Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ATOMI FINANCIAL ADVISORS
171787
NONE
NONE
ATOMI FINANCIAL GROUP
171787
NONE
NONE
ATOMI FINANCIAL GROUP, INC.
171787
ATOMI FINANCIAL ADVISORS
171787
BURTON BLAYNE BROWN
5180421
DARREN WHISSEN
4716755
ATOMI FINANCIAL ADVISORS
171787
ATOMI FINANCIAL GROP
171787
DARREN WHISSEN, MBA
4716755
ATOMI FINANCIAL ADVISORS
171787
DARREN WHISSEN
4716755
ATOMI FINANCIAL ADVISORS
171787
DARREN GILBERT WHISSEN
4716755
NONE
NONE
ATOMI FINANCIAL ADVISORS
171787
NONE
NONE
ATOMI FINANCIAL ADVISORS
171787
NONE
NONE
ALTERNATIVE WEALTH (DBA ATOMI FINANCIAL GROUP)
171787
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-02-06
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
2022-10-04
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
2022-07-12
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
2022-06-10
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
2022-05-10
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
2022-04-12
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
2022-02-22
D/A
$5,438,527.00
No
$0.00
No
2022-02-14
D/A
$10,000,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3% MANAGING DEALER FEE (ASSUMING OFFERING PROCEEDS OF $100,000,000).
2021-12-21
D
$335,370.00
No
$0.00
No
2021-11-12
D/A
$405,388.00
No
$0.00
No
2021-09-07
D
$329,018.00
No
$0.00
No
2021-03-12
D/A
$3,781,411.00
No
$0.00
No
OF THE SALES COMMISSION, $502,595 ARE DESIGNATED AS MARKETING FEES.
2021-01-29
D/A
$15,750,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3.5% MANAGING DEALER FEE (ASSUMING EXPANDED MAXIMUM OFFERING PROCEEDS OF $150,000,000).
2020-12-02
D
$525,980.00
No
$0.00
No
2020-07-27
D/A
$15,750,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3.5% MANAGING DEALER FEE (ASSUMING EXPANDED MAXIMUM OFFERING PROCEEDS OF $150,000,000).
2020-06-23
D/A
$910,123.00
No
$0.00
No
2020-05-28
D/A
$910,123.00
No
$0.00
No
2020-04-15
D/A
$910,123.00
No
$0.00
No
2020-03-13
D/A
$7,500,000.00
Yes
$0.00
No
2020-01-27
D/A
$15,750,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3.5% MANAGING DEALER FEE (ASSUMING EXPANDED MAXIMUM OFFERING PROCEEDS OF $150,000,000).
2019-12-20
D
$910,123.00
No
$0.00
No
2019-08-01
D/A
$15,750,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3.5% MANAGING DEALER FEE (ASSUMING EXPANDED MAXIMUM OFFERING PROCEEDS OF $150,000,000).
2019-05-29
D/A
$15,750,000.00
Yes
$0.00
No
BASED ON 7% SALES COMMISSION AND 3.5% MANAGING DEALER FEE (ASSUMING EXPANDED MAXIMUM OFFERING PROCEEDS OF $150,000,000).
2018-03-16
D/A
$6,367,364.00
No
$0.00
No
INCLUDES SELLING COMMISSIONS, PLACEMENT FEES, MARKET AND DUE DILIGENCE ALLOWANCE FEES AND WHOLESALING FEES