Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

IMS SECURITIES INC.
35567
CHARLES R. FISCHER
1186289
IMS SECURITIES, INC.
35567
CHARLES FISCHER
1186289
IMS SECURITIES, INC
35567
CHARLES FISCHER
1186289
IMS SECURITIES, INC.
35567
CHARLES FISCHER
1186289
IMS SECURITIES INC.
35567
CHARLES FISCHER
1186289
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-03-24
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2015-03-02
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2012-06-05
D
$256,500.00
Yes
$0.00
Yes
2012-06-04
D
$245,250.00
Yes
$0.00
Yes
2012-05-21
D
$225,000.00
Yes
$0.00
Yes
2012-04-18
D
$189,000.00
Yes
$0.00
Yes
2012-03-08
D
$166,500.00
Yes
$0.00
Yes
2012-03-08
D
$166,500.00
Yes
$0.00
Yes
2012-03-08
D
$166,500.00
Yes
$0.00
Yes
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2010-11-16
D/A
$454,207.00
Yes
$0.00
Yes
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-08-02
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-14
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-04
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No