Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GENEOS WEALTH MANAGEMENT, INC.
120894
RICHARD BRAVERMAN
1023227
GENEOS WEALTH MANAGEMENT INC.
120894
RICHARD M. BRAVERMAN
1023227
GENEOS WEALTH MANAGEMENT
120894
RICHARD BRAVERMAN
1023227
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2010-06-09
D/A
$250,000.00
Yes
$0.00
No
2010-04-15
D/A
$250,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-02-11
D/A
$4,500,000.00
Yes
$0.00
No
ASSUMING TOTAL OFFERING AMOUNT IS SOLD.
2009-06-08
D/A
$250,000.00
Yes
$0.00
No