Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ALLIED BEACON PARTNERS, INC.
46227
JEFFREY D. NOARD
1983392
ALLIED BEACON PARTNERS
46227
JEFF NOARD
1983392
CABOT LODGE SECURITIES LLC
159712
JEFFREY D. NOARD
1983392
EMERSON EQUITY LLC
130032
JEFFREY NOARD
1983392
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-03-06
D/A
$7,916,719.00
No
$0.00
No
TOTAL COMMISSIONS AND FEES THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2022-04-22
D
$7,916,719.00
No
$0.00
No
TOTAL COMMISSIONS AND FEES THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2012-10-12
D/A
$2,800,000.00
Yes
$0.00
No
2011-12-09
D/A
$1,050,000.00
Yes
$0.00
No
2011-04-08
D/A
$1,050,000.00
Yes
$0.00
No