yes
$0.00
No
2009-06-24
D/A
$5,040,000.00
Yes
$0.00
No
2009-06-24
D/A
$70,000.00
Yes
$0.00
No
2009-06-24
D
$1,512,000.00
Yes
$0.00
No
2009-06-01
D/A
$5,040,000.00
Yes
$0.00
No
2009-06-01
D/A
$70,000.00
Yes
$0.00
No
2009-05-07
D/A
$2,250,000.00
No
$0.00
No
2009-04-30
D
$1,512,000.00
Yes
$0.00
No
2009-04-27
D/A
$70,000.00
Yes
$0.00
No
2009-04-16
D/A
$70,000.00
Yes
$0.00
No
2009-04-06
D/A
$16,000.00
No
$0.00
No
ADDITIONAL SALES COMMISSION TO BE PAID UPON FUTURE SALES
2009-02-25
D
$5,040,000.00
Yes
$0.00
No
2009-02-25
D
$70,000.00
Yes
$0.00
No
2009-02-24
D/A
$2,250,000.00
No
$0.00
No
2009-02-12
D
$5,040,000.00
Yes
$0.00
No
2009-02-06
D
$70,000.00
Yes
$0.00
No
2009-02-03
D/A
$2,250,000.00
No
$0.00
No