Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

IMS SECURITIES INC.
35567
JAMES D. PHELAN
362251
IMS SEURITIES, INC.
35567
JAMES PHELAN
362251
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-01-24
D/A
$1,176,905.00
No
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2011-03-15
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No
2010-03-17
D/A
$8,743,000.00
Yes
$0.00
No