O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
Profile
Company Names
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
Addresses
MAPLES CORPORATE SERVICES LIMITED, UGLAND HOUSE, SOUTH CHURCH STREET, GRAND CAYMAN, E9 KY1-1104
UBS FUND SERVICES (CAYMAN) LTD., UBS HOUSE, 227 ELGIN AVENUE, GRAND CAYMAN, E9 KY1-1103
C/O UBS FUND SERVICES (CAYMAN) LTD., UBS HOUSE, 227 ELGIN AVENUE, PO BOX 852, GRAND CAYMAN, E9 KY1-1103
Phone Numbers
1-345-914-1000
345-914-1000
345-949-8066
Entity Type:
OTHER
Industry:
HEDGE FUND
Year Incorporated:
> 5 years ago
State Incorporated:
CAYMAN ISLANDS
Total Amount Raised:
$5,300,235.00
Number of Funding Rounds:
1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2012-08-01
$5,300,235.00
INDEFINITE
INDEFINITE
People
First Name
Middle Name
Last Name
Titles
Related Companies
MICHAEL
BENEVENTO
EXECUTIVE OFFICER
PHILIP
DICKIE
DIRECTOR
SR PHOENICIA INC
| SR PHOENICIA L P
| SR GLOBAL FUND INC
| SRH ECLIPSE L.P.
| SR GLOBAL FUND L P
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| O-CONNOR CURRENCY + RATES PORTFOLIO II LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| GRUSS OFFSHORE ARBITRAGE FUND, LTD.
| GRUSS GLOBAL INVESTORS, LTD.
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| 3 TWELVE FUND, LTD.
| GGI SRI, LTD.
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| O-CONNOR PROPERTY STRATEGIES LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| IDALION GLOBAL FUND LP
| ANCHOR BOLT OFFSHORE FUND LTD.
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| LG CAPITAL OFFSHORE FUND, LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| MKP ENHANCED OPPORTUNITY OFFSHORE, LTD.
| MKP MACRO OFFSHORE, LTD.
| PROSPERITY QUEST FUND
| PROSPERITY RUSSIA DOMESTIC FUND LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| MKP OPPORTUNITY OFFSHORE, LTD.
| MKP CREDIT OFFSHORE, LTD.
| SAB OVERSEAS FUND LTD
| MKP OPPORTUNITY OFFSHORE (BPI), LTD.
| PINE RIVER STRUCTURED CREDIT OPPORTUNITIES FUND LTD.
| AITHON OFFSHORE LTD.
| MONARCH SPECIAL OPPORTUNITIES FUND LTD
| ANCHOR BOLT ONE, LTD.
| PINE RIVER FIXED INCOME FUND LTD
| PINE RIVER BAXTER FUND LTD.
| CROSSOVER LTD.
| PINE RIVER FUND LTD
| PINE RIVER ASIA FUND LTD
| PINE RIVER TAIL HEDGE FUND LTD.
| PINE RIVER LIQUID RATES FUND LTD.
| PINE RIVER ULTRA FUND LTD.
| PINE RIVER CHINA FUND LTD.
| PINE RIVER CONVERTIBLES FUND LTD.
| CENTRAL ASIAN PROSPERITY FUND
| BEACONLIGHT OFFSHORE FUND, LTD.
| EVERETT OPPORTUNITIES FUND LP
| AITHON OFFSHORE II LTD.
| EVERETT OPPORTUNITIES FUND LTD
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER AUGUSTA S.P.
| KEY SQUARE INTERNATIONAL FUND LTD
| KEY SQUARE INTERNATIONAL SPV I LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| PINE RIVER FIXED INCOME FUND LTD.
| KAWA OFFSHORE FEEDER FUND LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| BBCM OFFSHORE FUND LTD.
| ANCHOR BOLT OFFSHORE NEW MINE DEVELOPMENT FUND, LTD.
| GRUSS DV FUND, LTD.
