GRUSS GLOBAL INVESTORS, LTD.
Profile
Company Names
GRUSS GLOBAL INVESTORS, LTD.
Addresses
CITCO FUND SERVICES (CAYMAN ISLANDS) LTD, 89 NEXUS WAY, CAMANA BAY, POB 31106, GRAND CAYMAN, E9 KY1-1205
C/O CITCO FUND SERVICES (CAYMAN ISLANDS), 89 NEXUS WAY, CAMANA BAY, POB 31106, GRAND CAYMAN, E9 KY1-1205
C/O CITCO FUND SERVICES (CAYMAN ISLANDS), REGATTA OFFICE PK, W. BAY RD, POB 31106, GRAND CAYMAN, E9 KY1-1205
Phone Numbers
345-949-3977
Entity Type:
CORPORATION
Industry:
HEDGE FUND
Year Incorporated:
> 5 years ago
State Incorporated:
CAYMAN ISLANDS
Total Amount Raised:
$346,963,000.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2004-01-01
$346,963,000.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
JOHN
ACKERLEY
DIRECTOR
SEAWOLF OFFSHORE FUND, LTD.
| SIGNPOST CAPITAL FUND LTD.
| SIGNPOST CAPITAL MASTER FUND LTD.
| WEATHERLOW OFFSHORE FUND II LTD
| WEATHERLOW OFFSHORE FUND I LTD
| WEATHERLOW LONG-SHORT EQUITY FUND LTD
| WEATHERLOW RELATIVE VALUE FUND LTD.
| DORSAL CAPITAL PARTNERS, LTD.
| NINE CHAPTERS SYSTEMATIC INTERNATIONAL FUND LTD
| CRITERION CAPITAL PARTNERS LTD.
| CRITERION HORIZONS OFFSHORE, LTD.
| TOURBILLON GLOBAL EQUITIES, LTD
| WEATHERLOW ALPHA STRATEGIES FUND LTD.
| CLEARLINE CAPITAL PARTNERS OFFSHORE, LTD.
| CHENAVARI EUROPEAN OPPORTUNISTIC CREDIT FUND LTD
| CHENAVARI EUROPEAN STRUCTURED CREDIT FUND LTD
| MAIN STREET, LTD.
| PROSIRIS GLOBAL OPPORTUNITIES FUND LTD
| CVI INTERNATIONAL CREDIT FUND LTD.
| TSE CAPITAL OFFSHORE FUND, LTD.
| CMDTY OFFSHORE FUND, LTD.
| PROSIRIS GLOBAL OPPORTUNITIES INSTITUTIONAL FUND LTD
| SILVERBACK ARBITRAGE FUND LTD.
| CRITERION CAPITAL PARTNERS BP LTD.
| ARCHER CAPITAL OFFSHORE FUND, LTD
| JUNTO OFFSHORE FUND LTD
| SIGNPOST CAPITAL LONG ONLY FUND, LTD.
| METACAPITAL MORTGAGE OPPORTUNITIES FUND, LTD.
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 23
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 29
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 30
| METACAPITAL MORTGAGE VALUE FUND, LTD.
| CVI EMERGING MARKETS CREDIT VALUE FUND LTD.
| NPB MANAGER FUND, SPC-SEGREGATED PORTFOLIO 100
| METACAPITAL RISING RATES FUND, LTD.
| PORTICO DIRECT LTD.
| ARCHER SELECT DISLOCATION FUND, LTD.
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 35
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 36
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 200
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 201
| PATHFINDER STRATEGIC CREDIT LTD.
| FRONTFOUR CAPITAL PARTNERS LTD.
| PM MANAGER FUND, SPC - SEGREGATED PORTFOLIO 15
| PM MANAGER FUND, SPC - SEGREGATED PORTFOLIO 16
| KERRISDALE PARTNERS OFFSHORE, LTD.
| TWO CREEKS CAPITAL OFFSHORE FUND, LTD.
| NPB MANAGER FUND, SPC-SEGREGATED PORTFOLIO 102
| PM MANAGER FUND, SPC - SEGREGATED PORTFOLIO 19
| CRITERION VISTA OFFSHORE, LTD.
