Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
13609
ROBERT D-AGOSTA
1903105
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
13609
ROBERT DAGOSTA
1903105
BERTHEL FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
ROBERT D-AGOSTA
1903105
BERTHEL FISHER + CO.
13609
ROBERT DAGOSTA
1903105
BERTHEL FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
ROBERT D-AGOSTA
1903105
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,500,000.00
Yes
$0.00
No
SOLICITING DEALERS WILL RECEIVE SELLING COMMISSIONS EQUAL TO 6% OF THE GROSS OFFERING PROCEEDS ("GOP"). ESTIMATED AMOUNT ASSUMES FULLY SUBSCRIBED OFFERING. SOLICITING DEALERS WILL ALSO RECEIVE MARKETING REALLOWANCE AND BONA FIDE DUE DILIGENCE FEES.
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
D/A
$277,959.00
Yes
$0.00
No
SOLICITING DEALERS WILL RECEIVE A SELLING COMMISSION OF UP TO 7% FROM THE GROSS OFFERING PROCEEDS AND A REALLOWANCE OF AN ADDITIONAL 1% OF THE GROSS OFFERING PROCEEDS.
D/A
$277,959.00
Yes
$0.00
No
SOLICITING DEALERS WILL RECEIVE A SELLING COMMISSION OF UP TO 7% FROM THE GROSS OFFERING PROCEEDS AND A REALLOWANCE OF AN ADDITIONAL 1% OF THE GROSS OFFERING PROCEEDS.