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| GRANITE POINT CAPITAL OFFSHORE FUND, LTD.
| ANCHOR BOLT LONG OFFSHORE FUND, LTD
| PINE RIVER MUNICIPAL MASTER FUND LTD.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER VOLATILITY ARBITRAGE S.P.
| GRANITE POINT CAPITAL OFFSHORE OPPORTUNITIES FUND, LTD.
| PARSIFAL MASTER FUND LTD.
| PARSIFAL OFFSHORE LTD.
| GHISALLO INTERNATIONAL FUND LTD
| BLIXT FUND I L.P.
| PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER MUNICIPAL FUND S.P.
| MANCHESTER GLOBAL FUND LP
| PINE RIVER RELATIVE VALUE MASTER FUND LTD.
| MANCHESTER GLOBAL FUND LTD
| SNOWHOOK OFFSHORE FUND LTD
| MANE GLOBAL INTERNATIONAL FUND LTD
| ANABRANCH OFFSHORE FUND, LTD.
| PINE RIVER MULTI-STRATEGY FUND LTD.
| PINE RIVER MULTI-STRATEGY MASTER FUND LTD.
| CANDELO CAPITAL OFFSHORE FUND LTD
| A+Q SELECT (US) LLC - PREMIER ACCESS
| A+Q SELECT (US) LLC - RRLT
| A+Q SELECT SPC - OPPORTUNISTIC CREDIT SP
| A+Q SELECT (US) LLC - OPPORTUNISTIC CREDIT
| OCEANIC HEDGE FUND
| A+Q SELECT SPC - FOOD DELIVERY SP
| LINONIA PARTNERS OFFSHORE FUND LTD.
| A+Q SELECT (US) LLC - BROAD BASED AGGRESSIVE PORTFOLIO
| A+Q SELECT (US) LLC - FOUNDERS PORTFOLIO (2018)
| A+Q SELECT SPC - NEXTERA PENSION HF STRATEGIES SP
| A+Q SELECT (US) LLC - EPLANET HEDGE FUND SOLUTION
| A+Q SELECT (US) LLC - HK HEDGE PROGRAM
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| A+Q SPECIAL OPPORTUNITIES FUND LLC
| CHIKARA INDIA EQUITY LP
| MONARCH STRATEGIC INVESTMENT FUND-S LP
| BLIXT FUND II LP
| POINTER OFFSHORE LTD
| POINTER OFFSHORE III, LTD.
| POINTER OFFSHORE II, LTD.
| TRIMONTIUM APPETIZER LP
| TUDOR BVI GLOBAL FUND LTD.
| TUDOR RIVERBEND CROSSING PARTNERS LTD.
PHILLIP
DICKIE
DIRECTOR
SR GLOBAL FUND L P
| MKP OFFSHORE PARTNERS, LTD.
| MKP OPPORTUNITY OFFSHORE, LTD.
| MKP CREDIT OFFSHORE, LTD.
| MKP CREDIT OFFSHORE (PLAN ASSETS), LTD.
| HUDSON BAY INTERNATIONAL FUND LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| MKP MASTER FUND, LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| MKP PARTNERS OFFSHORE, LTD.
| MKP OPPORTUNITY OFFSHORE (BPI), LTD.
| BEACONLIGHT OFFSHORE FUND, LTD.
| HUDSON BAY INTERNATIONAL LEVERED FUND LTD.
WILLIAM
J.
FERRI
DIRECTOR
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| UBS GLOBAL ALPHA STRATEGIES LTD
| UBS NEUTRAL ALPHA STRATEGIES LTD
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| A+Q ABSOLUTE STRATEGIES II LTD
| O-CONNOR CURRENCY + RATES PORTFOLIO II LTD
| UBS WILLOW FUND, L.L.C.
| UBS EQUITY OPPORTUNITY FUND II, L.L.C.
| UBS TECHNOLOGY PARTNERS, L.L.C.
| UBS ACTIVIST PARTNERS, L.L.C.
| UBS DISTRESSED PARTNERS, L.L.C.
| UBS MASTERS FUND, L.L.C.
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD
| O-CONNOR FUND OF FUNDS: EQUITY OPPORTUNITY LLC
| O-CONNOR FUND OF FUNDS: TECHNOLOGY LLC
| O-CONNOR FUND OF FUNDS: ACTIVIST L.L.C.
| O-CONNOR FUND OF FUNDS: MASTERS LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD
| AIS SELECT - QUANTITATIVE STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR FUND OF FUNDS: ACTIVIST LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| UBS (CAY) A+Q SPC FOR THE ACCOUNT OF EAP I FUTURES AIS SEGREGATED PORTFOLIO
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC
| O-CONNOR PROPERTY STRATEGIES LLC
| A+Q ACTIVIST FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD
| A+Q EQUITY OPPORTUNITY FUND LLC
| A+Q NEUTRAL ALPHA STRATEGIES LTD
| A+Q TECHNOLOGY FUND LLC
| A+Q SPECIAL OPPORTUNITIES FUND LLC
JOHN
A.
