Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NATIONAL SECURITIES CORPORATION
7569
JALON OCONNELL
3005016
NATIONAL SECURITIES CORP.
7569
JALON O-CONNELL
3005016
NATIONAL SECURITIES CORPORATION
7569
JALON MARIE O-CONNELL
3005016
NATIONAL SECURITIES
7569
JALON O-CONNELL
3005016
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2010-07-13
D/A
$1,883,549.00
No
$0.00
No
2010-06-03
D/A
$2,500,000.00
Yes
$0.00
No
2010-04-02
D/A
$2,500,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-02-26
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-20
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-05
D/A
$1,845,943.00
Yes
$0.00
No
2009-09-11
D/A
$2,500,000.00
Yes
$0.00
No
2009-08-14
D/A
$2,500,000.00
Yes
$0.00
No
2009-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2009-03-17
D/A
$8,743,000.00
Yes
$0.00
No