Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
VSR FINANCIAL SERVICES INC
A. KEN FLAKE
HARRISON DOUGLAS INC.
ANDREW C. BOLT
CENTAURUS FINANCIAL
ANTHONY LOMBARDI
VSR FINANCIAL SERVICES INC.
ROBERT BRAGG
VSR FINANCIAL SERVICES INC.
ROBERT HINZ
VSR FINANCIAL SERVICES INC.
ROBERT WAMHOFF
CAPWEST SECURITIES INC.
ROBERT TWEED
IMS SECURITIES INC.
BRADLEY R. CALLEY
CENTAURUS FINANCIAL INC.
BRYON MARTINSEN
DIRECT CAPITAL SECURITIES INC.
ROBERT SETSER
EAGLE ONE INVESTMENTS LLC
MICHAEL L. SAMPSON
NONE
EPLANNING SECURITIES INC.
DANA KELLOGG
QA3 FINANCIAL CORPORATION
BRIAN H. BREUEL
INVESTORS CAPITAL
BRIAN D. DAY-LEWIS
INVESTORS CAPITAL
CHARLES R. BYRNES III
NATIONAL SECURITIES CORPORATION
FERDINAND DOSONO
NATIONAL SECURITIES CORPORATION
JALON OCONNELL
GENEOS WEALTH MANAGEMENT
BRUCE M. KIMBALL
CAMBRIDGE LEGACY SECURITIES
BUSTER GODBEE
CAMBRIDGE LEGACY SECURITIES
DAVID M. BREEDLOVE
QA3 FINANCIAL CORPORATION
DAVID THEIS
QA3 FINANCIAL CORPORATION
MICHAEL DOHERTY
NONE
IMS SECURITIES INC.
DEBORAH DEITERING
VSR FINANCIAL SERVICES INC.
DENNIS VAN PATER
CAMBRIDGE LEGACY SECURITIES
DILIP SHAH
VSR FINANCIAL SERVICES INC.
DONALD J. BEARY
GENEOS WEALTH MANAGEMENT
DORANN HURLEY
GENEOS WEALTH MANAGEMENT
DOUGLAS K. VAN ALLEN
NONE
QA3 FINANCIAL CORPORATION
GARY TAD LINDSEY
VSR FINANCIAL SERVICES
GREGORY M. ELLIS
VSR FINANCIAL SERVICES
JEANNETTE GLAZA
QA3 FINANCIAL CORPORATION
JEFFREY NESSETH
QA3 FINANCIAL CORPORATION
JEFFREY AUSGBURGER
NONE
VSR FINANCIAL SERVICES
JESSE GRIFFIN JR.
VSR FINANCIAL SERVICES
JIM ARMAGOST
VSR FINANCIAL SERVICES
JOHN GORELY
VSR FINANCIAL SERVICES
KEN KLESPIES
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES
KEVIN YALEY
IMS SECURITIES INC.
KIM KOPACKA
IMS SECURITIES INC.
KRIS ETTER
GENEOS WEALTH MANAGEMENT
MEGAN SCHNEIDER
VSR FINANCIAL SERVICES
MF LONG II
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES INC.
MICHAEL STAINES
CAMBRIDGE LEGACY SECURITIES
MIKE HENRY
VSR FINANCIAL SERVICES
NIR REGEV
VSR FINANCIAL SERVICES
PAUL BURKEMPER
VSR FINANCIAL SERVICES
RANDY STEVENSON
VSR FINANCIAL SERVICES
ROBERT J. KRAMER
QA3 FINANCIAL CORPORATION
JOHN REDFEARN III
CAMBRIDGE LEGACY SECURITIES
RUSSELL CHILDS
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES
RYAN BENNING
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES
SHAWN DAVIS
VSR FINANCIAL SERVICES
STEVEN SHIRLEY
NONE
GENEOS WEALTH MANAGEMENT
TERRY L. SONNENFELD
VSR FINANCIAL SERVICES INC.
ALLAN W. CRANFILL
VSR FINANCIAL SERVICES INC.
MIKIEL R. FEATHERSTON
VSR FINANCIAL SERVICES INC.
LISA ALLEN
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES INC.
ALVERY A. BARTLETT JR.
GENEOS WEALTH MANAGEMENT
ANDREW J. CRABB
VSR FINANCIAL SERVICES INC.
WILLIAM M. CONROY III
GENEOS WEALTH MANAGEMENT INC.
RICHARD M. BRAVERMAN
GENEOS WEALTH MANAGEMENT INC.
SAMUEL R. MONCHIK
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES INC.
BRIAN M. BORAKOWSKI
SYMETRA INVESTMENT SERVICES INC.
CHARLES E. OHARA
VSR FINANCIAL SERVICES INC.
CHARLES R. ELHOFF JR.
IMS SECURITIES INC.
CHARLES R. FISCHER
KAISER AND COMPANY
CHERI L. JOHNSON
QA3 FINANCIAL CORP.
CHRISTOPHER I. HALL
GENEOS WEALTH MANAGEMENT INC.
CHARLES R. BIGBIE III
GENEOS WEALTH MANAGEMENT INC.
DENTON L. SMITH
QA3 FINANCIAL CORP.
ELIZABETH R. HUCKEBY
ALTERNATIVE WEALTH STRATEGIES
ERIC P. WESCHKE
INVESTORS CAPITAL CORP.
FW LIBARDONO JR
NEWBRIDGE SECURITIES CORPORATION
GARY D. GRAY
WFG INVESTMENTS INC.
GARY C. HAACK
CAPITAL FINANCIAL SERVICES, INC.
GENE L. FAHLSING
INVESTORS CAPITAL CORP.
GREGORY L. GIBSON
AMERICAN PORTFOLIOS FINANCIAL SERVICES
GREGORY S. KURAS
QA3 FINANCIAL SERVICES
JAMES O. CONAWAY
CENTAURUS FINANCIAL INC.
JAMES R. SLACKE
CENTAURUS FINANCIAL INC.
JASON A. MCGINTY
AMERICAN PORTFOLIOS FINANCIAL SERVICES
JASON D. WAXLER
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES INC
JOHN J. HERROD
VSR FINANCIAL SERVICES INC.
JAY A. WALLINGER
QA3 FINANCIAL CORP.
JEFFREY G. MEYERS
IMS SECURITIES INC.
JAMES D. PHELAN
VSR FINANCIAL SERVICES INC.
JAMES R. KENNEDY
CENTAURUS FINANCIAL INC.
JOHN D. CROCKETT
VSR FINANCIAL SERVICES INC.
JOHN H. TOWERS
VSR FINANCIAL SERVICES INC.
JOHN T. LADY
VSR FINANCIAL SERVICES INC.
STEVEN D. KAESTNER
VSR FINANCIAL SERVICES INC.
MICHAEL H. CUNNINGHAM
GENEOS WALTH MANAGEMENT INC.
KARL F. FRANK
NEWPORT COAST SECURITIES INC.
KENNETH W. FINNELL
VSR FINANCIAL SERVICES INC.
KEVIN N. NEVIN
EDI FINANCIAL INC.
KRAIG W. KILLOUGH
TNP SECURITIES LLC
KIMBERLY A. BARRY
INVESTORS CAPITAL CORP.
LAWRENCE SMITH
VSR FINANCIAL SERVICES INC.
LAWRENCE BREEN III
VSR FINANCIAL SERVICES INC.
LINDA S. COLLIER