Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
COBALT CAPITAL, INC.
ADVISORY GROUP EQUITY SERVICES LTD.
ALAN R. DRUCKENMILLER
AEGIS CAPITAL CORP.
RODNEY BAHY IBRAHIM
ARKADIOS CAPITAL
JASON COREY GRIGGS
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
JAMES O-NEAL MITCHELL JR.
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
JAMIE MITTIGA POWELL
CALTON + ASSOCIATES, INC.
BRIAN AUREY UPHOFF
CALTON + ASSOCIATES, INC.
BYRON KEITH CROSBY
CALTON + ASSOCIATES, INC.
JOHN TREADWAY BROGDON, JR.
CALTON + ASSOCIATES, INC.
MARC ALAN SEEHERMAN
NONE
NONE
CENTER STREET SECURITIES, INC.
CLIENT ONE SECURITIES LLC
TYLER DON SULLIVAN
COASTAL EQUITIES, INC.
JAMES FRANKLIN SHENK
COBALT CAPITAL, INC.
BENJAMIN MELVIN SCHICK
NONE
NONE
CONCORDE INVESTMENT SERVICES, LLC
NONE
NONE
DEMPSEY LORD SMITH, LLC
NONE
NONE
DFPG INVESTMENTS, LLC
EMERSON EQUITY LLC
DAN HOLZER
EMERSON EQUITY LLC
NAVINBHAI HIRABHAI PATEL
EMERSON EQUITY LLC
SUDHIR G. PAI
GREAT POINT CAPITAL LLC
DAKOTA A. LAWRENCE
GREEN VISTA CAPITAL, LLC
BRAD WHALEN
IBN FINANCIAL SERVICES, INC.
SAMUEL SCOTT BIANCHI
IBN FINANCIAL SERVICES, INC.
TIMOTHY DANIEL NIHILL
IBN FINANCIAL SERVICES, INC.
TODD ROBERT RHINE
INTERCAROLINA FINANCIAL SERVICES, INC.
BARRY EUGENE WEED
INTERNATIONAL ASSETS ADVISORY, LLC
WILLIAMS KEEN BUTCHER
INTERNATIONAL ASSETS ADVISORY, LLC
ALEXANDER RAYMOND CREEDE
NONE
NONE
KALOS CAPITAL, INC.
LION STREET FINANCIAL, LLC
GUY ANTHONY HARRIGAN
LION STREET FINANCIAL, LLC
JAMES BRADLEY TEEGARDEN
MOLONEY SECURITIES CO., INC.
CHRISTOPHER BRIAN PELLEY
MOLONEY SECURITIES CO., INC.
DAVID NORVAL WOOD
MOLONEY SECURITIES CO., INC.
JOHN HUBERT CHANEY
MOLONEY SECURITIES CO., INC.
ROBERT MORGAN VANCE
NONE
NONE
NEWBRIDGE SECURITIES CORPORATION
NONE
NONE
SCF SECURITIES, INC.
NONE
NONE
SUNBELT SECURITIES, INC.
NONE
NONE
THE STRATEGIC FINANCIAL ALLIANCE, INC.
NONE
NONE
TITAN SECURITIES
WESTPARK CAPITAL, INC.
CHRISTOPHER MICHAEL DUKES
WESTPARK CAPITAL, INC.
PATRICK MOREHEAD
WESTPARK CAPITAL, INC.
SHELDON SINGLETON
ADVISORY GROUP EQUITY SERVICES LTD.
JOHN ARTHUR DOANE
ADVISORY GROUP EQUITY SERVICES LTD.
PEGGY LYNN ROMERO
ADVISORY GROUP EQUITY SERVICES LTD.
STEPHEN CHARLES OLSSON
AEGIS CAPITAL CORP.
ARTURO J RODRIGUEZ DIAZ
ARKADIOS CAPITAL
MARTIN HUNTER MCFARLIN
ARKADIOS CAPITAL
WILLIAM LOUIS HERFORD
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
JASON CHRISTOPHER COOK
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
ROBERT BORIS HARDCASTLE
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
TJ IWAN SETRO
CLIENT ONE SECURITIES LLC
DOUGLAS STEPHEN DRELICH
CLIENT ONE SECURITIES LLC
DONALD NEAL SULLIVAN
COASTAL EQUITIES, INC.
JAY REID PORTER
DAI SECURITIES, LLC
NATHANIEL MICHAEL KUHN
DAI SECURITIES, LLC
ROY VINCENT PFLEGER
DAI SECURITIES, LLC
JOSEPH GERARD MICHALETZ
DAI SECURITIES, LLC
MICHAEL EDWARD O-TOOLE
EMERSON EQUITY LLC
WILLIAM CHRISTOPHER DUFFY
GREEN VISTA CAPITAL, LLC
PHILIPPUS THEUNIS VAN STADEN
GREEN VISTA CAPITAL, LLC
RANDALL GEORGE SKRABONJA
NONE
NONE
HANTZ FINANCIAL SERVICES, INC.
INTERNATIONAL ASSETS ADVISORY, LLC
CARNELL MOORE
INTERNATIONAL ASSETS ADVISORY, LLC
DAVID PETER REISS
J.W. COLE FINANCIAL, INC.
REINA LOREE SCHLAGER
J.W. COLE FINANCIAL, INC.
CINDY LARUE CROSSETT
J.W. COLE FINANCIAL, INC.
KEN LEVIN
J.W. COLE FINANCIAL, INC.
MICHAEL ROBERT RUBENSTEIN
LION STREET FINANCIAL, LLC
STEPHEN WAYNE WINGARD
MOLONEY SECURITIES CO., INC.
JOHN PATRICK SHORTAL
NONE
NONE
ADVISORY GROUP EQUITY SERVICES LTD.
ATOMI FINANCIAL ADVISORS
BURTON BLAYNE BROWN
NONE
NONE
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
CALTON + ASSOCIATES, INC.
JOHN TREADWAY BROGDON, JR.
CALTON + ASSOCIATES, INC.
MARC ALAN SEEHERMAN
COBALT CAPITAL, INC.
BENJAMIN MELVIN SCHICK
KCD FINANCIAL, INC.
JUE WANG
SCF SECURITIES, INC.
DAVID ALLEN RHODES
SCF SECURITIES, INC.
JON MITCHELL HYMER
SCF SECURITIES, INC.
MARK ANTON GROESBECK
SCF SECURITIES, INC.
MICHAEL ANTHONY SALTIEL
SCF SECURITIES, INC.
ROBERT ADAM KOKOL
NONE
NONE
TITAN SECURITIES
WESTPARK CAPITAL, INC.
JASON BRYCE VANCLEF
228 N. PARK AVENUE, SUITE A, WINTER PARK, FL 32789