Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ARKADIOS CAPITAL
282710
JASON C. GRIGGS
4795395
ARKADIOS CAPITAL
282710
JASON COREY GRIGGS
4795395
ARKADIOS CAPITAL
282710
JASON COREY GRIGGS
4795395
ARKADIOS CAPITAL
282710
JASON COREY GRIGGS
4795395
ARKADIOS CAPITAL
282710
JASON C. GRIGGS
4795395
JASON GRIGGS
4795395
ARKADIOS CAPITAL
282710
JASON COREY GRIGGS
4795395
ARKADIOS CAPITAL
282710
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-11-01
D
$828,500.00
No
$0.00
No
SELLING COMMISSIONS: $403,075.00; MANAGING BROKER FEES: $193,600.00; WHOLESALER FEES: $133,340.00; MARKETING ALLOWANCE: $37,070.00; DUE DILIGENCE FEES: $61,415.00.
2022-01-06
D
$858,940.00
No
$0.00
No
SELLING COMMISSIONS: $543,513; MANAGING BROKER DEALER FEE: $120,111; WHOLESALE FEE: $82,261; MARKETING FEE: $113,055
2021-05-24
D/A
$1,504,673.00
No
$0.00
No
2021-03-12
D/A
$7,500,000.00
Yes
$0.00
No
2020-12-17
D/A
$1,504,673.00
No
$0.00
No
2020-03-13
D/A
$7,500,000.00
Yes
$0.00
No
2020-02-13
D/A
$4,776,196.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $663,311 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2018-12-13
D/A
$2,154,386.00
No
$0.00
No
2018-10-01
D/A
$1,835,416.00
No
$0.00
No