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 32
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 33
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 38
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 37
| PM MANAGER FUND, SPC - SEGREGATED PORTFOLIO 14
| TIG ARBITRAGE ASSOCIATES LTD
| PM MANAGER FUND, SPC - SEGREGATED PORTFOLIO 25
| TIG ARBITRAGE ENHANCED, LTD.
| PM MANAGER FUND, SPC - SEGREGATED PORTFOLIO 31
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 34
| NPB MANAGER FUND, SPC-SEGREGATED PORTFOLIO 101
| TEZA OFFSHORE FUND, LTD.
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 202
| CRITERION SOFTWARE + SECURITY OPPORTUNITIES FUND, LTD.
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 39
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 40
| WELLSPRING OPPORTUNISTIC CREDIT FUND LTD.
| WELLSPRING OPPORTUNISTIC CREDIT MASTER FUND L.P.
| EMS OVERSEAS II LTD.
| TIG SECURITIZED ASSET FUND, LTD.
| PAGODA INTERNATIONAL, LTD.
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 204
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 205
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 42
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 41
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 203
| TIEDEMANN SELECT LTD.
| KERRISDALE PARTNERS LOW NET OFFSHORE FUND, LTD.
| WARLANDER OFFSHORE FUND, LTD.
| TEZA OFFSHORE FUND V, LTD.
| JUNTO OFFSHORE FUND LTD.
| TOURBILLON GLOBAL LONG ALPHA FUND, LTD.
| BAF LATAM TRADE FINANCE FUND
| KERRISDALE ALPHA OFFSHORE FUND, LTD.
| PM MANAGER FUND SPC - SEGREGATED PORTFOLIO 43
| SUNRIVER FUND LTD.
| TEZA OFFSHORE FUND IV, LTD.
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 206
| EVANSTON FOCUSED ALPHA FUND LTD.
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 207
| PM MANAGER FUND SPC - SEGREGATED PORTFOLIO 44
| GRUSS GLOBAL INVESTORS, LTD.
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| TIG SUNRISE FUND, LTD.
| KEY SQUARE INTERNATIONAL FUND LTD
| NPB MANAGER FUND, SPC-SEGREGATED PORTFOLIO 103
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 208
| KEY SQUARE INTERNATIONAL SPV I LTD
| PCH MANAGER FUND, SPC - SEGREGATED PORTFOLIO 209
| LIGHT SKY MACRO OFFSHORE FUND LTD.
| PCH MANAGER FUND SPC - SEGREGATED PORTFOLIO 210
| HOLOCENE ADVISORS OFFSHORE FUND LTD.
| BAF LATAM CREDIT FUND
| PM MANAGER FUND SPC - SEGREGATED PORTFOLIO 45
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 211
| SAYA OFFSHORE FUND LTD.
| PCH MANAGER FUND, SPC-SEGREGATED PORTFOLIO 212
| CASTLE HOOK OFFSHORE FUND LTD.
| DUANE PARK OFFSHORE CREDIT FUND LTD
| PM MANAGER FUND, SPC-SEGREGATED PORTFOLIO 46
| HAMPSHIRE CREDIT ALPHA FEEDER FUND LTD.
| GRUSS DV FUND, LTD.
| CREDOS FLOATING RATE FUND LTD.
| WEST70 OFFSHORE FUND, LTD.
| WEST70 MASTER FUND, LP
| NPB MANAGER FUND, SPC-SEGREGATED PORTFOIO 105
| PACIFIC ALTERNATIVE BETA MASTER FUND, LP
| FOUR POINTS MULTI-STRATEGY FUND, INC.
| PRIMUS HIGH YIELD BOND FUND LTD.
| SHENKMAN OPPORTUNISTIC CREDIT FUND LTD.
| NPB MANAGER FUND, SPC - SEGREGATED PORTFOLIO 107
| TIG SECURITIZED ASSET FUND II, LTD.
| OC 538 OFFSHORE FUND, LP
| OC 536 OFFSHORE FUND, LTD.
| NPB MANAGER FUND, SPC-SEGREGATED PORTFOLIO 105
| MARTLET ALTERNATIVE BETA MASTER FUND, LP
| TIG ARBITRAGE ASSOCIATES (CAYMAN) LTD.
| PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 48
| PCH MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 213
| PCH MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 214
| DORSAL SPECIAL OPPORTUNITIES FUND, LTD.
| TEZA MICROSTRUCTURE OFFSHORE FUND LTD.
| PCH MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 215
| TOWER ROAD CAPITAL OFFSHORE FUND LTD.
| OC 540 MASTER FUND LTD
| FORCE HILL OFFSHORE FUND LTD.
