Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVISORY GROUP EQUITY SERVICES LTD.
15427
PEGGY LYNN ROMERO
6227087
AGES FINANCIAL SERVICES, LTD.
15427
PEGGY ROMERO
6227087
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-07-31
D/A
$871,129.00
Yes
$0.00
No
2024-03-05
D/A
$3,300,000.00
Yes
$0.00
No
2023-03-02
D/A
$3,300,000.00
Yes
$0.00
No
2021-03-12
D/A
$7,500,000.00
Yes
$0.00
No