Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LION STREET FINANCIAL, LLC
165828
STEPHEN WAYNE WINGARD
2746603
LION STREET FINANCIAL, LLC
65828
STEPHEN WAYNE WINGARD
2746603
LION STREET FINANCIAL LLC
165828
STEVEN WINGARD
2746603
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-03-18
D/A
$1,336,419.00
Yes
$0.00
No
2024-07-31
D/A
$871,129.00
Yes
$0.00
No
2024-03-22
D/A
$7,098,393.00
Yes
$0.00
No
2024-03-05
D/A
$3,300,000.00
Yes
$0.00
No
2023-08-14
D/A
$9,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 0.5%; SALES COMMISSION - UP TO 6%; DUE DILIGENCE AND MARKETING EXPENSE FEE OF 1%.
2023-03-28
D/A
$5,302,325.00
Yes
$0.00
No
2023-03-02
D/A
$1,372,991.00
Yes
$0.00
No
2023-03-02
D/A
$3,300,000.00
Yes
$0.00
No
2021-03-12
D/A
$7,500,000.00
Yes
$0.00
No