Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAPITAL FINANCIAL SERVICES, INC.
8408
JOSEPH C. ROUBIK
2443120
Companies
Company Name
ATEL GROWTH CAPITAL FUND V, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-08-18
D/A
$2,800,000.00
Yes
$0.00
No
2010-05-03
D/A
$2,800,000.00
Yes
$0.00
No
2010-01-21
D/A
$2,800,000.00
Yes
$0.00
No
2009-08-06
D/A
$2,800,000.00
Yes
$0.00
No
2009-05-13
D/A
$2,800,000.00
Yes
$0.00
No