RW FUND, LLC

Profile

Company Names

RW FUND, LLC

Addresses

601 UNION STREET, 56TH FLOOR, SEATTLE, WA 98101

Phone Numbers

206-613-6700

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER INVESTMENT FUND, HEDGE FUND

Year Incorporated:

2011

State Incorporated:

DELAWARE

Total Amount Raised:

$707,550,000.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2012-01-03 
$707,550,000.00 
INDEFINITE 
INDEFINITE 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
DAVID 
N. 
BARENBORG 
EXECUTIVE OFFICER
Q BLK APPRECIATION FUND II LLC   |  BLACKROCK MULTI-MANAGER PARTNERS LLC   |  Q-BLK APPRECIATION FUND LP   |  BLACKROCK ASIA PACIFIC PARTNERS LLC   |  BLACKROCK HPB MULTI-MANAGER PARTNERS, LLC   |  Q-BLK ARS III, LLC   |  FQR ALTERNATIVES II, L.P.   |  Q-BLK EQUITY EDGE PORTFOLIO L P   |  SIGNATURE PORTFOLIO LLC   |  BLACKROCK TEMPUS FUND, LLC   |  BLACKROCK CO-INVESTMENT FUND III, L.P. - Z CRT SERIES   |  BLACKROCK CO-INVESTMENT FUND III, L.P. - Z US TAXABLE SERIES   |  BLACKROCK CO-INVESTMENT FUND III, L.P. - US TAXABLE SERIES   |  RW FUND, LLC   |  BRHF CUSTOM, LLC   |  BLACKROCK SELECT HEDGE I LP   |  TAMUS ARS FUND LP   |  BLACKROCK CO-INVESTMENT FUND IV, L.P. - US TAXABLE SERIES   |  BLACKROCK CO-INVESTMENT FUND IV, L.P. - Z US TAXABLE SERIES   |  BLACKROCK CO-INVESTMENT FUND IV, L.P. - US TAX EXEMPT SERIES   |  CAERUS DT FUND, LLC   |  1893 FUND, LLC   |  WILLIAM FUND, LLC   |  ORANGE 2015 DISLOCREDIT FUND, LP   |  PHOENIX QLS FUND, LTD.   |  BELFRY FUND, L.P. - CORE PORTFOLIO   |  SONJ FUND ALIGNMENT + INCENTIVE REFORM, L.P.   |  BLACKROCK APPRECIATION STRATEGY FUND, LLC   |  BLACKROCK CO-INVESTMENT FUND V, L.P. - US TAXABLE SERIES   |  BELFRY FUND, L.P. - EP PORTFOLIO   |  ORANGE 2015 DISLOCREDIT FUND, L.P.   |  BLACKROCK CASCADE OPPORTUNITIES FUND, L.P.   |  BLACKROCK MASTER HEDGE, L.P. - DIVERSIFIED SERIES   |  BLACKROCK MASTER HEDGE, L.P. - OPPORTUNISTIC SERIES   |  NEIL ENHANCED OPPORTUNITIES FUND, L.P.
MARK 
 
