Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BETHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
13609
T. J. IWAN SETRO
1428815
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
TJ SETRO
1428815
BERTHEL FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
T.J. SETRO
1428815
BERTHEL FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
TJ I. SETRO
1428815
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
TJ IWAN SETRO
1428815
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-03-12
D/A
$7,500,000.00
Yes
$0.00
No
2015-10-16
D/A
$1,500,000.00
Yes
$0.00
No
SOLICITING DEALERS WILL RECEIVE SELLING COMMISSIONS EQUAL TO 6% OF THE GROSS OFFERING PROCEEDS ("GOP"). ESTIMATED AMOUNT ASSUMES FULLY SUBSCRIBED OFFERING. SOLICITING DEALERS WILL ALSO RECEIVE MARKETING REALLOWANCE AND BONA FIDE DUE DILIGENCE FEES.
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2012-12-11
D/A
$4,241,750.00
Yes
$0.00
No
BASED ON A MAXIMUM OFFERING OF $44,650,000
2010-12-28
D/A
$4,896,000.00
Yes
$0.00
No
2010-12-20
D/A
$4,896,000.00
Yes
$0.00
No
2010-12-02
D/A
$4,896,000.00
Yes
$0.00
No
2010-11-24
D/A
$4,896,000.00
Yes
$0.00
No
2010-10-18
D/A
$4,896,000.00
Yes
$0.00
No
2010-09-30
D/A
$4,896,000.00
Yes
$0.00
No
2010-09-20
D/A
$4,896,000.00
Yes
$0.00
No
2010-08-31
D/A
$4,896,000.00
Yes
$0.00
No
2010-08-18
D/A
$4,896,000.00
Yes
$0.00
No
2009-10-06
D/A
$1,657,000.00
Yes
$0.00
No
2009-09-30
D/A
$1,657,000.00
Yes
$0.00
No