Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SAGEPOINT FINANCIAL, INC.
133763
DOUGLAS J. BAUERBAND
2850269
SAGEPOINT FINANCIAL, INC.
133763
DOUGLAS J. BAUERBAND
2850269
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-02-02
D/A
$2,805,827.00
No
$0.00
No
2010-11-17
D/A
$1,050,000.00
Yes
$0.00
No
2010-10-18
D/A
$2,975,000.00
Yes
$0.00
No
2010-09-20
D/A
$490,000.00
Yes
$0.00
No