O-CONNOR GLOBAL MERGER ARBITRAGE LTD

Profile

Company Names

O-CONNOR GLOBAL MERGER ARBITRAGE LTD
NINETEEN77 GLOBAL MERGER ARBITRAGE LTD

Addresses

OGIER GLOBAL (CAYMAN) LIMITED, 89 NEXUS WAY, CAMANA BAY, GRAND CAYMAN, E9 KY1-9009

MAPLES CORPORATE SERVICES LIMITED, UGLAND HOUSE, SOUTH CHURCH STREET, GRAND CAYMAN, E9 KY1-1104

Phone Numbers

345-949-8066
345-949-9876

 

Entity Type:

OTHER

Industry:

HEDGE FUND

Year Incorporated:

> 5 years ago

State Incorporated:

CAYMAN ISLANDS

Total Amount Raised:

$410,180,170.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2015-05-01 
$410,180,170.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
LEANNE 
 
GOLDING 
DIRECTOR
DAEDALUS OFFSHORE   |  FIREBIRD NEW RUSSIA FUND LTD   |  FIREBIRD REPUBLICS FUND LTD   |  MKP OPPORTUNITY OFFSHORE, LTD.   |  MKP CREDIT OFFSHORE, LTD.   |  FIREBIRD AVRORA FUND LTD   |  FIREBIRD GLOBAL FUND LTD   |  FIREBIRD GLOBAL FUND II LTD   |  CORSAIR CAPITAL INVESTORS LTD   |  MKP CREDIT OFFSHORE (PLAN ASSETS), LTD.   |  MKP PARTNERS OFFSHORE, LTD.   |  CORSAIR SELECT OFFSHORE, LTD.   |  MKP OPPORTUNITY OFFSHORE (BPI), LTD.   |  OLD HICKORY TRADING PARTNERS, LTD   |  ATTUCKS DIVERSITY FUND LTD   |  TONTINE CAPITAL OVERSEAS FUND II, LTD.   |  FIREBIRD MONGOLIA FUND (CAYMAN) LTD.   |  V.E.C. INDIAN SPECIAL SITUATIONS FUND LTD.   |  MKP ENHANCED OPPORTUNITY OFFSHORE, LTD.   |  MKP MACRO OFFSHORE, LTD.   |  PROSPERITY RUSSIA DOMESTIC FUND LTD   |  RUSSIAN PROSPERITY FUND   |  MADISON STREET FUND, LTD.   |  CONTRARIAN EMERGING MARKETS OFFSHORE FUND, LTD.   |  PINE RIVER STRUCTURED CREDIT OPPORTUNITIES FUND LTD.   |  PINE RIVER FIXED INCOME FUND LTD   |  CONTRARIAN FUND I OFFSHORE LTD.   |  CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD   |  CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD   |  PINE RIVER BAXTER FUND LTD.   |  CROSSOVER LTD.   |  PINE RIVER FUND LTD   |  PINE RIVER ASIA FUND LTD   |  PINE RIVER TAIL HEDGE FUND LTD.   |  PINE RIVER LIQUID RATES FUND LTD.   |  PINE RIVER ULTRA FUND LTD.   |  PINE RIVER CHINA FUND LTD.   |  PINE RIVER CONVERTIBLES FUND LTD.   |  PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER AUGUSTA S.P.   |  PROSPERITY CUB FUND   |  PINE RIVER FIXED INCOME FUND LTD.   |  BBCM OFFSHORE FUND LTD.   |  PINE RIVER MUNICIPAL MASTER FUND LTD.   |  PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER VOLATILITY ARBITRAGE S.P.   |  ENGLE CAPITAL PARTNERS OFFSHORE, LTD.   |  AUTONOMY GLOBAL MACRO FUND LTD   |  AUTONOMY GLOBAL MACRO FUND L.P.   |  BLACK DIAMOND RELATIVE VALUE LTD.   |  BLACK DIAMOND LTD.   |  BLACK DIAMOND ARBITRAGE LTD.   |  DOUBLE BLACK DIAMOND LTD.   |  BBRC - TIBOR OFFSHORE FEEDER LTD   |  HONDIUS MACRO OFFSHORE, LTD   |  DAVENTRY GROUP PARTNERS (OFFSHORE), LTD.   |  OCTAHEDRON OFFSHORE FUND, LTD.   |  PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER MUNICIPAL FUND S.P.   |  PINE RIVER RELATIVE VALUE MASTER FUND LTD.   |  OXFORD FINANCE CREDIT FUND III LP   |  ANABRANCH OFFSHORE FUND, LTD.   |  PINE RIVER MULTI-STRATEGY FUND LTD.   |  PINE RIVER MULTI-STRATEGY MASTER FUND LTD.   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  A+Q ALTERNATIVE YIELD FUND LLC   |  A+Q ALTERNATIVE YIELD FUND LTD   |  OCTAHEDRON LONG ONLY OFFSHORE FUND, LTD.   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  PINE RIVER RELATIVE VALUE RATES MASTER FUND LTD.   |  A+Q DIVERSIFIED NEUTRAL ALPHA LTD   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD   |  PAE LTD   |  A+Q NEUTRAL ALPHA STRATEGIES LTD   |  A+Q SPECIAL OPPORTUNITIES FUND LLC   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP   |  TROLUCE OFFSHORE FUND, LTD   |  MAPLECAP FUND LTD   |  MAGNETAR CONSTELLATION FUND, LTD   |  MAGNETAR SYSTEMATIC MULTI-STRATEGY FUND LTD   |  MAGNETAR HEALTHCARE FUND LTD   |  FIDERA VECTA US FEDERAL AGENCY RECEIVABLES FUND LP   |  A+Q GLOBAL ALPHA STRATEGIES LTD   |  MAGNETAR RELATIVE VALUE FUND LTD   |  HUDSON BAY INTERNATIONAL FUND LTD.   |  FIDERA OPPORTUNITIES FEEDER FUND LTD   |  MAGNETAR PRA FUND LTD   |  HUDSON BAY INTERNATIONAL LEVERED FUND LTD.   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
GEORGE 
 
