Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HARBOUR INVESTMENTS, INC.
19258
KENNETH W. RUMBAUGH
1364691
Companies
Company Name
WNC TAX CREDITS 38, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-12-09
D/A
$1,050,000.00
Yes
$0.00
No
2011-04-08
D/A
$1,050,000.00
Yes
$0.00
No