O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
Profile
Company Names
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
Addresses
110 EAST 59TH STREET, NEW YORK, NY 10022
ONE NORTH WACKER DRIVE, CHICAGO, IL 60606
ONE NORTH WACKER DRIVE, FLOOR 31, CHICAGO, IL 60606
UBS TOWER, ONE NORTH WACKER DRIVE, CHICAGO, IL 60606
UBS TOWER, ONE NORTH WACKER DRIVE, 32ND FLOOR, CHICAGO, IL 60606
UBS TOWER, ONE NORTH WACKER DRIVE, 32ND FLOOR, CHICAGO, IL 60606
ONE NORTH WACKER DRIVE, 32ND FLOOR, CHICAGO, IL 60606
Phone Numbers
312 525 6000
312-525-6000
212-915-1722
Entity Type:
LIMITED LIABILITY COMPANY
Industry:
HEDGE FUND
Year Incorporated:
> 5 years ago
State Incorporated:
DELAWARE
Total Amount Raised:
$633,443,999.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2000-06-01
$633,443,999.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
CONNOR
BURKE
EXECUTIVE OFFICER
NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
N/A
CANTOR FITZGERALD, L.P.
EXECUTIVE OFFICER
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
PHILIP
DICKIE
DIRECTOR
SR PHOENICIA INC
| SR PHOENICIA L P
| SR GLOBAL FUND INC
| SRH ECLIPSE L.P.
| SR GLOBAL FUND L P
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| O-CONNOR CURRENCY + RATES PORTFOLIO II LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| GRUSS OFFSHORE ARBITRAGE FUND, LTD.
| GRUSS GLOBAL INVESTORS, LTD.
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| 3 TWELVE FUND, LTD.
| GGI SRI, LTD.
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| O-CONNOR PROPERTY STRATEGIES LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| IDALION GLOBAL FUND LP
| ANCHOR BOLT OFFSHORE FUND LTD.
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| LG CAPITAL OFFSHORE FUND, LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| MKP ENHANCED OPPORTUNITY OFFSHORE, LTD.
| MKP MACRO OFFSHORE, LTD.
| PROSPERITY QUEST FUND
| PROSPERITY RUSSIA DOMESTIC FUND LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| MKP OPPORTUNITY OFFSHORE, LTD.
| MKP CREDIT OFFSHORE, LTD.
| SAB OVERSEAS FUND LTD
| MKP OPPORTUNITY OFFSHORE (BPI), LTD.
| PINE RIVER STRUCTURED CREDIT OPPORTUNITIES FUND LTD.
| AITHON OFFSHORE LTD.
| MONARCH SPECIAL OPPORTUNITIES FUND LTD
| ANCHOR BOLT ONE, LTD.
| PINE RIVER FIXED INCOME FUND LTD
| PINE RIVER BAXTER FUND LTD.
| CROSSOVER LTD.
| PINE RIVER FUND LTD
| PINE RIVER ASIA FUND LTD
| PINE RIVER TAIL HEDGE FUND LTD.
| PINE RIVER LIQUID RATES FUND LTD.
| PINE RIVER ULTRA FUND LTD.
| PINE RIVER CHINA FUND LTD.
| PINE RIVER CONVERTIBLES FUND LTD.
| CENTRAL ASIAN PROSPERITY FUND
| BEACONLIGHT OFFSHORE FUND, LTD.
| EVERETT OPPORTUNITIES FUND LP
| AITHON OFFSHORE II LTD.
| EVERETT OPPORTUNITIES FUND LTD
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER AUGUSTA S.P.
| KEY SQUARE INTERNATIONAL FUND LTD
| KEY SQUARE INTERNATIONAL SPV I LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| PINE RIVER FIXED INCOME FUND LTD.
| KAWA OFFSHORE FEEDER FUND LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| BBCM OFFSHORE FUND LTD.
| ANCHOR BOLT OFFSHORE NEW MINE DEVELOPMENT FUND, LTD.
| GRUSS DV FUND, LTD.