HALABY 
DIRECTOR
CASSANDRA 
 
POWELL 
DIRECTOR
ATTUCKS DIVERSITY FUND LTD   |  JETSTREAM GLOBAL OFFSHORE FUND LTD   |  A+Q DIVERSIFIED NEUTRAL ALPHA LTD   |  TONTINE CAPITAL OVERSEAS FUND II, LTD.   |  POINTER OFFSHORE LTD   |  COPIA MARKET NEUTRAL FUND (CAYMAN) LTD   |  A+Q ABSOLUTE STRATEGIES II LTD   |  O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC   |  O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD   |  NB OFFSHORE DIVERSIFIED ARBITRAGE FUND LTD.   |  NB OFFSHORE DIVERSIFIED ARBITRAGE FUND II LTD.   |  NB DIVERSIFIED ARBITRAGE PENSION FUND LTD.   |  VISIUM CATALYST CREDIT OFFSHORE FUND, LTD.   |  VISIUM CATALYST EVENT DRIVEN OFFSHORE FUND, LTD.   |  BTG PACTUAL ABSOLUTO FUND - PORTFOLIO E LLC   |  CONTRARIAN ADVANTAGE FUND I LTD   |  CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD   |  AIS SELECT - QUANTITATIVE STRATEGIES LTD   |  CONTRARIAN EMERGING MARKETS OFFSHORE FUND, LTD.   |  POINTER OFFSHORE III, LTD.   |  POINTER OFFSHORE II, LTD.   |  UBS GLOBAL ALPHA STRATEGIES LTD   |  UBS NEUTRAL ALPHA STRATEGIES LTD   |  UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD   |  OLD HICKORY TRADING PARTNERS, LTD   |  O-CONNOR FUND OF FUNDS: ACTIVIST LLC   |  CONTRARIAN FUND I OFFSHORE LTD.   |  CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD   |  1 NORTH EQUITY HEALTHCARE LONG/SHORT FUND LLC   |  A+Q ACTIVIST FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD   |  V.E.C. INDIAN SPECIAL SITUATIONS FUND LTD.   |  PTAM DYNAMIC FIXED INCOME FUND (CAYMAN), LTD.   |  WATERSHED CAPITAL PARTNERS (OFFSHORE), LTD.   |  OLD HICKORY TRADING PARTNERS, LLC   |  WATERSHED CAPITAL PARTNERS X (OFFSHORE), LTD.   |  COOLMORE OFFSHORE FUND, LTD.   |  A+Q NEUTRAL ALPHA STRATEGIES LTD   |  A+Q SPECIAL OPPORTUNITIES FUND LLC   |  GCM GROSVENOR OPPORTUNISTIC CREDIT FUND V, LTD.   |  GRANITE POINT CAPITAL OFFSHORE FUND, LTD.   |  GRANITE POINT CAPITAL OFFSHORE OPPORTUNITIES FUND, LTD.   |  SPRINGOWL SPECIAL OPPORTUNITIES FUND (OFFSHORE) SPC   |  AAH DIVERSE HEDGE FUNDS, LTD.   |  HEDGE FUND GUIDED PORTFOLIO SOLUTION, LTD.   |  FOSSE CAPITAL FUND LTD   |  FOSSE CAPITAL FUND LP   |  A+Q ALTERNATIVE YIELD FUND LLC   |  FOSSE CAPITAL PARTICIPATION LTD   |  A+Q ALTERNATIVE YIELD FUND LTD   |  GCM GROSVENOR OPPORTUNISTIC CREDIT FUND IV, LTD.   |  GROSVENOR ALTERNATIVE INVESTMENT COMPLETION PORTFOLIO, LTD.   |  YAKIRA ENHANCED OFFSHORE FUND LTD.   |  TITANIUM F2 FUND, LTD   |  A+Q CARMEN DIVERSIFIED ALPHA STRATEGY FUND (DELAWARE) LLC   |  PAE LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  STATAR CAPITAL OFFSHORE (CAYMAN), LTD.   |  READYSTATE OFFSHORE FUND, LTD.   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  MAN RISK PREMIA SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN ALTERNATIVE RISK PREMIA SP, ITS SEGREGATED PORTFOLIO   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC   |  CAMERON CAYMAN FUND LTD   |  MAN FRM ALPHA PROTECT LTD   |  MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN INSTITUTIONAL PORTFOLIO 630 SP   |  GCM GROSVENOR SPECIAL OPPORTUNITIES FUND, LTD.   |  A+Q SELECT (US) LLC - PREMIER ACCESS   |  A+Q SELECT (US) LLC - RRLT   |  A+Q SELECT SPC - OPPORTUNISTIC CREDIT SP   |  A+Q SELECT (US) LLC - OPPORTUNISTIC CREDIT   |  A+Q SELECT SPC - FOOD DELIVERY SP   |  MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN INSTITUTIONAL PORTFOLIO DIHEDRAL SP   |  GCM GROSVENOR SPECTRUM FUND, LTD.   |  GCM GROSVENOR OPPORTUNISTIC CREDIT FUND, LTD.   |  A+Q SELECT (US) LLC - BROAD BASED AGGRESSIVE PORTFOLIO   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD   |  A+Q SELECT (US) LLC - FOUNDERS PORTFOLIO (2018)   |  A+Q SELECT SPC - NEXTERA PENSION HF STRATEGIES SP   |  A+Q SELECT (US) LLC - EPLANET HEDGE FUND SOLUTION   |  A+Q SELECT (US) LLC - HK HEDGE PROGRAM   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP   |  FX MAC CAYMAN FUND LTD   |  MAN GPM CRS EVERGREEN (US) LP   |  A+Q GLOBAL ALPHA STRATEGIES LTD   |  MAN EXTERNAL ALPHA PROTECT LTD   |  OCEANIC HEDGE FUND   |  MAN CRS EVERGREEN (US) LP   |  LG MULTI-ASSET FUND   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
DARREN 
 
