Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

QA3 FINANCIAL CORPORATION
14754
GARY TAD LINDSEY
2398788
QA3 FINANCIAL CORP
14754
GARY T. LINDSEY
2398788
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2009-05-26
D/A
$1,500,000.00
Yes
$0.00
No
2009-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2009-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2009-02-09
D/A
$1,500,000.00
Yes
$0.00
No