Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

COASTAL EQUITIES, INC.
23769
.JAMES FRANKLIN SHENK
2876098
COASTAL EQUITIES, INC.
23769
JAMES FRANKLIN SHENK
2876098
COASTAL EQUITIES, INC.
23769
JAMES FRANKLIN SHENK
2876098
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-03-12
D/A
$7,500,000.00
Yes
$0.00
No
2020-03-13
D/A
$7,500,000.00
Yes
$0.00
No
2020-02-13
D/A
$4,776,196.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $663,311 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2018-07-06
D/A
$2,274,324.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $300,662 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.