STAINROD 
DIRECTOR
SCORIA OFFSHORE FUND LTD.   |  WHITE ELM CAPITAL OFFSHORE, LTD.   |  COMMONWEALTH OPPORTUNITY (CAYMAN) FUND LTD.   |  CAMOX FUND   |  CAMOX (US) FUND LP   |  CRITERION VISTA OFFSHORE, LTD.   |  BALMOREAL REIT L/S ONSHORE, LP   |  QIP LTD.   |  CRITERION CAPITAL PARTNERS LTD.   |  GALENA MALACHITE FUND LP   |  Q-BLK ARS III INSTITUTIONAL, LTD   |  BLACKROCK APPRECIATION FUND IV, LTD.   |  CRITERION HORIZONS OFFSHORE, LTD.   |  BLACKROCK TEMPUS FUND, LTD.   |  GALENA FUND LTD   |  GALENA COMMODITY TRADE FINANCE FUND LTD   |  CCI MICRO HEALTHCARE PARTNERS, LTD.   |  CSC MULTI-STRATEGY FUND, LTD.   |  BELTWAY STRATEGIC OPPORTUNITIES FUND LTD.   |  CROWN ALTERNATIVE INVESTMENTS SPC-LGT(KY) ILO FUND SEGREGATED PORTFOLIO   |  BELTWAY DIRECT OPPORTUNITIES FUND LTD.   |  Q BLK STRATEGIC PARTNERS II, LTD   |  SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD.   |  EJF ENERGY OPPORTUNITIES OFFSHORE FUND LTD.   |  GALENA MACRO OPPORTUNITIES FUND LTD   |  GALENA MACRO OPPORTUNITIES FUND L.P.   |  CRITERION SOFTWARE + SECURITY OPPORTUNITIES FUND, LTD.   |  Q-BLK STRATEGIC PARTNERS INC   |  WATERFRONT CP OFFSHORE FUND LTD.   |  GUARD MACRO OFFSHORE FEEDER FUND   |  GUARD MACRO US FEEDER FUND   |  BLACKROCK APPRECIATION FUND IV (ERISA), LTD.   |  BLACKROCK TEMPUS FUND (ERISA), LTD.   |  COMMONWEALTH OPPORTUNITY (CAYMAN) FUND II LTD   |  MELVIN CAPITAL OFFSHORE LTD   |  AROSA CAPITAL MANAGEMENT MARKET NEUTRAL OFFSHORE FUND LTD.   |  BTG PACTUAL RATES FUND, LLC   |  BTG PACTUAL RATES MASTER FUND, LTD.   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  ROKOS GLOBAL MACRO FUND LP   |  ROKOS GLOBAL MACRO FUND LTD   |  SCORIA ADVANTAGE OFFSHORE FUND, LTD.   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LTD   |  FIRST QUADRANT ESSENTIAL BETA FUND LTD.   |  FQ BALANCED RISK COMMODITY INDEX FUND LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  FQ MACRO FUND LTD.   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  AMAZON MARKET NEUTRAL FUND   |  WATERFRONT CP ENHANCED OFFSHORE FUND LTD   |  TESSERA OFFSHORE FUND LTD   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD   |  BTG PACTUAL RATES FUND, LTD.   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  EJF SIDECAR FUND SMALL FINANCIAL EQUITIES LTD   |  Q BLK APPRECIATION FUND II LLC   |  FQR ALTERNATIVES II, L.P.   |  Q-BLK APPRECIATION FUND LP   |  TAMUS ARS FUND LP   |  1893 FUND, LLC   |  WILLIAM FUND, LLC   |  ORANGE 2015 DISLOCREDIT FUND, LP   |  BELFRY FUND, L.P. - 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JENNIFER 
 
