Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
JOHN J. HERROD
5626076
BERTHEL FISHER AND COMPANY FINANCIAL SERVICES INC
13609
JOHN J. HERROD
5626076
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2009-11-06
D/A
$1,882,115.00
No
$0.00
No