EVERITT 
EXECUTIVE OFFICER
DENNIS 
 
HUNTER 
DIRECTOR
QIP LTD.   |  BENNETT OFFSHORE RESTRUCTURING FUND INC   |  INTERMOUNTAIN PENSION FUND LTD   |  Q BLK STRATEGIC PARTNERS II, LTD   |  QW FUND LTD   |  QPA LTD   |  Q-BLK RELATIVE VALUE FUND LTD   |  Q-BLK EQUITY EDGE PORTFOLIO LTD   |  Q-BLK STRATEGIC PARTNERS INC   |  3575 FUND LTD   |  BLACKROCK APPRECIATION FUND IV (ERISA), LTD.   |  BREVAN HOWARD EMERGING MARKETS STRATEGIES LTD   |  EUCLID OFFSHORE FEEDER FUND LTD.   |  BLACKROCK APPRECIATION FUND IV, LTD.   |  SPECIAL OFFSHORE LTD E   |  Q-BLK ARS III INSTITUTIONAL, LTD   |  CQS CONVERTIBLE + QUANTITATIVE STRATEGIES FEEDER FUND LTD   |  CQS ABS FEEDER FUND LTD   |  OCEANA FUND LTD.   |  BLACKROCK TEMPUS FUND, LTD.   |  BREVAN HOWARD FUND LTD   |  BREVAN HOWARD ASIA FUND LTD   |  BREVAN HOWARD EQUITY STRATEGIES FUND LTD   |  CQS DIRECTIONAL OPPORTUNITIES FEEDER FUND LTD   |  CQS DIVERSIFIED FUND (SPC) LTD - SEGREGATED PORTFOLIO ALPHA   |  BREVAN HOWARD CREDIT CATALYSTS FUND LTD   |  BREVAN HOWARD COMMODITIES STRATEGIES FUND LTD   |  CQS CREDIT LONG SHORT FEEDER FUND LTD   |  CQS GLOBAL DISTRESSED VALUE OPPORTUNITIES FEEDER FUND, LP   |  CQS EUROPEAN DISTRESSED FEEDER FUND, LP   |  BREVAN HOWARD EMERGING MARKETS LOCAL FIXED INCOME FUND LTD.   |  CQS ABS FEEDER FUND, LP   |  CQS DIRECTIONAL OPPORTUNITIES FEEDER FUND, LP   |  ATTALUS MULTI-STRATEGY FUND (NON-ERISA), LTD.   |  CQS ABS ALPHA FEEDER FUND LTD   |  ATTALUS LONG-SHORT EQUITY FUND, LTD   |  ATTALUS MULTI-STRATEGY FUND, LTD.   |  ATTALUS ACTIVE BENCHMARK OPPORTUNITIES   |  ATTALUS ENHANCED INDEX FUND, LTD.   |  BREVAN HOWARD MULTI-STRATEGY FUND LTD   |  BREVAN HOWARD CMBS FUND LTD   |  BLACKROCK TEMPUS FUND (ERISA), LTD.   |  CQS DIVERSIFIED FUND (SPC) LTD - SEGREGATED PORTFOLIO ALPHA III   |  CQS DIVERSIFIED FUND (SPC) LTD - SEGREGATED PORTFOLIO ALPHA II   |  CARNELIAN FUND, LTD.   |  BR-UW FUND, LTD.   |  CQS LATIN AMERICAN EQUITY FEEDER FUND LTD   |  EYCK EUROPEAN TACTICAL DISTRESSED OPPORTUNITIES FUND LLC   |  AMP, LTD.   |  CQS EUROPEAN EQUITY LONG SHORT FEEDER FUND LTD   |  BREVAN HOWARD EMERGING MARKETS LOCAL FIXED INCOME LEVERAGED FUND, L.P.   |  BREVAN HOWARD EMERGING MARKETS LOCAL FIXED INCOME LEVERAGED FUND LTD   |  CSC MULTI-STRATEGY FUND, LTD.   |  SHARETOWN, INC.   |  PROSTASIA FUND, LTD.   |  EVENT-DRIVEN FUND, LTD.   |  1940 FUND, LTD.   |  Q BLK APPRECIATION FUND II LLC   |  FQR ALTERNATIVES II, L.P.   |  Q-BLK APPRECIATION FUND LP   |  TAMUS ARS FUND LP   |  1893 FUND, LLC   |  WILLIAM FUND, LLC   |  ORANGE 2015 DISLOCREDIT FUND, LP   |  BELFRY FUND, L.P. - CORE PORTFOLIO   |  BLACKROCK APPRECIATION STRATEGY FUND, LLC   |  BLACKROCK APPRECIATION STRATEGY FUND, LTD.   |  RW FUND, LLC   |  BRHF CUSTOM, LLC   |  BELFRY FUND, L.P. - EP PORTFOLIO   |  CQS ABS FEEDER FUND LLC   |  ORANGE 2015 DISLOCREDIT FUND, L.P.   |  CRAFTFORCE SERVICES, INC.   |  EMERALD PHARMS RESOURCE CENTER   |  KIND HOUSE, INC.   |  CRFT MANUFACTURING, INC.   |  CANNACRAFT, INC.   |  CQS GLOBAL RELATIVE VALUE FEEDER FUND, LP   |  CQS GLOBAL RELATIVE VALUE FEEDER FUND LTD   |  CQS RCR FUND I MASTER (DL), LP   |  CQS RCR II FEEDER FUND (USD), LP   |  1.5 DEGREES (CAYMAN) FUND, LTD.   |  DELTROIT DIRECTIONAL OPPORTUNITIES FEEDER FUND LTD   |  DELTROIT DIRECTIONAL OPPORTUNITIES FEEDER FUND LP   |  CQS RCR III FEEDER FUND LLC   |  CQS RCR III FEEDER FUND LTD
J. 
DAVID 
MATTER 
EXECUTIVE OFFICER
Q BLK APPRECIATION FUND II LLC   |  Q-BLK APPRECIATION FUND LP   |  QB ARS III, LLC   |  BLACKROCK MULTI-MANAGER PARTNERS LLC   |  BLACKROCK ASIA PACIFIC PARTNERS LLC   |  BLACKROCK HPB MULTI-MANAGER PARTNERS, LLC   |  Q-BLK ARS III, LLC   |  FQR ALTERNATIVES II, L.P.   |  Q-BLK EQUITY EDGE PORTFOLIO L P   |  SIGNATURE PORTFOLIO LLC   |  BLACKROCK TEMPUS FUND, LLC   |  BLACKROCK CO-INVESTMENT FUND III, L.P. - Z CRT SERIES   |  BLACKROCK CO-INVESTMENT FUND III, L.P. - Z US TAXABLE SERIES   |  BLACKROCK CO-INVESTMENT FUND III, L.P. - US TAXABLE SERIES   |  RW FUND, LLC   |  BRHF CUSTOM, LLC   |  BLACKROCK SELECT HEDGE I LP   |  BLACKROCK CO-INVESTMENT FUND IV, L.P. - US TAXABLE SERIES   |  BLACKROCK CO-INVESTMENT FUND IV, L.P. - Z US TAXABLE SERIES   |  BLACKROCK CO-INVESTMENT FUND IV, L.P. - US TAX EXEMPT SERIES   |  CAERUS DT FUND, LLC   |  1893 FUND, LLC   |  TAMUS ARS FUND LP   |  WILLIAM FUND, LLC   |  ORANGE 2015 DISLOCREDIT FUND, LP   |  PHOENIX QLS FUND, LTD.   |  BELFRY FUND, L.P. - CORE PORTFOLIO   |  CO-INVESTMENT INCOME FUND, L.P. - US TAX EXEMPT SERIES   |  SONJ FUND ALIGNMENT + INCENTIVE REFORM, L.P.   |  BLACKROCK APPRECIATION STRATEGY FUND, LLC   |  BLACKROCK CO-INVESTMENT FUND V, L.P. - US TAXABLE SERIES   |  BELFRY FUND, L.P. - EP PORTFOLIO   |  ORANGE 2015 DISLOCREDIT FUND, L.P.   |  BLACKROCK CASCADE OPPORTUNITIES FUND, L.P.   |  BLACKROCK MASTER HEDGE, L.P. - DIVERSIFIED SERIES   |  BLACKROCK MASTER HEDGE, L.P. - OPPORTUNISTIC SERIES   |  NEIL ENHANCED OPPORTUNITIES FUND, L.P.   |  MALT ONSHORE FUND, L.P.   |  GRAND RIVER ABSOLUTE RETURN FUND, LTD.   |  BLACKROCK HFOF MRP, LTD.   |  PIQUETTE FUND, LTD.   |  HORSEBARN HILL INVESTMENT FUND, LTD.   |  BLACKROCK BOWLING GREEN HEDGE FUND OF FUNDS, L.P.
ROBERT 
 
