Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ALTERNATIVE WEALTH STRATEGIES, INC.
130933
ERIC PAUL WESCHKE
2486324
ALTERNATIVE WEALTH STRATEGIES
130933
ERIC P. WESCHKE
2486324
ALTERNATIVE WEALTH STRATEGIES, INC.
130933
ERIC WESCHKE
2486324
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,500,000.00
Yes
$0.00
No
2010-05-03
D/A
$116,000.00
No
$0.00
No
2010-04-02
D/A
$2,500,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-03
D/A
$116,000.00
No
$0.00
No
2010-02-26
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-20
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-10-15
D/A
$2,250,000.00
Yes
$0.00
No
INCLUDES SALE COMMISSIONS, MARKETING AND DUE DILIGENCE EXPENSES AND WHOLESALING FEES.
2009-09-11
D/A
$2,500,000.00
Yes
$0.00
No
2009-08-14
D/A
$2,500,000.00
Yes
$0.00
No
2009-07-16
D/A
$2,500,000.00
Yes
$0.00
No
2009-05-15
D/A
$2,500,000.00
Yes
$0.00
No
2009-05-15
D
$2,000,000.00
Yes
$0.00
No
2009-05-06
D/A
$2,250,000.00
Yes
$0.00
No
INCLUDES SALE COMMISSIONS, MARKETING AND DUE DILIGENCE EXPENSES AND WHOLESALING FEES.
2009-04-21
D
$2,500,000.00
Yes
$0.00
No