Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

IMS SECURITIES INC.
35567
KRIS ETTER
4562123
IMS SECURITIES, INC.
35567
KRISTOPHER F. ETTER
4562123
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-18
D/A
$277,959.00
Yes
$0.00
No
SOLICITING DEALERS WILL RECEIVE A SELLING COMMISSION OF UP TO 7% FROM THE GROSS OFFERING PROCEEDS AND A REALLOWANCE OF AN ADDITIONAL 1% OF THE GROSS OFFERING PROCEEDS.
2013-01-18
D/A
$277,959.00
Yes
$0.00
No
SOLICITING DEALERS WILL RECEIVE A SELLING COMMISSION OF UP TO 7% FROM THE GROSS OFFERING PROCEEDS AND A REALLOWANCE OF AN ADDITIONAL 1% OF THE GROSS OFFERING PROCEEDS.
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2010-12-23
D/A
$47,250.00
Yes
$0.00
Yes
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2009-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2009-03-17
D/A
$8,743,000.00
Yes
$0.00
No