MESCHI 
DIRECTOR
SANSAR CAPITAL LTD   |  SANSAR CAPITAL SPECIAL OPPORTUNITY FUND LTD   |  3D GLOBAL OPPORTUNITIES (U.S. INSTITUTIONAL) FUND LTD.   |  U.S. LIBOR GLOBALALPHA BOND FUND LTD.   |  U.S. EXTENDED CORE GLOBALALPHA BOND (NON-ERISA) FUND LTD.   |  SYNTHETIC US CORE BOND FUND LTD.   |  MARKET ADVANTAGE, LTD.   |  BLACKROCK FIXED INCOME GLOBALALPHA ONSHORE FUND LLC   |  BLACKROCK FIXED INCOME GLOBALALPHA OFFSHORE FUND LTD.   |  GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE II, LTD.   |  GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE (STRATEGIC), LTD.   |  GOLDENTREE CLO DEBT INVESTMENT FUND 2011 LTD   |  PANAGORA DIVERSIFIED ARBITRAGE OFF-SHORE FUND, LTD.   |  PANAGORA DIVERSIFIED ARBITRAGE MASTER FUND, LTD.   |  SWIFTCURRENT OFFSHORE, LTD.   |  LYONROSS PARTNERS FUND LTD.   |  MERCHANTS- GATE OFFSHORE FUND LTD   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO SF   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO SF-1   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO E-11   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO E   |  ARISTEIA INTERNATIONAL LTD   |  STANDARD INVESTMENT RESEARCH HEDGED EQUITY OVERSEAS FUND LTD   |  BLACKROCK MULTI-MANAGER PARTNERS (OFFSHORE) LTD.   |  WISHBONE INTERNATIONAL PARTNERS, LTD.   |  CURRENT ASSET FUND LTD.   |  SERENGETI OPPORTUNITIES LTD   |  SERENGETI LYCAON OVERSEAS LTD   |  AZENTUS GLOBAL OPPORTUNITIES FUND LTD   |  AZENTUS GLOBAL OPPORTUNITIES FUND L.P.   |  JET CAPITAL CONCENTRATED OFFSHORE FUND, LTD.   |  PANAGORA DIVERSIFIED RISK MULTI-ASSET FUND, LTD.   |  SERENGETI SEGREGATED PORTFOLIO CO LTD.- SEGREGATED PORTFOLIO USF II   |  ANDALUSIAN CORPORATE OPPORTUNITIES OFFSHORE FUND, LTD.   |  SHEARWATER OFFSHORE LTD.   |  MARITIME CAPITAL PARTNERS OFFSHORE LTD   |  ALPHAKEYS MILLENNIUM FUND (OFFSHORE), LTD.   |  ALPHAKEYS GS INVESTMENT PARTNERS (OFFSHORE), LTD.   |  SERENGETI LYCAON ENERGY LTD   |  MALTA MARKET NEUTRAL OFFSHORE FUND LTD.   |  PANAGORA RISK PARITY MULTI ASSET FUND (C), LTD.   |  PANAGORA STRATEGIC U.S. EQUITY EXTENDED ALPHA FUND, LLC - SERIES B   |  PANAGORA STRATEGIC U.S. EQUITY EXTENDED ALPHA FUND, LLC - SERIES A   |  ACACIA CONSERVATION FUND (OFFSHORE), LTD.   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO HH   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO CI   |  Q BLK STRATEGIC PARTNERS II, LTD   |  QIP LTD.   |  Q BLK APPRECIATION FUND II LLC   |  FQR ALTERNATIVES II, L.P.   |  Q-BLK STRATEGIC PARTNERS INC   |  Q-BLK APPRECIATION FUND LP   |  Q-BLK ARS III INSTITUTIONAL, LTD   |  TAMUS ARS FUND LP   |  1893 FUND, LLC   |  WILLIAM FUND, LLC   |  ORANGE 2015 DISLOCREDIT FUND, LP   |  BELFRY FUND, L.P. - CORE PORTFOLIO   |  PANAGORA RISK PARITY MULTI ASSET MASTER FUND, LTD.   |  MULTI-STRATEGY FUND II, LTD.   |  BLACKROCK APPRECIATION STRATEGY FUND, LLC   |  BLACKROCK APPRECIATION STRATEGY FUND, LTD.   |  OMNI SPC, LTD.   |  RW FUND, LLC   |  BRHF CUSTOM, LLC   |  475 FUND, LTD.   |  GLOBAL LONG/SHORT EQUITY FUND, LTD.   |  EPP DISTRESSED DEBT FUND   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO SPC III   |  MULTI-STRATEGY FUND II, L.P.   |  UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE IV LTD.   |  UNIVERSA PREMIUM FUND III LTD.   |  PANAGORA STRATEGIC EQUITY EXTENDED ALPHA FUND, LLC - SERIES B   |  PANAGORA STRATEGIC EQUITY EXTENDED ALPHA FUND, LLC - SERIES A   |  PANAGORA DIVERSIFIED RISK MULTI-ASSET FUND (B), LTD.   |  BELFRY FUND, L.P. - EP PORTFOLIO   |  MALTA MARKET NEUTRAL MASTER FUND LTD   |  U.S. LARGE CAP 130/30 FUND, LLC   |  ORANGE 2015 DISLOCREDIT FUND, L.P.   |  SELECT CREDIT OPPORTUNITIES OFFSHORE FUND I, L.P.   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO S   |  MALTA OFFSHORE, LTD.   |  SERENGETI SEGREGATED PORTFOLIO CO LTD. - SEGREGATED PORTFOLIO SPC II   |  SERENGETI CARACAL FUND LTD.   |  GOLDENTREE MULTI-SECTOR FUND OFFSHORE ERISA, LTD.   |  SERENGETI CARACAL SPC LTD. -SEGREGATED PORTFOLIO EC   |  NEO IVY CAPITAL OFFSHORE FUND LTD.   |  SERENGETI CARACAL SPC LTD. - SEGREGATED PORTFOLIO TR   |  KYNAM GLOBAL HEALTHCARE OFFSHORE FUND, LTD.   |  PRIME LIQUIDITY FUND LLC   |  SERENGETI CARACAL FUND II LTD.   |  CHINA A-SHARE EQUITY FUND LLC   |  GLOBAL EMERGING MARKETS ANALYST FUND LLC   |  OPPORTUNISTIC ACCESS FEEDER FUND, LTD.   |  OPPORTUNISTIC ACCESS MASTER FUND, L.P.   |  GLOBAL EMERGING MARKETS DISCOVERY FUND, LLC   |  ALL COUNTRY INTERNATIONAL EQUITY 3(C)(7) FUND, LLC   |  GLOBAL EMERGING MARKETS OPPORTUNITIES FUND, LLC   |  MALTA MARKET NEUTRAL MASTER FUND, LTD.   |  PANAGORA RISK MANAGED GLOBAL OPPORTUNITIES MASTER FUND, LTD.   |  PINEBRIDGE FLEXIBLE CREDIT OFFSHORE FUND, LLC   |  SERENGETI CARACAL SPC LTD. - SEGREGATED PORTFOLIO ES   |  MAS GLOBAL DYNAMIC ALLOCATION FUND, LLC   |  GCOF IV PRIVATE INVESTORS OFFSHORE, L.P.   |  GCOF IV PRIVATE INVESTORS, LLC   |  SCULPTOR REAL ESTATE V PRIVATE INVESTORS, LLC   |  SCULPTOR REAL ESTATE V PRIVATE INVESTORS OFFSHORE, L.P.   |  SVSS VI PRIVATE INVESTORS OFFSHORE, L.P.   |  SVSS VI PRIVATE INVESTORS, LLC   |  HGV OCF III PRIVATE INVESTORS OFFSHORE, L.P.   |  ORBIMED ROYALTIES V PRIVATE INVESTORS, LLC   |  ORBIMED ROYALTIES V PRIVATE INVESTORS OFFSHORE, L.P.   |  AHVF III PRIVATE INVESTORS, LLC   |  STRIPES VII PRIVATE INVESTORS, LLC   |  ECP VI PRIVATE INVESTORS, LLC   |  AHVF III PRIVATE INVESTORS OFFSHORE, L.P.   |  STRIPES VII PRIVATE INVESTORS OFFSHORE, L.P.   |  ASPORTS PRIVATE INVESTORS, LLC   |  SERENGETI CARACAL SPC LTD. - SEGREGATED PORTFOLIO CC2   |  TPG PARTNERS X PRIVATE INVESTORS, LLC   |  TPG PARTNERS X PRIVATE INVESTORS OFFSHORE L.P.   |  TPG RC II PRIVATE INVESTORS OFFSHORE, L.P.   |  TPG RC II PRIVATE INVESTORS, LLC   |  GC CREATION FUND III PRIVATE INVESTORS, LLC   |  GC CREATION FUND III PRIVATE INVESTORS OFFSHORE, L.P.   |  ECP VI PRIVATE INVESTORS OFFSHORE, L.P.   |  SERENGETI BIG CAT FUND LTD.
BRIAN 
 