FRASER
DIRECTOR
GEORGE
HALABY
DIRECTOR
O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
DARREN
STAINROD
DIRECTOR
SCORIA OFFSHORE FUND LTD.
| WHITE ELM CAPITAL OFFSHORE, LTD.
| COMMONWEALTH OPPORTUNITY (CAYMAN) FUND LTD.
| CAMOX FUND
| CAMOX (US) FUND LP
| CRITERION VISTA OFFSHORE, LTD.
| BALMOREAL REIT L/S ONSHORE, LP
| QIP LTD.
| CRITERION CAPITAL PARTNERS LTD.
| GALENA MALACHITE FUND LP
| Q-BLK ARS III INSTITUTIONAL, LTD
| BLACKROCK APPRECIATION FUND IV, LTD.
| CRITERION HORIZONS OFFSHORE, LTD.
| BLACKROCK TEMPUS FUND, LTD.
| GALENA FUND LTD
| GALENA COMMODITY TRADE FINANCE FUND LTD
| CCI MICRO HEALTHCARE PARTNERS, LTD.
| CSC MULTI-STRATEGY FUND, LTD.
| BELTWAY STRATEGIC OPPORTUNITIES FUND LTD.
| CROWN ALTERNATIVE INVESTMENTS SPC-LGT(KY) ILO FUND SEGREGATED PORTFOLIO
| BELTWAY DIRECT OPPORTUNITIES FUND LTD.
| Q BLK STRATEGIC PARTNERS II, LTD
| SOUTHPOINT QUALIFIED OFFSHORE FUND, LTD.
| EJF ENERGY OPPORTUNITIES OFFSHORE FUND LTD.
| GALENA MACRO OPPORTUNITIES FUND LTD
| GALENA MACRO OPPORTUNITIES FUND L.P.
| CRITERION SOFTWARE + SECURITY OPPORTUNITIES FUND, LTD.
| Q-BLK STRATEGIC PARTNERS INC
| WATERFRONT CP OFFSHORE FUND LTD.
| GUARD MACRO OFFSHORE FEEDER FUND
| GUARD MACRO US FEEDER FUND
| BLACKROCK APPRECIATION FUND IV (ERISA), LTD.
| BLACKROCK TEMPUS FUND (ERISA), LTD.
| COMMONWEALTH OPPORTUNITY (CAYMAN) FUND II LTD
| MELVIN CAPITAL OFFSHORE LTD
| AROSA CAPITAL MANAGEMENT MARKET NEUTRAL OFFSHORE FUND LTD.
| BTG PACTUAL RATES FUND, LLC
| BTG PACTUAL RATES MASTER FUND, LTD.
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| ROKOS GLOBAL MACRO FUND LP
| ROKOS GLOBAL MACRO FUND LTD
| SCORIA ADVANTAGE OFFSHORE FUND, LTD.
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| FIRST QUADRANT ESSENTIAL BETA FUND LTD.
| FQ BALANCED RISK COMMODITY INDEX FUND LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| FQ MACRO FUND LTD.
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| AMAZON MARKET NEUTRAL FUND
| WATERFRONT CP ENHANCED OFFSHORE FUND LTD
| TESSERA OFFSHORE FUND LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| BTG PACTUAL RATES FUND, LTD.