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| GRANITE POINT CAPITAL OFFSHORE FUND, LTD.
| ANCHOR BOLT LONG OFFSHORE FUND, LTD
| PINE RIVER MUNICIPAL MASTER FUND LTD.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER VOLATILITY ARBITRAGE S.P.
| GRANITE POINT CAPITAL OFFSHORE OPPORTUNITIES FUND, LTD.
| PARSIFAL MASTER FUND LTD.
| PARSIFAL OFFSHORE LTD.
| GHISALLO INTERNATIONAL FUND LTD
| BLIXT FUND I L.P.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER MUNICIPAL FUND S.P.
| MANCHESTER GLOBAL FUND LP
| PINE RIVER RELATIVE VALUE MASTER FUND LTD.
| MANCHESTER GLOBAL FUND LTD
| SNOWHOOK OFFSHORE FUND LTD
| MANE GLOBAL INTERNATIONAL FUND LTD
| ANABRANCH OFFSHORE FUND, LTD.
| PINE RIVER MULTI-STRATEGY FUND LTD.
| PINE RIVER MULTI-STRATEGY MASTER FUND LTD.
| CANDELO CAPITAL OFFSHORE FUND LTD
| A+Q SELECT (US) LLC - PREMIER ACCESS
| A+Q SELECT (US) LLC - RRLT
| A+Q SELECT SPC - OPPORTUNISTIC CREDIT SP
| A+Q SELECT (US) LLC - OPPORTUNISTIC CREDIT
| OCEANIC HEDGE FUND
| A+Q SELECT SPC - FOOD DELIVERY SP
| LINONIA PARTNERS OFFSHORE FUND LTD.
| A+Q SELECT (US) LLC - BROAD BASED AGGRESSIVE PORTFOLIO
| A+Q SELECT (US) LLC - FOUNDERS PORTFOLIO (2018)
| A+Q SELECT SPC - NEXTERA PENSION HF STRATEGIES SP
| A+Q SELECT (US) LLC - EPLANET HEDGE FUND SOLUTION
| A+Q SELECT (US) LLC - HK HEDGE PROGRAM
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| A+Q SPECIAL OPPORTUNITIES FUND LLC
| CHIKARA INDIA EQUITY LP
| MONARCH STRATEGIC INVESTMENT FUND-S LP
| BLIXT FUND II LP
| POINTER OFFSHORE LTD
| POINTER OFFSHORE III, LTD.
| POINTER OFFSHORE II, LTD.
| TRIMONTIUM APPETIZER LP
| TUDOR BVI GLOBAL FUND LTD.
| TUDOR RIVERBEND CROSSING PARTNERS LTD.
PHILLIP
DICKIE
EXECUTIVE OFFICER, DIRECTOR
SR GLOBAL FUND L P
| MKP OFFSHORE PARTNERS, LTD.
| MKP OPPORTUNITY OFFSHORE, LTD.
| MKP CREDIT OFFSHORE, LTD.
| MKP CREDIT OFFSHORE (PLAN ASSETS), LTD.
| HUDSON BAY INTERNATIONAL FUND LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| MKP MASTER FUND, LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| MKP PARTNERS OFFSHORE, LTD.
| MKP OPPORTUNITY OFFSHORE (BPI), LTD.
| BEACONLIGHT OFFSHORE FUND, LTD.
| HUDSON BAY INTERNATIONAL LEVERED FUND LTD.
PHILLIP
E.
DICKIE
DIRECTOR
RICHARD
E.
DOUGLAS
EXECUTIVE OFFICER
ETON PARK OVERSEAS FUND, LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| UBS GLOBAL ALPHA STRATEGIES LTD
| UBS NEUTRAL ALPHA STRATEGIES LTD
| O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LLC
| O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC
| UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD
| BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| SEGREGATED PORTFOLIO L, A SEGREGATED PORTFOLIO OF MAGNETAR SPC
| MAGNETAR EQUITY OPPORTUNITIES FUND LTD
| O-CONNOR MARKET OPPORTUNITIES SPC
| MAGNETAR CONSTELLATION FUND, LTD
| BLACK DIAMOND ENERGY L/S LTD.
WILLIAM
J.
FERRI
DIRECTOR, EXECUTIVE OFFICER
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| UBS GLOBAL ALPHA STRATEGIES LTD
| UBS NEUTRAL ALPHA STRATEGIES LTD
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| A+Q ABSOLUTE STRATEGIES II LTD
| O-CONNOR CURRENCY + RATES PORTFOLIO II LTD
| UBS WILLOW FUND, L.L.C.
| UBS EQUITY OPPORTUNITY FUND II, L.L.C.
| UBS TECHNOLOGY PARTNERS, L.L.C.
| UBS ACTIVIST PARTNERS, L.L.C.
| UBS DISTRESSED PARTNERS, L.L.C.
| UBS MASTERS FUND, L.L.C.
