Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KINGSTONE CAPITAL PARTNERS
281593
WILL DUFFY
6726333
EMERSON EQUITY LLC
130032
WILLIAM CHRISTOPHER DUFFY
6726333
EMERSON EQUITY LLC
130032
WILLIAM CHRISTOPHER DUFFY
6726333
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-03-12
D/A
$7,500,000.00
Yes
$0.00
No
2020-05-12
D/A
$729,230.00
Yes
$0.00
No
2020-05-12
D/A
$729,230.00
Yes
$0.00
No
2017-09-18
D
$5,700,000.00
Yes
$0.00
No
TOTAL COMMISSION THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND COMMISSIONS PAID.