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| EJF SIDECAR FUND SMALL FINANCIAL EQUITIES LTD
| Q BLK APPRECIATION FUND II LLC
| FQR ALTERNATIVES II, L.P.
| Q-BLK APPRECIATION FUND LP
| TAMUS ARS FUND LP
| 1893 FUND, LLC
| WILLIAM FUND, LLC
| ORANGE 2015 DISLOCREDIT FUND, LP
| BELFRY FUND, L.P. - CORE PORTFOLIO
| MELVIN CAPITAL II OFFSHORE LTD
| SERONE EC2 FUND LP
| SERONE EC2 (US) FUND LP
| BLACKROCK APPRECIATION STRATEGY FUND, LLC
| BLACKROCK APPRECIATION STRATEGY FUND, LTD.
| BTG PACTUAL GLOBAL EMERGING MARKETS + MACRO FUND, LLC
| RW FUND, LLC
| BRHF CUSTOM, LLC
| SERONE KEY OPPORTUNITIES FUND LTD
| BTG PACTUAL GLOBAL DERIVATIVES OPPORTUNITIES MASTER FUND, L.P.
| AMIA CAPITAL MACRO FUND LTD
| BTG PACTUAL GLOBAL EMERGING MARKETS + MACRO MASTER FUND, L.P.
| BELFRY FUND, L.P. - EP PORTFOLIO
| ORANGE 2015 DISLOCREDIT FUND, L.P.
| BTG PACTUAL GLOBAL DERIVATIVES OPPORTUNITIES FUND LTD
| BTG PACTUAL GLOBAL DERIVATIVES OPPORTUNITIES FUND, LLC
| OCEANWOOD INVESTMENTS SPC FOR + ON BEHALF OF OCEANWOOD NORSKE SKOG SEGREGATED PORTFOLIO
| OCEANWOOD INVESTMENTS SPC FOR + ON BEHALF OF OCEANWOOD ROW SEGREGATED PORTFOLIO
| OCEANWOOD INVESTMENTS SPC FOR + ON BEHALF OF OCEANWOOD NORSKE SKOG SEGREGATED PORTFOLIO II
| BTG PACTUAL GLOBAL RATES FUND, LTD.
| OCEANWOOD INVESTMENTS SPC FOR + ON BEHALF OF OCEANWOOD EUROPEAN FINANCIALS CAPITAL STRUCTURE OPPORTUNITIES SEGREGATED PORTFOLIO
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP
| FQ GLOBAL DIVERSIFIED MACRO FUND LTD.
| TITANIUM F2 FUND, LTD
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
| ROKOS GLOBAL MACRO FUND II LP
| ARROWGRASS EQUITY VEHICLE 1, LP
| LUMEN HOLDING LP
| WATERFRONT CP SELECT OFFSHORE FUND LTD.
| REGAL RESOURCES LONG SHORT (OFFSHORE) US FEEDER FUND
| HARTREE ABSOLUTE RETURN COMMODITY FUND, LTD.
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD
| CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP
| REGAL RESOURCES LONG SHORT (OFFSHORE) FUND
| REGAL TACTICAL OPPORTUNITIES (OFFSHORE) FUND
| REGAL TACTICAL OPPORTUNITIES (OFFSHORE) US FEEDER FUND
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM II LLC
JENNIFER
THOMSON
DIRECTOR
AHL CAYMAN SPC: CLASS A1 EVOLUTION USD SHARES
| EUROPEAN DISTRESSED MAC LTD
| THREE CORNER OFFSHORE L/S FUND LTD.
| AHL ALPHA (CAYMAN) LTD
| FRM MORAINE FUND LTD.
| CEDAR CAYMAN FUND LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| AHL CAYMAN SPC: CLASS A EVOLUTION SEGREGATED PORTFOLIO
| SANSOME CAYMAN FUND LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| GOTHAM CAYMAN FUND LTD
| RED KITE COMPASS CAYMAN FUND LTD
| SCIENTIFIC EQUITY CAYMAN FUND LTD
| BLAKENEY FUND LTD
| CQS EELS CAYMAN FUND LTD
| GLOBAL AG CAYMAN FUND LTD
| CANYON VALUE REALIZATION MAC 18 LTD.
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| IONIC VOLATILITY ARBITRAGE FUND II LTD.
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| MAN FRM EVENT EQUITY + DISTRESSED STRATEGIES LTD.
| MAN FRM GLOBAL EQUITY LONG SHORT STRATEGIES LTD.
| MAN FRM ALTERNATIVE MULTI-STRATEGY FUND LTD
| MAN FRM EMERGING MARKETS STRATEGIES LTD
| MAN FRM GLOBAL MACRO STRATEGIES LTD.
| MAN FRM RELATIVE VALUE STRATEGIES LTD.