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD
| O-CONNOR FUND OF FUNDS: EQUITY OPPORTUNITY LLC
| O-CONNOR FUND OF FUNDS: TECHNOLOGY LLC
| O-CONNOR FUND OF FUNDS: ACTIVIST L.L.C.
| O-CONNOR FUND OF FUNDS: MASTERS LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD
| AIS SELECT - QUANTITATIVE STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR FUND OF FUNDS: ACTIVIST LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| UBS (CAY) A+Q SPC FOR THE ACCOUNT OF EAP I FUTURES AIS SEGREGATED PORTFOLIO
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC
| O-CONNOR PROPERTY STRATEGIES LLC
| A+Q ACTIVIST FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD
| A+Q EQUITY OPPORTUNITY FUND LLC
| A+Q NEUTRAL ALPHA STRATEGIES LTD
| A+Q TECHNOLOGY FUND LLC
| A+Q SPECIAL OPPORTUNITIES FUND LLC
LEANNE
GOLDING
DIRECTOR
DAEDALUS OFFSHORE
| FIREBIRD NEW RUSSIA FUND LTD
| FIREBIRD REPUBLICS FUND LTD
| MKP OPPORTUNITY OFFSHORE, LTD.
| MKP CREDIT OFFSHORE, LTD.
| FIREBIRD AVRORA FUND LTD
| FIREBIRD GLOBAL FUND LTD
| FIREBIRD GLOBAL FUND II LTD
| CORSAIR CAPITAL INVESTORS LTD
| MKP CREDIT OFFSHORE (PLAN ASSETS), LTD.
| MKP PARTNERS OFFSHORE, LTD.
| CORSAIR SELECT OFFSHORE, LTD.
| MKP OPPORTUNITY OFFSHORE (BPI), LTD.
| OLD HICKORY TRADING PARTNERS, LTD
| ATTUCKS DIVERSITY FUND LTD
| TONTINE CAPITAL OVERSEAS FUND II, LTD.
| FIREBIRD MONGOLIA FUND (CAYMAN) LTD.
| V.E.C. INDIAN SPECIAL SITUATIONS FUND LTD.
| MKP ENHANCED OPPORTUNITY OFFSHORE, LTD.
| MKP MACRO OFFSHORE, LTD.
| PROSPERITY RUSSIA DOMESTIC FUND LTD
| RUSSIAN PROSPERITY FUND
| MADISON STREET FUND, LTD.
| CONTRARIAN EMERGING MARKETS OFFSHORE FUND, LTD.
| PINE RIVER STRUCTURED CREDIT OPPORTUNITIES FUND LTD.
| PINE RIVER FIXED INCOME FUND LTD
| CONTRARIAN FUND I OFFSHORE LTD.
| CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD
| CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD
| PINE RIVER BAXTER FUND LTD.
| CROSSOVER LTD.
| PINE RIVER FUND LTD
| PINE RIVER ASIA FUND LTD
| PINE RIVER TAIL HEDGE FUND LTD.
| PINE RIVER LIQUID RATES FUND LTD.
| PINE RIVER ULTRA FUND LTD.
| PINE RIVER CHINA FUND LTD.
| PINE RIVER CONVERTIBLES FUND LTD.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER AUGUSTA S.P.
| PROSPERITY CUB FUND
| PINE RIVER FIXED INCOME FUND LTD.
| BBCM OFFSHORE FUND LTD.
| PINE RIVER MUNICIPAL MASTER FUND LTD.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER VOLATILITY ARBITRAGE S.P.
| ENGLE CAPITAL PARTNERS OFFSHORE, LTD.
| AUTONOMY GLOBAL MACRO FUND LTD
| AUTONOMY GLOBAL MACRO FUND L.P.
| BLACK DIAMOND RELATIVE VALUE LTD.
| BLACK DIAMOND LTD.
| BLACK DIAMOND ARBITRAGE LTD.
| DOUBLE BLACK DIAMOND LTD.
| BBRC - TIBOR OFFSHORE FEEDER LTD
| HONDIUS MACRO OFFSHORE, LTD
| DAVENTRY GROUP PARTNERS (OFFSHORE), LTD.
| OCTAHEDRON OFFSHORE FUND, LTD.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER MUNICIPAL FUND S.P.
| PINE RIVER RELATIVE VALUE MASTER FUND LTD.
| OXFORD FINANCE CREDIT FUND III LP
| ANABRANCH OFFSHORE FUND, LTD.
| PINE RIVER MULTI-STRATEGY FUND LTD.
| PINE RIVER MULTI-STRATEGY MASTER FUND LTD.
