ATEL GROWTH CAPITAL FUND V, LLC

Profile

Company Names

ATEL GROWTH CAPITAL FUND V, LLC

Addresses

ATEL FINANCIAL SERVICES, LLC, 600 CALIFORNIA STREET, 6TH FLOOR, SAN FRANCISCO, CA 94108

Phone Numbers

415-989-8800

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

2007

State Incorporated:

CA

Total Amount Raised:

$17,085,000.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2009-02-09 
$17,085,000.00 
$35,000,000.00 
$17,915,000.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
NA 
 
ATEL CAPITAL GROUP 
PROMOTER
NA 
 
ATEL GROWTH CAPITAL PARTNERS 4, 5 + 6, LLC 
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
NA 
 
ATEL GROWTH CAPITAL PARTNERS 4, 5 AND 6, LLC 
DIRECTOR, EXECUTIVE OFFICER, PROMOTER
DEAN 
CASH 
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-02-09 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-02-09 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-02-09 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-02-09 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2009-02-09 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
ATEL SECURITIES CORPORATION
ATEL SECURITIES CORPORATION
PACIFIC WEST SECURITIES, INC.
HILLEL KATZEFF
CAMBRIDGE INVESTMENT RESEARCH, INC.
STUART M. MCDOWELL
NFP SECURITIES, INC.
NFP SECURITIES, INC.
TRIAD ADVISORS, INC.
TRIAD ADVISORS, INC.
CROWN CAPITAL SECURITIES, L.P.
ROBERT I. KULLY
PACIFIC WEST SECURITIES, INC.
ROBERT CANNON
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
JON W. ANDERSON
PRIMESOLUTIONS SECURITIES, INC.
LAWRENCE A. OLSON
PRIMESOLUTIONS SECURITIES, INC.
TYLER L. OLSON
ARETE WEALTH MANAGEMENT, LLC
OWEN J. FISHER
INDEPENDENT FINANCIAL GROUP, LLC
STANLEY A. SHAW
CAPITAL FINANCIAL SERVICES, INC.
JOSEPH C. ROUBIK
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
TREVOR A. LASTOKA
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
DAVID C. SINGER
SECURITIES AMERICA, INC.
SECURITIES AMERICA, INC.
MHA FINANCIAL CORP.
NEIL E. VONFELDT
NEWBRIDGE SECURITIES CORPORATION
SAVERIO M. MARTIRADONNA
GENEOS WEALTH MANAGEMENT, INC.
CRAIG E. WILLIAMS
CAPITAL FINANCIAL SERVICES, INC.
GENE L. FAHLSING
LIFEMARK SECURITIES CORP.
JEFFREY S. MORRISON
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
KALA L. DUNCAN
GRAMERCY SECURITIES, INC.
STEPHANIE A. HRYCYK
SIGMA FINANCIAL CORPORATION
DONALD W. FAIRMAN
ARETE WEALTH MANAGEMENT, LLC
RYAN P. HALLIDAY
NEXT FINANCIAL GROUP, INC.
NEXT FINANCIAL GROUP, INC.
SIGMA FINANCIAL CORPORATION
CHARLES W. SNYDER
SIGMA FINANCIAL CORPORATION
ANTHONY KUBIEN
EQUITY SERVICES, INC.
265
RICHARD J. SHAKTER
GENEOS WEALTH MANAGEMENT, INC.
RONALD G. SAFFER
CAMBRIDGE LEGACY SECURITIES LLC