THOMSON 
DIRECTOR
AHL CAYMAN SPC: CLASS A1 EVOLUTION USD SHARES   |  EUROPEAN DISTRESSED MAC LTD   |  THREE CORNER OFFSHORE L/S FUND LTD.   |  AHL ALPHA (CAYMAN) LTD   |  FRM MORAINE FUND LTD.   |  CEDAR CAYMAN FUND LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  AHL CAYMAN SPC: CLASS A EVOLUTION SEGREGATED PORTFOLIO   |  SANSOME CAYMAN FUND LTD   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LTD   |  GOTHAM CAYMAN FUND LTD   |  RED KITE COMPASS CAYMAN FUND LTD   |  SCIENTIFIC EQUITY CAYMAN FUND LTD   |  BLAKENEY FUND LTD   |  CQS EELS CAYMAN FUND LTD   |  GLOBAL AG CAYMAN FUND LTD   |  CANYON VALUE REALIZATION MAC 18 LTD.   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  IONIC VOLATILITY ARBITRAGE FUND II LTD.   |  O-CONNOR GLOBAL MERGER ARBITRAGE LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LLC   |  MAN FRM EVENT EQUITY + DISTRESSED STRATEGIES LTD.   |  MAN FRM GLOBAL EQUITY LONG SHORT STRATEGIES LTD.   |  MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LTD   |  MAN FRM EMERGING MARKETS STRATEGIES LTD   |  MAN FRM GLOBAL MACRO STRATEGIES LTD.   |  MAN FRM RELATIVE VALUE STRATEGIES LTD.   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  AROSA CAPITAL MANAGEMENT MARKET NEUTRAL OFFSHORE FUND LTD.   |  MAN AHL EVOLUTION FRONTIER LTD   |  NUMERIC MULTI-STRATEGY MARKET NEUTRAL LEVERED OFFSHORE FUND LTD   |  NUMERIC ABSOLUTE RETURN FUND OFFSHORE, LTD.   |  NUMERIC SOCIALLY-AWARE MULTI-STRATEGY FUND LTD.   |  GLG GLOBAL LONG-SHORT FUND   |  NUMERIC EMERGING MARKETS SMALL CAP CORE OFFSHORE FUND LTD.   |  MAN NUMERIC INTERNATIONAL ALPHA   |  MAN NUMERIC INTERNATIONAL SMALL CAP   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  MAN NUMERIC EMERGING MARKETS CORE   |  AHL DIMENSION (CAYMAN) LTD   |  MAN AHL PURE MOMENTUM LTD   |  PURE MOMENTUM (RESTRICTED) LTD   |  MAN AHL ALPHA 1.5 XL LTD   |  GLG CROSS ASSET VALUE OFFSHORE FUND LTD.   |  MAN AHL SHORT TERM TRADING LTD   |  GLG EUROPEAN LONG-SHORT OFFSHORE FUND LTD.   |  MAN SYSTEMATIC TAILPROTECT OFFSHORE FUND LTD.   |  MAN GLG EQUITY LONG-SHORT   |  MAN AHL (TW) DIMENSION SPC   |  MAN AHL CSS (RESTRICTED) SPC - ENHANCED MOMENTUM SEGREGATED PORTFOLIO A   |  CAMERON CAYMAN FUND LTD   |  MAN AHL TAILPROTECT LTD.   |  MAN ALTERNATIVE RISK PREMIA SP, A SEGREGATED PORTFOLIO OF MAN RISK PREMIA SPC   |  MAN AHL CSS (RESTRICTED) SPC, ON BEHALF OF + FOR THE ACCOUNT OF ENHANCED MOMENTUM SEGREGATED PORTFOLIO A   |  MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN EQUITIZED ALTERNATIVE RISK PREMIA SP, ITS SEGREGATED PORTFOLIO   |  AHL CAYMAN SPC, ON BEHALF OF + FOR THE ACCOUNT OF CLASS A EVOLUTION SEGREGATED PORTFOLIO   |  MAN RISK PREMIA SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN ALTERNATIVE RISK PREMIA SP, ITS SEGREGATED PORTFOLIO   |  MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL TARGETRISK SP   |  HIGH GROUND INVESTMENT MANAGEMENT FUND LTD   |  MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN INSTITUTIONAL PORTFOLIO 630 SP   |  MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL TARGETRISK 1.5X SP   |  HIGH GROUND INVESTMENT MANAGEMENT FUND LP   |  CANDLESTICK CAYMAN FEEDER LTD   |  TCIM OFFSHORE FUND LTD.   |  MAN FRM ALPHA PROTECT LTD   |  MFG HIGH CONVICTION OFFSHORE FUND LTD.   |  CONVERIUM CAPITAL PARTNERS LP   |  CONVERIUM CAPITAL OFFSHORE FUND LTD.   |  MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL TARGETRISK (CAYMAN) SP   |  FIFTHDELTA FUND LP   |  FIFTHDELTA FUND LTD.   |  MAN AHL (TW) DIMENSION SPC, ON BEHALF OF + FOR THE ACCOUNT OF SEGREGATED PORTFOLIO B   |  MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL TARGETRISK 1.5X (CAYMAN) SP   |  MAN AHL CHINA TREND (CAYMAN) LTD   |  MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN INSTITUTIONAL PORTFOLIO DIHEDRAL SP   |  AXEBROOK CREDIT ALPHA FUND LTD   |  AXEBROOK CREDIT ALPHA FUND, L.P.   |  MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL PURE MOMENTUM PLUS (CAYMAN) SP   |  MAN EXTERNAL ALPHA PROTECT LTD   |  MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN TARGETRISK (CAYMAN) SP   |  MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN TARGETRISK 1.5X (CAYMAN) SP
 
