ATEL GROWTH CAPITAL FUND 9, LLC

Profile

Company Names

ATEL GROWTH CAPITAL FUND 9, LLC

Addresses

ATEL FINANCIAL SERVICES, LLC, 600 MONTGOMERY STREET, 9TH FLOOR, SAN FRANCISCO, CA 94111

Phone Numbers

415-989-8800

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER BANKING AND FINANCIAL SERVICES

Year Incorporated:

2014

State Incorporated:

CALIFORNIA

Total Amount Raised:

$2,187,533.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2015-01-30 
$2,187,533.00 
$35,000,000.00 
$32,812,467.00 
Equity 
People
First Name
Middle Name
Last Name
Titles
Related Companies
N/A 
 
AGC MANAGING MEMBER, LLC 
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
N/A 
 
ATEL CAPITAL GROUP 
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
N/A 
 
ATEL MANAGEMENT SERVICES, LLC 
EXECUTIVE OFFICER, DIRECTOR, PROMOTER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2015-01-30 
D/A
OTHER BANKING AND FINANCIAL SERVICES 
 
DECLINE TO DISCLOSE 
Equity 
2015-01-30 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
ATEL SECURITIES CORPORATION
ATEL SECURITIES CORPORATION
CENTAURUS FINANCIAL, INC.
CALVIN TODD HALTERMAN
CENTAURUS FINANCIAL, INC.
CHARLES L. ORLEY
CROWN CAPITAL SECURITIES, L.P.
DARRELL E. STONER
CROWN CAPITAL SECURITIES, L.P.
MICHELLE L. WAGNER
CROWN CAPITAL SECURITIES, L.P.
WENDY E. FLEISCHMANN
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
CENTAURUS FINANCIAL, INC.
GREGORY J. RICHARDS
CENTAURUS FINANCIAL, INC.
JOHN M. SIMS
CENTAURUS FINANCIAL, INC.
KENNETH W. FINNELL
CENTAURUS FINANCIAL, INC.
CALVIN TODD HALTERMAN
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
AARON P. SEVIGNY
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
MICHAEL R. RADFORD