| MASTERTON CAPITAL PARTNERS (OFFSHORE), LTD.
| GHISALLO INTERNATIONAL FUND LTD
| CANDLESTICK CAYMAN FEEDER LTD
| PM MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 47
| TIG ARBITRAGE OPPORTUNITIES SPC, LTD. - SP 1
| ARAGON OFFSHORE FUND LTD.
| EVANSTON CREDIT OPPORTUNITIES FUND, LTD.
| PROVIDENCE PUBLIC OFFSHORE LTD.
| ALUA OFFSHORE FUND LTD.
| WEATHERLOW ALPHA STRATEGIES OFFSHORE FUND LTD.
| PCH MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 216
| MANE GLOBAL INTERNATIONAL FUND LTD
| JUNTO OFFSHORE FUND II LTD.
| OC 541 MASTER FUND, LTD.
| OC 541 OFFSHORE FUND, LTD.
| SUNRIVER LONG FUND LTD
| EVANSTON ALPHA STRATEGIES OFFSHORE FUND LTD.
| NICHE PLUS OFFSHORE FUND LTD
| TROLUCE OFFSHORE FUND, LTD
| PCH MANAGER FUND, SPC. - SEGREGATED PORTFOLIO 217
| CASTLE HOOK CARBON OPPORTUNITY OFFSHORE FUND LTD.
| TIG OPPORTUNITIES SPC - SP 2
| JAIN GLOBAL OFFSHORE FUND LTD
| NINTH AVENUE OFFSHORE FUND, LTD
| WEATHERLOW OFFSHORE FUND I LTD.
PETER
D.
ANDERSON
DIRECTOR
ICARUS OFFSHORE
| LEAF OFFSHORE INVESTMENT FUND LTD
| DAEDALUS OFFSHORE
| VOYAGER ADVANTAGE LTD
| SILVER CREEK EARLY ADVANTAGE FUND LTD
| SILVER CREEK LONG/SHORT LTD
| ATTUCKS DIVERSITY FUND LTD
| CONTRARIAN FUND I OFFSHORE LTD.
| CONTRARIAN ADVANTAGE FUND I OFFSHORE LTD
| CONTRARIAN EUROPEAN FUND, LTD.
| SILVER CREEK LOW VOL STRATEGIES II LTD
| SILVER CREEK LOW VOL STRATEGIES LTD
| GRUSS OFFSHORE ARBITRAGE FUND, LTD.
| LEAF OFFSHORE INVESTMENT FUND, LTD.
| GRUSS GLOBAL INVESTORS, LTD.
| GRUSS OFFSHORE ARBITRAGE FUND (ENHANCED), LTD.
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| GRANITE POINT CAPITAL OFFSHORE FUND, LTD.
| FIREBIRD MONGOLIA FUND, LTD.
| SILVER CREEK LOW VOL STRATEGIES II, LTD.
| SILVER CREEK LOW VOL STRATEGIES, LTD.
| CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD
| CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD
| CONTRARIAN ADVANTAGE FUND I LTD
| CONTRARIAN LONG SHORT CREDIT OFFSHORE LTD
| SILVER CREEK CORE STRATEGIES, LTD.
| GGI SRI, LTD.
PHILIP
DICKIE
DIRECTOR
SR PHOENICIA INC
| SR PHOENICIA L P
| SR GLOBAL FUND INC
| SRH ECLIPSE L.P.
| SR GLOBAL FUND L P
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| O-CONNOR CURRENCY + RATES PORTFOLIO II LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| GRUSS OFFSHORE ARBITRAGE FUND, LTD.
| GRUSS GLOBAL INVESTORS, LTD.
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| 3 TWELVE FUND, LTD.
| GGI SRI, LTD.
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| O-CONNOR PROPERTY STRATEGIES LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| IDALION GLOBAL FUND LP
| ANCHOR BOLT OFFSHORE FUND LTD.