SCHWARTZ 
EXECUTIVE OFFICER
FIRST CAPITAL HOLDINGS INC   |  LEFT TACKLE LLC   |  TLC HOLDINGS, LLC   |  PEAK HOLDING CORP.   |  PAPERBOARD PARENT, INC.   |  BINARY EVENT NETWORK, INC.   |  CO-INVESTMENT INCOME FUND, L.P. - NON-US SERIES   |  CO-INVESTMENT INCOME FUND, L.P. - US TAXABLE SERIES   |  PHOENIX QLS FUND, LTD.   |  BELFRY FUND, L.P. - CORE PORTFOLIO   |  CO-INVESTMENT INCOME FUND, L.P. - US TAX EXEMPT SERIES   |  Q BLK APPRECIATION FUND II LLC   |  Q-BLK APPRECIATION FUND LP   |  RW FUND, LLC   |  BRHF CUSTOM, LLC   |  TAMUS ARS FUND LP   |  WILLIAM FUND, LLC   |  FQR ALTERNATIVES II, L.P.   |  UNDISPUTED BOXING, INC.   |  CAERUS DT FUND, LLC   |  ORANGE 2015 DISLOCREDIT FUND, LP   |  SONJ FUND ALIGNMENT + INCENTIVE REFORM, L.P.   |  1893 FUND, LLC   |  BLACKROCK APPRECIATION STRATEGY FUND, LLC   |  BLACKROCK CO-INVESTMENT FUND V, L.P. - US TAXABLE SERIES   |  BELFRY FUND, L.P. - EP PORTFOLIO   |  ORANGE 2015 DISLOCREDIT FUND, L.P.   |  BLACKROCK CASCADE OPPORTUNITIES FUND, L.P.   |  BLACKROCK MASTER HEDGE, L.P. - DIVERSIFIED SERIES   |  BLACKROCK MASTER HEDGE, L.P. - OPPORTUNISTIC SERIES   |  NEIL ENHANCED OPPORTUNITIES FUND, L.P.   |  MALT ONSHORE FUND, L.P.   |  GRAND RIVER ABSOLUTE RETURN FUND, LTD.   |  BLACKROCK HFOF MRP, LTD.   |  PIQUETTE FUND, LTD.   |  HORSEBARN HILL INVESTMENT FUND, LTD.   |  CYCLACEL PHARMACEUTICALS, INC.   |  BLACKROCK BOWLING GREEN HEDGE FUND OF FUNDS, L.P.   |  BLACKROCK BROADWAY FUND, L.P.   |  ADQUICK, INC.
DARREN 
 