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| A+Q ALTERNATIVE YIELD FUND LLC
| A+Q ALTERNATIVE YIELD FUND LTD
| OCTAHEDRON LONG ONLY OFFSHORE FUND, LTD.
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| PINE RIVER RELATIVE VALUE RATES MASTER FUND LTD.
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD
| PAE LTD
| A+Q NEUTRAL ALPHA STRATEGIES LTD
| A+Q SPECIAL OPPORTUNITIES FUND LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD
| CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP
| TROLUCE OFFSHORE FUND, LTD
| MAPLECAP FUND LTD
| MAGNETAR CONSTELLATION FUND, LTD
| MAGNETAR SYSTEMATIC MULTI-STRATEGY FUND LTD
| MAGNETAR HEALTHCARE FUND LTD
| FIDERA VECTA US FEDERAL AGENCY RECEIVABLES FUND LP
| A+Q GLOBAL ALPHA STRATEGIES LTD
| MAGNETAR RELATIVE VALUE FUND LTD
| HUDSON BAY INTERNATIONAL FUND LTD.
| FIDERA OPPORTUNITIES FEEDER FUND LTD
| MAGNETAR PRA FUND LTD
| HUDSON BAY INTERNATIONAL LEVERED FUND LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
GEORGE
HALABY
DIRECTOR
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
N/A
O-CONNOR ALTERNATIVE INVESTMENTS, LLC
EXECUTIVE OFFICER
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
N/A
O-CONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT (AMERICAS) LLC
EXECUTIVE OFFICER
NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD
CASSANDRA
POWELL
DIRECTOR
ATTUCKS DIVERSITY FUND LTD
| JETSTREAM GLOBAL OFFSHORE FUND LTD
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| TONTINE CAPITAL OVERSEAS FUND II, LTD.
| POINTER OFFSHORE LTD
| COPIA MARKET NEUTRAL FUND (CAYMAN) LTD
| A+Q ABSOLUTE STRATEGIES II LTD
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD
| NB OFFSHORE DIVERSIFIED ARBITRAGE FUND LTD.
| NB OFFSHORE DIVERSIFIED ARBITRAGE FUND II LTD.
| NB DIVERSIFIED ARBITRAGE PENSION FUND LTD.
| VISIUM CATALYST CREDIT OFFSHORE FUND, LTD.
| VISIUM CATALYST EVENT DRIVEN OFFSHORE FUND, LTD.
| BTG PACTUAL ABSOLUTO FUND - PORTFOLIO E LLC
| CONTRARIAN ADVANTAGE FUND I LTD
| CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD
| AIS SELECT - QUANTITATIVE STRATEGIES LTD
| CONTRARIAN EMERGING MARKETS OFFSHORE FUND, LTD.
| POINTER OFFSHORE III, LTD.
| POINTER OFFSHORE II, LTD.
| UBS GLOBAL ALPHA STRATEGIES LTD
| UBS NEUTRAL ALPHA STRATEGIES LTD
| UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD
| OLD HICKORY TRADING PARTNERS, LTD
| O-CONNOR FUND OF FUNDS: ACTIVIST LLC
| CONTRARIAN FUND I OFFSHORE LTD.
| CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD
| 1 NORTH EQUITY HEALTHCARE LONG/SHORT FUND LLC
| A+Q ACTIVIST FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD
| V.E.C. INDIAN SPECIAL SITUATIONS FUND LTD.
| PTAM DYNAMIC FIXED INCOME FUND (CAYMAN), LTD.
| WATERSHED CAPITAL PARTNERS (OFFSHORE), LTD.
| OLD HICKORY TRADING PARTNERS, LLC
| WATERSHED CAPITAL PARTNERS X (OFFSHORE), LTD.
| COOLMORE OFFSHORE FUND, LTD.
| A+Q NEUTRAL ALPHA STRATEGIES LTD
| A+Q SPECIAL OPPORTUNITIES FUND LLC
| GCM GROSVENOR OPPORTUNISTIC CREDIT FUND V, LTD.
| GRANITE POINT CAPITAL OFFSHORE FUND, LTD.
| GRANITE POINT CAPITAL OFFSHORE OPPORTUNITIES FUND, LTD.