UBS O-CONNOR LLC 
PROMOTER
N/A 
 
UBS O-CONNOR LLC 
PROMOTER, EXECUTIVE OFFICER
BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC   |  U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC   |  O-CONNOR OPPORTUNISTIC STRATEGIES LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  O-CONNOR COLONY PROPERTY STRATEGIES LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC   |  O-CONNOR MARKET OPPORTUNITIES SPC   |  O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO   |  CL LONG/SHORT SELECT LLC   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LLC   |  CL LONG/SHORT SELECT LTD   |  O-CONNOR PROPERTY STRATEGIES LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  O-CONNOR GLOBAL MERGER ARBITRAGE LLC   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD   |  OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD   |  NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP
WILLIAM 
E.J. 
WALMSLEY 
DIRECTOR
JETSTREAM GLOBAL OFFSHORE FUND LTD   |  GEM REALTY SECURITIES LTD   |  MAGNETAR CONSTELLATION FUND LTD   |  MAGNETAR CAPITAL FUND LTD   |  CONTRARIAN FUND I OFFSHORE LTD.   |  CONTRARIAN ADVANTAGE FUND I OFFSHORE LTD   |  CONTRARIAN EUROPEAN FUND, LTD.   |  MAGNETAR GRF FUND (CAYMAN), LTD.   |  CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC   |  GRUSS OFFSHORE ARBITRAGE FUND, LTD.   |  UBS GLOBAL ALPHA STRATEGIES LTD   |  UBS NEUTRAL ALPHA STRATEGIES LTD   |  GRUSS GLOBAL INVESTORS, LTD.   |  O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LTD   |  GRUSS OFFSHORE ARBITRAGE FUND (ENHANCED), LTD.   |  A+Q DIVERSIFIED NEUTRAL ALPHA LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LLC   |  O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC   |  UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD   |  BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC   |  U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  O-CONNOR CURRENCY + RATES PORTFOLIO II LLC   |  GRUSS GLOBAL INVESTORS (ENHANCED), LTD.   |  GRANITE POINT CAPITAL OFFSHORE FUND, LTD.   |  SEGREGATED PORTFOLIO C, A SEGREGATED PORTFOLIO OF MAGNETAR SPC   |  SEGREGATED PORTFOLIO L, A SEGREGATED PORTFOLIO OF MAGNETAR SPC   |  HIPPARCHUS FUND LTD   |  FIREBIRD MONGOLIA FUND, LTD.   |  O-CONNOR OPPORTUNISTIC STRATEGIES LTD   |  MAGNETAR STARS FUND LTD   |  CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD   |  A+Q ABSOLUTE STRATEGIES II LTD   |  O-CONNOR CURRENCY + RATES PORTFOLIO II LTD   |  TUFTON TRANSPORT INVESTMENT FUND   |  MAGNETAR CAPITAL FUND II LTD   |  CONTRARIAN ADVANTAGE FUND I LTD   |  O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC   |  O-CONNOR COLONY PROPERTY STRATEGIES LLC   |  CONTRARIAN LONG SHORT CREDIT OFFSHORE LTD   |  O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC   |  O-CONNOR MARKET OPPORTUNITIES SPC   |  O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO   |  O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD   |  AIS SELECT - QUANTITATIVE STRATEGIES LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  CL LONG/SHORT SELECT LLC   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LLC   |  CL LONG/SHORT SELECT LTD   |  MAGNETAR CONSTELLATION FUND, LTD   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC   |  O-CONNOR FUND OF FUNDS: ACTIVIST LLC   |  SPECTRUM OPPORTUNITIES MASTER FUND LTD   |  SPECTRUM OPPORTUNITIES FUND LTD   |  O-CONNOR PROPERTY STRATEGIES LLC   |  1 NORTH EQUITY HEALTHCARE LONG/SHORT FUND LLC   |  MAGNETAR EQUITY OPPORTUNITIES FUND LTD   |  A+Q ACTIVIST FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD   |  MAGNETAR SC FUND LTD   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LTD   |  MAGNETAR CREDIT OPPORTUNITIES FUND LTD   |  MTP ENERGY FUND I LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LLC   |  MAGNETAR GLOBAL EVENT DRIVEN FUND LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  A+Q NEUTRAL ALPHA STRATEGIES LTD   |  MAGNETAR PRA FUND LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  MAGNETAR TACTICAL TRADING FUND LTD   |  A+Q SPECIAL OPPORTUNITIES FUND LLC   |  MAGNETAR FUNDAMENTAL STRATEGIES FUND LTD   |  MAGNETAR MSW FUND LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD   |  MAGNETAR CONSTELLATION FUND V LTD   |  OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5   |  MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD   |  MAGNETAR CAPITAL FUND, LTD   |  MAGNETAR SYSTEMATIC MULTI-STRATEGY FUND LTD   |  A+Q ALTERNATIVE YIELD FUND LLC   |  A+Q ALTERNATIVE YIELD FUND LTD   |  GEM REALTY SECURITIES FLAGSHIP, LTD.   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD   |  NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC   |  PAE LTD
JOSEPH 
C. 
WORKMAN 
EXECUTIVE OFFICER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D/A
HEDGE FUND 
 
 
 
2015-05-01 
D
HEDGE FUND 
 
 
 
2015-05-01 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
UBS FINANCIAL SERVICES INC.
NONE
NONE
UBS ASSET MANAGEMENT (US) INC.
583
NONE
NONE
CANTOR FITZGERALD + CO.
134
NONE
NONE
UBS ASSET MANAGEMENT (US) INC.
583