Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
SCF SECURITIES, INC.
47275
SCF SECURITIES, INC.
47275
SCF SECURITIES, INC.
47275
SCF SECURITIES, INC.
47275
NONE
NONE
SCF SECURITIES,INC.
47275
NONE
NONE
SCF SECURITIES, INC.
47275
SCF SECURITIES, INC.
47275
RYAN J. SHERER
5952617
SCF SECURITIES INC.
47275
ANGELA S. CHANG
1843542
SCF SECURITIES, INC.
47275
JOHN NGUYEN
4919629
SCF SECURITIES
47275
MURRAY TODD PETERSON
1311730
NONE
NONE
SCF SECURITIES, INC.
47275
SCF INVESTMENT ADVISORS
47275
M. TODD PETERSEN
1311730
SCF SECURITIES, INC.
47275
SCF SECURITIES, INC.
47275
NONE
NONE
SCF SECURITIES, INC.
47275
DAVID DOSIK
1978544
SCF SECURITIES, INC.
47275
JOHN LYMATH
2714899
SCF SECURITIES, INC.
47275
MARK GROESBECK
1690996
SCF SECURITIES, INC.
47275
SCF SECURITIES INC.
47275
N/A
NONE
SCF SECURITIES INC
47275
N/A
NONE
SCF SECURITIES, INC.
47275
KYLE J. GARDNER
4824288
SCF SECURITIES, INC.
47275
LESLIE R. ROSENBLATT
2576802
SCF SECURITIES, INC.
47275
DIANE M. WEYRICK
2033499
SCF SECURITIES, INC.
47275
DIANE M. WEYRICK
2033499
SCF SECURITIES, INC.
47275
JOHN M DEREGOWSKI
5194789
LES ROSENBLATT
2576802
SCF SECURITIES
47275
DAVID ROBERTSON
3171797
SCF SECURITIES
47275
NONE
NONE
SCF SECURITIES, INC.
47275
NONE
NONE
SCF SECURITIES, INC.
47275
NONE
NONE
SCF SECURITIES, INC.
47275
JOHN DEREGOWSKI
5194789
SCF SECURITIES
47275
JOHN LYMATH
2714899
SCF SECURITIES
47275
JOSH DUNHAM
4701064
SCF SECURITIES
47275
SCF SECURITIES, INC.
47275
DAVID ALLEN RHODES
1916734
SCF SECURITIES, INC.
47275
JON MITCHELL HYMER
4276754
SCF SECURITIES, INC.
47275
MARK ANTON GROESBECK
1690996
SCF SECURITIES, INC.
47275
MICHAEL ANTHONY SALTIEL
6076004
SCF SECURITIES, INC.
47275
ROBERT ADAM KOKOL
4623057
NONE
NONE
SCF SECURITIES, INC.
47275
JOSH DUNHAM
4701064
SCF SECURITIES, INC.
47275
KEITH POWELL
2143046
SCF SECURITIES, INC.
47275
NONE
NONE
SCF SECURITIES, INC.
47275
SCF SECURITIES, INC.
47275
ROBERT RAYMOND BUTTS
2684500
SCF SECURITIES, INC.
47275
MORE THAN 5
NONE
NONE
NONE
SCF SECURITIES, INC.
47275
NONE
NONE
SSCF SECURITIES, INC.
47275
NONE
NONE
SCF SECURITIES, INC. (
47275
NONE
NONE
SCF SECURITIES, INC.
47275
NONE
NONE
SCF SECURITIES INC.
47275
NONE
NONE
SCF SECURITIES, INC.
47275
SCF SECURITIES, INC.
47275
KYLE GARDNER
4824288
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$16,250,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$17,250,000.00
No
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED, INCLUDING THE FULL AMOUNT OF THE GREENSHOE OPTION.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$6,252,750.00
Yes
$0.00
No
THIS INCLUDES COMMISSIONS OF $532,000 PAID TO DATE AND ASSUMES THE REMAINING OFFERING AMOUNT IS SOLD.
D/A
$6,679,000.00
Yes
$0.00
No
THIS INCLUDES COMMISSIONS OF $316,750 PAID TO DATE AND ASSUMES THE REMAINING OFFERING AMOUNT IS SOLD.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
D/A
$6,753,250.00
Yes
$0.00
No
THIS INCLUDES COMMISSIONS OF $273,000 PAID TO DATE AND ASSUMES THE REMAINING OFFERING AMOUNT IS SOLD.
D/A
$460,000.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$460,000.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$1,026,900.00
Yes
$0.00
No
THE SPONSOR MAY ENTER INTO AGREEMENTS WITH BROKER-DEALERS TO SELL INTERESTS, WHICH WOULD RECEIVE SELLING COMMISSIONS EQUAL TO 6% OF THE OFFERING PROCEEDS AND A NON-ACCOUNTABLE MARKETING AND DUE DILIGENCE ALLOWANCE EQUAL TO 1% OF THE OFFERING PROCEEDS.
D/A
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$1,026,900.00
Yes
$0.00
No
THE SPONSOR MAY ENTER INTO AGREEMENTS WITH BROKER-DEALERS TO SELL INTERESTS, WHICH WOULD RECEIVE SELLING COMMISSIONS EQUAL TO 6% OF THE OFFERING PROCEEDS AND A NON-ACCOUNTABLE MARKETING AND DUE DILIGENCE ALLOWANCE EQUAL TO 1% OF THE OFFERING PROCEEDS.
D
$9,600,000.00
No
$0.00
No
CALCULATION OF PLACEMENT AGENT FEES IS BASED ON TOTAL OFFERING AMOUNT.
D/A
$20,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER-DEALER.
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,414,485.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$1,582,950.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