| SPRINGOWL SPECIAL OPPORTUNITIES FUND (OFFSHORE) SPC
| AAH DIVERSE HEDGE FUNDS, LTD.
| HEDGE FUND GUIDED PORTFOLIO SOLUTION, LTD.
| FOSSE CAPITAL FUND LTD
| FOSSE CAPITAL FUND LP
| A+Q ALTERNATIVE YIELD FUND LLC
| FOSSE CAPITAL PARTICIPATION LTD
| A+Q ALTERNATIVE YIELD FUND LTD
| GCM GROSVENOR OPPORTUNISTIC CREDIT FUND IV, LTD.
| GROSVENOR ALTERNATIVE INVESTMENT COMPLETION PORTFOLIO, LTD.
| YAKIRA ENHANCED OFFSHORE FUND LTD.
| TITANIUM F2 FUND, LTD
| A+Q CARMEN DIVERSIFIED ALPHA STRATEGY FUND (DELAWARE) LLC
| PAE LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| STATAR CAPITAL OFFSHORE (CAYMAN), LTD.
| READYSTATE OFFSHORE FUND, LTD.
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| MAN RISK PREMIA SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN ALTERNATIVE RISK PREMIA SP, ITS SEGREGATED PORTFOLIO
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
| CAMERON CAYMAN FUND LTD
| MAN FRM ALPHA PROTECT LTD
| MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN INSTITUTIONAL PORTFOLIO 630 SP
| GCM GROSVENOR SPECIAL OPPORTUNITIES FUND, LTD.
| A+Q SELECT (US) LLC - PREMIER ACCESS
| A+Q SELECT (US) LLC - RRLT
| A+Q SELECT SPC - OPPORTUNISTIC CREDIT SP
| A+Q SELECT (US) LLC - OPPORTUNISTIC CREDIT
| A+Q SELECT SPC - FOOD DELIVERY SP
| MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN INSTITUTIONAL PORTFOLIO DIHEDRAL SP
| GCM GROSVENOR SPECTRUM FUND, LTD.
| GCM GROSVENOR OPPORTUNISTIC CREDIT FUND, LTD.
| A+Q SELECT (US) LLC - BROAD BASED AGGRESSIVE PORTFOLIO
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD
| A+Q SELECT (US) LLC - FOUNDERS PORTFOLIO (2018)
| A+Q SELECT SPC - NEXTERA PENSION HF STRATEGIES SP
| A+Q SELECT (US) LLC - EPLANET HEDGE FUND SOLUTION
| A+Q SELECT (US) LLC - HK HEDGE PROGRAM
| CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP
| FX MAC CAYMAN FUND LTD
| MAN GPM CRS EVERGREEN (US) LP
| A+Q GLOBAL ALPHA STRATEGIES LTD
| MAN EXTERNAL ALPHA PROTECT LTD
| OCEANIC HEDGE FUND
| MAN CRS EVERGREEN (US) LP
| LG MULTI-ASSET FUND
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
N/A
UBS ASSET MANAGEMENT (AMERICAS) LLC
EXECUTIVE OFFICER
A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD
| A+Q ALTERNATIVE YIELD FUND LLC
| PAE LTD
| A+Q METRIC SPC - GLOBAL OPPORTUNISTIC SP
| A+Q METRIC SPC - GLOBAL OPPORTUNISTIC II SP
| A+Q METRIC SPC - FIR TREE OPPORTUNISTIC II SP
| A+Q METRIC FIR TREE OPPORTUNISTIC II LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD
| A+Q METRIC SPC - CENTERBOOK PARTNERS GLOBAL ALPHA SP
| A+Q NEUTRAL ALPHA STRATEGIES LTD
| A+Q ALTERNATIVE YIELD FUND LTD
| A+Q GLOBAL ALPHA STRATEGIES LTD
| A+Q SELECT (US) LLC - BROAD BASED AGGRESSIVE PORTFOLIO
| A+Q SELECT (US) LLC - PREMIER ACCESS
| A+Q SELECT SPC - OPPORTUNISTIC CREDIT SP
| A+Q SELECT (US) LLC - OPPORTUNISTIC CREDIT
| A+Q SELECT (US) LLC - FOUNDERS PORTFOLIO (2018)
| A+Q SELECT SPC - NEXTERA PENSION HF STRATEGIES SP
| A+Q SELECT (US) LLC - EPLANET HEDGE FUND SOLUTION
| A+Q SELECT (US) LLC - HK HEDGE PROGRAM
| A+Q METRIC SPC - KRYGER MERGER ARB SP
-
UBS O-CONNOR LLC
EXECUTIVE OFFICER
N/A
UBS O-CONNOR LLC
EXECUTIVE OFFICER
BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| O-CONNOR PROPERTY STRATEGIES LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD
| CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP
UBS O-CONNOR LLC
UBS O-CONNOR LLC
EXECUTIVE OFFICER
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC
UBS O?CONNOR LLC
UBS O?CONNOR LLC
EXECUTIVE OFFICER
WILLIAM
E.J.
