Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WFG INVESTMENTS, INC.
22704
MARK GROESBECK
1690996
WFG INVESTMENTS, INC.
22704
MARK GROESBECK
1690996
MARK GROESBECK
1690996
SCF SECURITIES, INC.
47275
SCF SECURITIES, INC.
47275
MARK ANTON GROESBECK
1690996
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-03-13
D/A
$7,500,000.00
Yes
$0.00
No
2018-08-20
D/A
$2,191,000.00
Yes
$0.00
No
2012-02-14
D/A
$710,750.00
No
$0.00
No
2011-12-22
D/A
$559,170.00
No
$0.00
No
PAYABLE BY MAGNUM HUNTER PRODUCTION, INC., AND REFLECT COMMISSIONS AND DUE DILIGENCE FEES ON SALES THROUGH DECEMBER 21, 2011.
2011-10-25
D/A
$404,930.00
No
$0.00
No
2011-09-27
D/A
$362,930.00
No
$0.00
No
2011-07-22
D/A
$294,930.00
No
$0.00
No
2011-07-07
D/A
$249,930.00
No
$0.00
No
2011-06-06
D/A
$221,290.00
No
$0.00
No
2011-05-13
D/A
$176,000.00
No
$0.00
No
2011-04-19
D/A
$144,400.00
No
$0.00
No