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| LG CAPITAL OFFSHORE FUND, LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| MKP ENHANCED OPPORTUNITY OFFSHORE, LTD.
| MKP MACRO OFFSHORE, LTD.
| PROSPERITY QUEST FUND
| PROSPERITY RUSSIA DOMESTIC FUND LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| MKP OPPORTUNITY OFFSHORE, LTD.
| MKP CREDIT OFFSHORE, LTD.
| SAB OVERSEAS FUND LTD
| MKP OPPORTUNITY OFFSHORE (BPI), LTD.
| PINE RIVER STRUCTURED CREDIT OPPORTUNITIES FUND LTD.
| AITHON OFFSHORE LTD.
| MONARCH SPECIAL OPPORTUNITIES FUND LTD
| ANCHOR BOLT ONE, LTD.
| PINE RIVER FIXED INCOME FUND LTD
| PINE RIVER BAXTER FUND LTD.
| CROSSOVER LTD.
| PINE RIVER FUND LTD
| PINE RIVER ASIA FUND LTD
| PINE RIVER TAIL HEDGE FUND LTD.
| PINE RIVER LIQUID RATES FUND LTD.
| PINE RIVER ULTRA FUND LTD.
| PINE RIVER CHINA FUND LTD.
| PINE RIVER CONVERTIBLES FUND LTD.
| CENTRAL ASIAN PROSPERITY FUND
| BEACONLIGHT OFFSHORE FUND, LTD.
| EVERETT OPPORTUNITIES FUND LP
| AITHON OFFSHORE II LTD.
| EVERETT OPPORTUNITIES FUND LTD
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER AUGUSTA S.P.
| KEY SQUARE INTERNATIONAL FUND LTD
| KEY SQUARE INTERNATIONAL SPV I LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| PINE RIVER FIXED INCOME FUND LTD.
| KAWA OFFSHORE FEEDER FUND LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| BBCM OFFSHORE FUND LTD.
| ANCHOR BOLT OFFSHORE NEW MINE DEVELOPMENT FUND, LTD.
| GRUSS DV FUND, LTD.
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| GRANITE POINT CAPITAL OFFSHORE FUND, LTD.
| ANCHOR BOLT LONG OFFSHORE FUND, LTD
| PINE RIVER MUNICIPAL MASTER FUND LTD.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER VOLATILITY ARBITRAGE S.P.
| GRANITE POINT CAPITAL OFFSHORE OPPORTUNITIES FUND, LTD.
| PARSIFAL MASTER FUND LTD.
| PARSIFAL OFFSHORE LTD.
| GHISALLO INTERNATIONAL FUND LTD
| BLIXT FUND I L.P.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER MUNICIPAL FUND S.P.
| MANCHESTER GLOBAL FUND LP
| PINE RIVER RELATIVE VALUE MASTER FUND LTD.
| MANCHESTER GLOBAL FUND LTD
| SNOWHOOK OFFSHORE FUND LTD
| MANE GLOBAL INTERNATIONAL FUND LTD
| ANABRANCH OFFSHORE FUND, LTD.
| PINE RIVER MULTI-STRATEGY FUND LTD.
| PINE RIVER MULTI-STRATEGY MASTER FUND LTD.
| CANDELO CAPITAL OFFSHORE FUND LTD
| A+Q SELECT (US) LLC - PREMIER ACCESS
| A+Q SELECT (US) LLC - RRLT
| A+Q SELECT SPC - OPPORTUNISTIC CREDIT SP
| A+Q SELECT (US) LLC - OPPORTUNISTIC CREDIT
| OCEANIC HEDGE FUND
| A+Q SELECT SPC - FOOD DELIVERY SP
| LINONIA PARTNERS OFFSHORE FUND LTD.
| A+Q SELECT (US) LLC - BROAD BASED AGGRESSIVE PORTFOLIO
| A+Q SELECT (US) LLC - FOUNDERS PORTFOLIO (2018)
| A+Q SELECT SPC - NEXTERA PENSION HF STRATEGIES SP
| A+Q SELECT (US) LLC - EPLANET HEDGE FUND SOLUTION
| A+Q SELECT (US) LLC - HK HEDGE PROGRAM
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| A+Q SPECIAL OPPORTUNITIES FUND LLC
| CHIKARA INDIA EQUITY LP
| MONARCH STRATEGIC INVESTMENT FUND-S LP
| BLIXT FUND II LP
| POINTER OFFSHORE LTD
| POINTER OFFSHORE III, LTD.
| POINTER OFFSHORE II, LTD.
| TRIMONTIUM APPETIZER LP
| TUDOR BVI GLOBAL FUND LTD.
| TUDOR RIVERBEND CROSSING PARTNERS LTD.
