Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GENEOS WEALTH MANAGEMENT, INC.
120894
CRAIG E. WILLIAMS
4444520
GENEOS WEALTH MANAGEMENT, INC.
120894
CRAIG E. WILLIAMS
4444520
GENEOS WEALTH MANAGEMENT INC.
120894
CRAIG WILLIAMS
4444520
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-01-13
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2016-11-18
D/A
$3,300,000.00
Yes
$0.00
No
AMOUNT INCLUDES 7% SALES COMMISSION AND 3% DEALER MANAGER FEE.
2010-08-18
D/A
$2,800,000.00
Yes
$0.00
No
2010-05-03
D/A
$2,800,000.00
Yes
$0.00
No
2010-01-21
D/A
$2,800,000.00
Yes
$0.00
No
2009-08-06
D/A
$2,800,000.00
Yes
$0.00
No