Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HAYNES L. KENDALL, JR.
1274737
INDEPENDENT FINANCIAL GROUP
7717
INDEPENDENT FINANCIAL GROUP, LLC
7717
HAYNES LENTZ KENDALL, JR.
1274737
INDEPENDENT FINANCIAL GROUP, LLC
7717
HAYNES L. KENDELL, JR.
1274737
INDEPENDENT FINANCIAL GROUP, LLC
7717
HAYNES L. KENDALL JR.
1274737
INDEPENDENT FINANCIAL GROUP, LLC
7717
HAYNES L. KENDALL, JR.
1274737
INDEPENDENT FINANCIAL GROUP, LLC
7717
HAYNES L. KENDALL, JR.
1274737
INDEPENDENT FINANCIAL GROUP
7717
HAYNES L. KENDALL, JR.
1274737
INDEPENDENT FINANCIAL GROUP
7717
HAYNES KENDALL
1274737
INDEPENDENT FINANCIAL GROUP, LLC
7717
HAYNES KENDALL
1274737
INDEPENDENT FINANCIAL GRP
7717
HAYNES KENDALL
1274737
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-09-01
D/A
$6,755,140.00
Yes
$0.00
No
ESTIMATE IS BASED ON TOTAL OFFERING AMOUNT OF $84,439,250.
2017-01-13
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-11-18
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-11-04
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-10-21
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-09-23
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-09-09
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-08-29
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2015-03-24
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2015-03-03
D/A
$1,205,714.00
No
$0.00
No
2015-03-02
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2015-02-19
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-10-17
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-09-10
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-08-04
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-07-14
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-06-25
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2013-01-28
D/A
$2,625,000.00
Yes
$0.00
No
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2012-01-27
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-25
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-04
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-04
D/A
$1,288,993.00
No
$0.00
No
PAID BY MAGNUM HUNTER PRODUCTION, INC.
2011-10-07
D/A
$2,625,000.00
Yes
$0.00
No
2011-06-08
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-17
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-03
D/A
$2,625,000.00
Yes
$0.00
No
2011-04-12
D/A
$2,625,000.00
Yes
$0.00
No
2011-03-23
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-21
D/A
$2,625,000.00
Yes
$0.00
No
2010-11-17
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-20
D/A
$490,000.00
Yes
$0.00
No
2010-09-17
D/A
$890,050.00
No
$0.00
No
2010-09-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-08-24
D/A
$2,625,000.00
Yes
$0.00
No
2010-07-01
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-24
D/A
$890,050.00
No
$0.00
No
2010-06-18
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-14
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-01
D/A
$890,050.00
No
$0.00
No
2010-05-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-05-19
D/A
$890,050.00
No
$0.00
No
2010-04-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-04-27
D/A
$890,050.00
No
$0.00
No
2010-04-09
D/A
$378,490.00
No
$0.00
No
2010-03-16
D/A
$368,200.00
No
$0.00
No
2009-06-03
D/A
$5,250,000.00
Yes
$0.00
No
2009-03-17
D
$208,800.00
No
$0.00
No