Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AMERICAN INDEPENDENT SECURITIES GROUP, LLC
135288
KALA DUNCAN
2206046
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
135288
KALA L. DUNCAN
2206046
Companies
Company Name
ATEL GROWTH CAPITAL FUND V, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-08-18
D/A
$2,800,000.00
Yes
$0.00
No
2010-05-03
D/A
$2,800,000.00
Yes
$0.00
No
2010-01-21
D/A
$2,800,000.00
Yes
$0.00
No