Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SAGEPOINT FINANCIAL, INC.
133763
EDWARD T. CODA
1776811
NATIONAL PLANNING CORPORATION
29604
EDWARD T. CODA
1776811
NATIONAL PLANNING CORPORATION
29604
EDWARD T. CODA
1776811
NATIONAL PLANNING CORPORATION
29604
EDWARD T. CODA
1776811
NATIONAL PLANNING CORPORATION
29604
EDWARD CODA
1776811
NATIONAL PLANNING CORPORATION
29604
EDWARD T. CODA
1776811
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-03-11
D/A
$575,486.00
No
$0.00
No
2011-01-24
D/A
$480,900.00
No
$0.00
No
SALES COMMISSIONS ARE BASED ON 7% OF THE TOTAL OFFERING AMOUNT SOLD OF $6,870,000. THE OFFERING IS NOW CLOSED.
2011-01-24
D/A
$575,486.00
No
$0.00
No
2011-01-11
D/A
$867,300.00
No
$0.00
No
2010-11-02
D/A
$867,300.00
No
$0.00
No
2010-10-15
D/A
$867,300.00
No
$0.00
No
2010-10-05
D/A
$867,300.00
No
$0.00
No
2010-09-20
D/A
$490,000.00
Yes
$0.00
No
2010-09-17
D/A
$867,300.00
No
$0.00
No
2010-09-01
D/A
$867,300.00
No
$0.00
No
2010-01-29
D/A
$2,975,000.00
Yes
$0.00
No
2009-08-04
D/A
$2,975,000.00
Yes
$0.00
No
2009-01-14
D
$2,975,000.00
No
$0.00
No