STAINROD 
DIRECTOR
SCORIA OFFSHORE FUND LTD.   |  WHITE ELM CAPITAL OFFSHORE, LTD.   |  COMMONWEALTH OPPORTUNITY (CAYMAN) FUND LTD.   |  CAMOX FUND   |  CAMOX (US) FUND LP   |  CRITERION VISTA OFFSHORE, LTD.   |  BALMOREAL REIT L/S ONSHORE, LP   |  QIP LTD.   |  CRITERION CAPITAL PARTNERS LTD.   |  GALENA MALACHITE FUND LP   |  Q-BLK ARS III INSTITUTIONAL, LTD   |  BLACKROCK APPRECIATION FUND IV, LTD.   |  CRITERION HORIZONS OFFSHORE, LTD.   |  BLACKROCK TEMPUS FUND, LTD.   |  GALENA FUND LTD   |  GALENA COMMODITY TRADE FINANCE FUND LTD   |  CCI MICRO HEALTHCARE PARTNERS, LTD.   |  CSC MULTI-STRATEGY FUND, LTD.   |  BELTWAY STRATEGIC OPPORTUNITIES FUND LTD.   |  CROWN ALTERNATIVE INVESTMENTS SPC-LGT(KY) ILO FUND SEGREGATED PORTFOLIO   |  BELTWAY DIRECT OPPORTUNITIES FUND LTD.   |  Q BLK STRATEGIC PARTNERS II, LTD   |  SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD.   |  EJF ENERGY OPPORTUNITIES OFFSHORE FUND LTD.   |  GALENA MACRO OPPORTUNITIES FUND LTD   |  GALENA MACRO OPPORTUNITIES FUND L.P.   |  CRITERION SOFTWARE + SECURITY OPPORTUNITIES FUND, LTD.   |  Q-BLK STRATEGIC PARTNERS INC   |  WATERFRONT CP OFFSHORE FUND LTD.   |  GUARD MACRO OFFSHORE FEEDER FUND   |  GUARD MACRO US FEEDER FUND   |  BLACKROCK APPRECIATION FUND IV (ERISA), LTD.   |  BLACKROCK TEMPUS FUND (ERISA), LTD.   |  COMMONWEALTH OPPORTUNITY (CAYMAN) FUND II LTD   |  MELVIN CAPITAL OFFSHORE LTD   |  AROSA CAPITAL MANAGEMENT MARKET NEUTRAL OFFSHORE FUND LTD.   |  BTG PACTUAL RATES FUND, LLC   |  BTG PACTUAL RATES MASTER FUND, LTD.   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  ROKOS GLOBAL MACRO FUND LP   |  ROKOS GLOBAL MACRO FUND LTD   |  SCORIA ADVANTAGE OFFSHORE FUND, LTD.   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LTD   |  FIRST QUADRANT ESSENTIAL BETA FUND LTD.   |  FQ BALANCED RISK COMMODITY INDEX FUND LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  FQ MACRO FUND LTD.   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  AMAZON MARKET NEUTRAL FUND   |  WATERFRONT CP ENHANCED OFFSHORE FUND LTD   |  TESSERA OFFSHORE FUND LTD   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD   |  BTG PACTUAL RATES FUND, LTD.   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  EJF SIDECAR FUND SMALL FINANCIAL EQUITIES LTD   |  Q BLK APPRECIATION FUND II LLC   |  FQR ALTERNATIVES II, L.P.   |  Q-BLK APPRECIATION FUND LP   |  TAMUS ARS FUND LP   |  1893 FUND, LLC   |  WILLIAM FUND, LLC   |  ORANGE 2015 DISLOCREDIT FUND, LP   |  BELFRY FUND, L.P. - CORE PORTFOLIO   |  MELVIN CAPITAL II OFFSHORE LTD   |  SERONE EC2 FUND LP   |  SERONE EC2 (US) FUND LP   |  BLACKROCK APPRECIATION STRATEGY FUND, LLC   |  BLACKROCK APPRECIATION STRATEGY FUND, LTD.   |  BTG PACTUAL GLOBAL EMERGING MARKETS + MACRO FUND, LLC   |  RW FUND, LLC   |  BRHF CUSTOM, LLC   |  SERONE KEY OPPORTUNITIES FUND LTD   |  BTG PACTUAL GLOBAL DERIVATIVES OPPORTUNITIES MASTER FUND, L.P.   |  AMIA CAPITAL MACRO FUND LTD   |  BTG PACTUAL GLOBAL EMERGING MARKETS + MACRO MASTER FUND, L.P.   |  BELFRY FUND, L.P. - EP PORTFOLIO   |  ORANGE 2015 DISLOCREDIT FUND, L.P.   |  BTG PACTUAL GLOBAL DERIVATIVES OPPORTUNITIES FUND LTD   |  BTG PACTUAL GLOBAL DERIVATIVES OPPORTUNITIES FUND, LLC   |  OCEANWOOD INVESTMENTS SPC FOR + ON BEHALF OF OCEANWOOD NORSKE SKOG SEGREGATED PORTFOLIO   |  OCEANWOOD INVESTMENTS SPC FOR + ON BEHALF OF OCEANWOOD ROW SEGREGATED PORTFOLIO   |  OCEANWOOD INVESTMENTS SPC FOR + ON BEHALF OF OCEANWOOD NORSKE SKOG SEGREGATED PORTFOLIO II   |  BTG PACTUAL GLOBAL RATES FUND, LTD.   |  OCEANWOOD INVESTMENTS SPC FOR + ON BEHALF OF OCEANWOOD EUROPEAN FINANCIALS CAPITAL STRUCTURE OPPORTUNITIES SEGREGATED PORTFOLIO   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP   |  FQ GLOBAL DIVERSIFIED MACRO FUND LTD.   |  TITANIUM F2 FUND, LTD   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD   |  NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC   |  ROKOS GLOBAL MACRO FUND II LP   |  ARROWGRASS EQUITY VEHICLE 1, LP   |  LUMEN HOLDING LP   |  WATERFRONT CP SELECT OFFSHORE FUND LTD.   |  REGAL RESOURCES LONG SHORT (OFFSHORE) US FEEDER FUND   |  HARTREE ABSOLUTE RETURN COMMODITY FUND, LTD.   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP   |  REGAL RESOURCES LONG SHORT (OFFSHORE) FUND   |  REGAL TACTICAL OPPORTUNITIES (OFFSHORE) FUND   |  REGAL TACTICAL OPPORTUNITIES (OFFSHORE) US FEEDER FUND   |  O-CONNOR GLOBAL MERGER ARBITRAGE LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D/A
OTHER INVESTMENT FUND 
 
 
 
2012-01-03 
D
HEDGE FUND 
 
 
 
2012-01-03 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#