WALMSLEY
DIRECTOR, EXECUTIVE OFFICER
JETSTREAM GLOBAL OFFSHORE FUND LTD
| GEM REALTY SECURITIES LTD
| MAGNETAR CONSTELLATION FUND LTD
| MAGNETAR CAPITAL FUND LTD
| CONTRARIAN FUND I OFFSHORE LTD.
| CONTRARIAN ADVANTAGE FUND I OFFSHORE LTD
| CONTRARIAN EUROPEAN FUND, LTD.
| MAGNETAR GRF FUND (CAYMAN), LTD.
| CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| GRUSS OFFSHORE ARBITRAGE FUND, LTD.
| UBS GLOBAL ALPHA STRATEGIES LTD
| UBS NEUTRAL ALPHA STRATEGIES LTD
| GRUSS GLOBAL INVESTORS, LTD.
| O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LTD
| GRUSS OFFSHORE ARBITRAGE FUND (ENHANCED), LTD.
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LLC
| O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC
| UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD
| BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| GRANITE POINT CAPITAL OFFSHORE FUND, LTD.
| SEGREGATED PORTFOLIO C, A SEGREGATED PORTFOLIO OF MAGNETAR SPC
| SEGREGATED PORTFOLIO L, A SEGREGATED PORTFOLIO OF MAGNETAR SPC
| HIPPARCHUS FUND LTD
| FIREBIRD MONGOLIA FUND, LTD.
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| MAGNETAR STARS FUND LTD
| CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD
| A+Q ABSOLUTE STRATEGIES II LTD
| O-CONNOR CURRENCY + RATES PORTFOLIO II LTD
| TUFTON TRANSPORT INVESTMENT FUND
| MAGNETAR CAPITAL FUND II LTD
| CONTRARIAN ADVANTAGE FUND I LTD
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| CONTRARIAN LONG SHORT CREDIT OFFSHORE LTD
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD
| AIS SELECT - QUANTITATIVE STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| MAGNETAR CONSTELLATION FUND, LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC
| O-CONNOR FUND OF FUNDS: ACTIVIST LLC
| SPECTRUM OPPORTUNITIES MASTER FUND LTD
| SPECTRUM OPPORTUNITIES FUND LTD
| O-CONNOR PROPERTY STRATEGIES LLC
| 1 NORTH EQUITY HEALTHCARE LONG/SHORT FUND LLC
| MAGNETAR EQUITY OPPORTUNITIES FUND LTD
| A+Q ACTIVIST FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD
| MAGNETAR SC FUND LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| MAGNETAR CREDIT OPPORTUNITIES FUND LTD
| MTP ENERGY FUND I LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| MAGNETAR GLOBAL EVENT DRIVEN FUND LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| A+Q NEUTRAL ALPHA STRATEGIES LTD
| MAGNETAR PRA FUND LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| MAGNETAR TACTICAL TRADING FUND LTD
| A+Q SPECIAL OPPORTUNITIES FUND LLC
| MAGNETAR FUNDAMENTAL STRATEGIES FUND LTD
| MAGNETAR MSW FUND LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| MAGNETAR CONSTELLATION FUND V LTD
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD
| MAGNETAR CAPITAL FUND, LTD
| MAGNETAR SYSTEMATIC MULTI-STRATEGY FUND LTD
| A+Q ALTERNATIVE YIELD FUND LLC
| A+Q ALTERNATIVE YIELD FUND LTD
| GEM REALTY SECURITIES FLAGSHIP, LTD.
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
| PAE LTD
JOSEPH
C.
WORKMAN
EXECUTIVE OFFICER
O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
NONE
NONE
UBS AG LONDON BRANCH
NONE
NONE
NONE
UBS GLOBAL ASSET MANAGEMENT (AMERICAS) INC.
NONE

