Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WFG INVESTMENTS, INC.
22704
HARRY T. COUCH
4073942
WFG INVESTMENTS, INC.
22704
HARRY T. COUCH
4073942
DEMPSEY LORD SMITH LLC
141238
TIMOTHY COUCH
4073942
DEMPSEY LORD SMITH, LLC
141238
TIM COUCH
4073942
DEMPSEY LORD SMITH, LLC
141238
TIM COUCH
4073942
DEMPSEY LORD SMITH, LLC
141238
TIM COUCH
4073942
DEMPSEY LORD SMITH, LLC
141238
TIM COUCH
4073942
DEMPSEY LORD SMITH, LLC
141238
HARRY TIMOTHY COUCH
4073942
DEMPSEY LORD SMITH, LLC
141238
HARRY TIMOTHY COUCH
4073942
DEMPSEY LORD SMITH, LLC
141238
TIM COUCH
4073942
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-03-18
D/A
$1,336,419.00
Yes
$0.00
No
2024-07-23
D/A
$8,250,000.00
Yes
$0.00
No
SALES COMMISSION - UP TO 5.5%; DEALER-MANAGER FEE - 1.5%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%; PAYMENT TO MANAGING GENERAL PARTNER - 0.3%.
2024-03-22
D/A
$7,098,393.00
Yes
$0.00
No
2023-03-28
D/A
$5,302,325.00
Yes
$0.00
No
2022-11-14
D/A
$8,300,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 1.5%; SALES COMMISSION - UP TO 5.5%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%; PAYMENT TO MANAGING GENERAL PARTNER - 0.3%.
2022-02-11
D/A
$2,035,023.00
Yes
$0.00
No
2022-01-14
D/A
$21,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS OF 6%, DEALER MANAGER FEE (DMF) OF 1% AND PLACEMENT AGENT FEE (PAF) OF 1.5%. THESE COMMISSIONS OR FEES MAY BE WAIVED FOR CERTAIN INVESTORS.
2022-01-05
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-11-10
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-10-28
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-10-14
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-09-30
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-09-16
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID.
2021-09-02
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-08-20
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-08-05
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-07-22
D/A
$11,700,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-03-29
D/A
$1,630,628.00
Yes
$0.00
No
2020-10-14
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-09-24
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-09-11
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-08-27
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-08-13
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-07-30
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-07-16
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-07-02
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-06-19
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-06-19
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-06-04
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-05-21
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-05-08
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-04-23
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-04-10
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-03-26
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-03-12
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-02-27
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-02-13
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-01-31
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-01-16
D/A
$5,500,000.00
Yes
$0.00
Yes
2010-08-18
D/A
$2,800,000.00
Yes
$0.00
No
2010-05-03
D/A
$2,800,000.00
Yes
$0.00
No
2010-01-21
D/A
$2,800,000.00
Yes
$0.00
No
2009-08-06
D/A
$2,800,000.00
Yes
$0.00
No