-
GRUSS CAPITAL MANAGEMENT LP
PROMOTER
HOWARD
GUBERMAN
DIRECTOR
GRUSS ARBITRAGE PARTNERS, L.P.
| GRUSS OFFSHORE ARBITRAGE FUND, LTD.
| GRUSS GLOBAL INVESTORS, LTD.
| GRUSS GLOBAL INVESTORS, L.P.
| GRUSS ARBITRAGE PARTNERS (ENHANCED), L.P.
| GRUSS OFFSHORE ARBITRAGE FUND (ENHANCED), LTD.
| GRUSS GLOBAL INVESTORS (ENHANCED), L.P.
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| GRUSS GLOBAL INVESTORS II, L.P.
| GGI SRI, LTD.
| GGI SRI, L.P.
| GRUSS GLOBAL INVESTORS (ENHANCED) II, L.P.
| GRUSS DV FUND, L.P.
| GRUSS DV FUND, LTD.
| GRUSS DV FUND II, L.P.
WILLIAM
E.J.
WALMSLEY
DIRECTOR
JETSTREAM GLOBAL OFFSHORE FUND LTD
| GEM REALTY SECURITIES LTD
| MAGNETAR CONSTELLATION FUND LTD
| MAGNETAR CAPITAL FUND LTD
| CONTRARIAN FUND I OFFSHORE LTD.
| CONTRARIAN ADVANTAGE FUND I OFFSHORE LTD
| CONTRARIAN EUROPEAN FUND, LTD.
| MAGNETAR GRF FUND (CAYMAN), LTD.
| CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| GRUSS OFFSHORE ARBITRAGE FUND, LTD.
| UBS GLOBAL ALPHA STRATEGIES LTD
| UBS NEUTRAL ALPHA STRATEGIES LTD
| GRUSS GLOBAL INVESTORS, LTD.
| O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LTD
| GRUSS OFFSHORE ARBITRAGE FUND (ENHANCED), LTD.
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LLC
| O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC
| UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD
| BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| GRANITE POINT CAPITAL OFFSHORE FUND, LTD.
| SEGREGATED PORTFOLIO C, A SEGREGATED PORTFOLIO OF MAGNETAR SPC
| SEGREGATED PORTFOLIO L, A SEGREGATED PORTFOLIO OF MAGNETAR SPC
| HIPPARCHUS FUND LTD
| FIREBIRD MONGOLIA FUND, LTD.
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| MAGNETAR STARS FUND LTD
| CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD
| A+Q ABSOLUTE STRATEGIES II LTD
| O-CONNOR CURRENCY + RATES PORTFOLIO II LTD
| TUFTON TRANSPORT INVESTMENT FUND
| MAGNETAR CAPITAL FUND II LTD
| CONTRARIAN ADVANTAGE FUND I LTD
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| CONTRARIAN LONG SHORT CREDIT OFFSHORE LTD
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD
| AIS SELECT - QUANTITATIVE STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| MAGNETAR CONSTELLATION FUND, LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC
| O-CONNOR FUND OF FUNDS: ACTIVIST LLC
| SPECTRUM OPPORTUNITIES MASTER FUND LTD
| SPECTRUM OPPORTUNITIES FUND LTD
| O-CONNOR PROPERTY STRATEGIES LLC
| 1 NORTH EQUITY HEALTHCARE LONG/SHORT FUND LLC
| MAGNETAR EQUITY OPPORTUNITIES FUND LTD
| A+Q ACTIVIST FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD
| MAGNETAR SC FUND LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| MAGNETAR CREDIT OPPORTUNITIES FUND LTD
| MTP ENERGY FUND I LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| MAGNETAR GLOBAL EVENT DRIVEN FUND LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| A+Q NEUTRAL ALPHA STRATEGIES LTD
| MAGNETAR PRA FUND LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| MAGNETAR TACTICAL TRADING FUND LTD
| A+Q SPECIAL OPPORTUNITIES FUND LLC
| MAGNETAR FUNDAMENTAL STRATEGIES FUND LTD
| MAGNETAR MSW FUND LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| MAGNETAR CONSTELLATION FUND V LTD
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD
| MAGNETAR CAPITAL FUND, LTD
| MAGNETAR SYSTEMATIC MULTI-STRATEGY FUND LTD
| A+Q ALTERNATIVE YIELD FUND LLC
| A+Q ALTERNATIVE YIELD FUND LTD
| GEM REALTY SECURITIES FLAGSHIP, LTD.
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
| PAE LTD
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Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
