Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRIAD ADVISORS, INC.
25803
SHAWN M. BRICKLER
1624186
TRIAD ADVISORS
25803
SHAWN BRICKLER
1624186
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-03-24
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2015-03-02
D/A
$617,920.00
Yes
$0.00
No
BASED ON 7.0% SALES COMMISSIONS ON $80,000,000 FOR REGISTERED BROKER-DEALERS ENTERING INTO SELLING AGREEMENTS WITH THE ISSUER. NONE OF THE SALES COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING.
2009-05-13
D/A
$2,800,000.00
Yes
$0.00
No