DILIP C. SHAH
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
DANIEL A. BARNARD
GLOBAL BROKERAGE SERVICES, INC.
ROBERT A. MCKOY
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
MADISON AVENUE SECURITIES, INC.
NOEL R. VINCENT
WFG INVESTMENTS, INC.
HARRY T. COUCH
GENEOS WEALTH MANAGEMENT, INC.
LAWRENCE E. ADAMO
ARETE WEALTH MANAGEMENT, LLC
ADAM C. FISHER
AMERICAN PORTFOLIO FINANCIAL SERVICES, INC.
GARY D. LANNEN
SAMMONS SECURITIES COMPANY, LLC
ANTHONY P. MARINO
MADISON AVENUE SECURITIES, INC.
DIMITRY TIKHONOV
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
ROBERT D-AGOSTA
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
DOUGLAS R. FILIPOVITS
VSR FINANCIAL SERVICES, INC.
ROBERT M. HINZ, JR.
SUNSET FINANCIAL SERVICES, INC.
MARK B. REINKING
WFG INVESTMENTS, INC.
MICHAEL T. KINNEY
ATEL SECURITIES CORPORATION
ATEL SECURITIES CORPORATION
PACIFIC WEST SECURITIES, INC.
HILLEL KATZEFF
TRIAD ADVISORS, INC.
TRIAD ADVISORS, INC.
SUNSET FINANCIAL SERVICES, INC.
MARK B. REINKING
PACIFIC WEST SECURITIES, INC.
ROBERT A. CANNON
PRIMESOLUTIONS SECURITIES, INC.
TYLER L. OLSEN
ARETE WEALTH MANAGEMENT, LLC
OWEN J. FISHER
ARETE WEALTH MANAGEMENT, LLC
RYAN P. HALLIDAY
NEXT FINANCIAL GROUP, INC.
NEXT FINANCIAL GROUP, INC.
SIGMA FINANCIAL CORPORATION
CHARLES W. SNYDER
EQUITY SERVICES, INC.
265
RICHARD I. SHAKTER
WFG INVESTMENTS, INC.
HARRY T. COUCH
WFG INVESTMENTS, INC.
MICHAEL T. KINNEY
NEWBRIDGE SECURITIES CORPORATION
SAVERIO M. MARTIRADONNA
GENEOS WEALTH MANAGEMENT, INC.
CRAIG E. WILLIAMS
CAMBRIDGE LEGACY SECURITES, LLC
DILIP C. SHAH
BERTHEL, FISHER + COMPANY FINANCIAL SERVICES, INC.
DANIEL A. BARNARD
GENEOS WEALTH MANAGEMENT, INC.
ROBERT H. NEILL
LIFEMARK SECURITIES CORP.
JEFFREY S. MORRISON
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
KALA DUNCAN
CENTAURUS FINANCIAL, INC.
ROSS C. BONIFIELD
CENTAURUS FINANCIAL, INC.
DANA E. KELLOGG
CENTAURUS FINANCIAL, INC.
JAMES R. SLACKE
CENTAURUS FINANCIAL, INC.
BRETT F. EWING
CENTAURUS FINANCIAL, INC.
JASON A. MCGINTY
GLOBAL BROKERAGE SERVICES, INC.
DAVID A. WEEDON
SAMMONS SECURITIES COMPANY, LLC
DOUGLAS S. VEITCH SR.
PACIFIC WEST SECURITIES, INC.
THOMAS G. JUSTICE
EQUITY SERVICES, INC.
265
RICHARD D. VANPARIS II
SECURITIES AMERICA, INC.
MICHAEL R. DAMBECK
SECURITIES AMERICA, INC.
DARREN E. JOSEPHSON
SECURITIES AMERICA, INC.
DANA E. KELLOGG
SECURITIES AMERICA, INC.
TRENT A. YOST
TRIAD ADVISORS, INC.
SHAWN M. BRICKLER
TRIAD ADVISORS, INC.
BRENDAN J. MCLAUGHLIN
TRIAD ADVISORS, INC.
NORMAN E. MCNEILL
NEXT FINANCIAL GROUP, INC.
STEPHEN A. DELLELO
NEXT FINANCIAL GROUP, INC.
GARY R. REESE
NEXT FINANCIAL GROUP, INC.
TODD A. RUSTMAN
NEXT FINANCIAL GROUP, INC.
ANTHONY K. TEE