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| AROSA CAPITAL MANAGEMENT MARKET NEUTRAL OFFSHORE FUND LTD.
| MAN AHL EVOLUTION FRONTIER LTD
| NUMERIC MULTI-STRATEGY MARKET NEUTRAL LEVERED OFFSHORE FUND LTD
| NUMERIC ABSOLUTE RETURN FUND OFFSHORE, LTD.
| NUMERIC SOCIALLY-AWARE MULTI-STRATEGY FUND LTD.
| GLG GLOBAL LONG-SHORT FUND
| NUMERIC EMERGING MARKETS SMALL CAP CORE OFFSHORE FUND LTD.
| MAN NUMERIC INTERNATIONAL ALPHA
| MAN NUMERIC INTERNATIONAL SMALL CAP
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| MAN NUMERIC EMERGING MARKETS CORE
| AHL DIMENSION (CAYMAN) LTD
| MAN AHL PURE MOMENTUM LTD
| PURE MOMENTUM (RESTRICTED) LTD
| MAN AHL ALPHA 1.5 XL LTD
| GLG CROSS ASSET VALUE OFFSHORE FUND LTD.
| MAN AHL SHORT TERM TRADING LTD
| GLG EUROPEAN LONG-SHORT OFFSHORE FUND LTD.
| MAN SYSTEMATIC TAILPROTECT OFFSHORE FUND LTD.
| MAN GLG EQUITY LONG-SHORT
| MAN AHL (TW) DIMENSION SPC
| MAN AHL CSS (RESTRICTED) SPC - ENHANCED MOMENTUM SEGREGATED PORTFOLIO A
| CAMERON CAYMAN FUND LTD
| MAN AHL TAILPROTECT LTD.
| MAN ALTERNATIVE RISK PREMIA SP, A SEGREGATED PORTFOLIO OF MAN RISK PREMIA SPC
| MAN AHL CSS (RESTRICTED) SPC, ON BEHALF OF + FOR THE ACCOUNT OF ENHANCED MOMENTUM SEGREGATED PORTFOLIO A
| MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN EQUITIZED ALTERNATIVE RISK PREMIA SP, ITS SEGREGATED PORTFOLIO
| AHL CAYMAN SPC, ON BEHALF OF + FOR THE ACCOUNT OF CLASS A EVOLUTION SEGREGATED PORTFOLIO
| MAN RISK PREMIA SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN ALTERNATIVE RISK PREMIA SP, ITS SEGREGATED PORTFOLIO
| MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL TARGETRISK SP
| HIGH GROUND INVESTMENT MANAGEMENT FUND LTD
| MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN INSTITUTIONAL PORTFOLIO 630 SP
| MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL TARGETRISK 1.5X SP
| HIGH GROUND INVESTMENT MANAGEMENT FUND LP
| CANDLESTICK CAYMAN FEEDER LTD
| TCIM OFFSHORE FUND LTD.
| MAN FRM ALPHA PROTECT LTD
| MFG HIGH CONVICTION OFFSHORE FUND LTD.
| CONVERIUM CAPITAL PARTNERS LP
| CONVERIUM CAPITAL OFFSHORE FUND LTD.
| MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL TARGETRISK (CAYMAN) SP
| FIFTHDELTA FUND LP
| FIFTHDELTA FUND LTD.
| MAN AHL (TW) DIMENSION SPC, ON BEHALF OF + FOR THE ACCOUNT OF SEGREGATED PORTFOLIO B
| MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL TARGETRISK 1.5X (CAYMAN) SP
| MAN AHL CHINA TREND (CAYMAN) LTD
| MAN FUNDS IX SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN INSTITUTIONAL PORTFOLIO DIHEDRAL SP
| AXEBROOK CREDIT ALPHA FUND LTD
| AXEBROOK CREDIT ALPHA FUND, L.P.
| MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN AHL PURE MOMENTUM PLUS (CAYMAN) SP
| MAN EXTERNAL ALPHA PROTECT LTD
| MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN TARGETRISK (CAYMAN) SP
| MAN FUNDS XI SPC, ON BEHALF OF + FOR THE ACCOUNT OF MAN TARGETRISK 1.5X (CAYMAN) SP
N/A
UBS O-CONNOR LLC
EXECUTIVE OFFICER
BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| O-CONNOR PROPERTY STRATEGIES LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC
| NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD
| CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP
WILLIAM
E.J.
WALMSLEY
DIRECTOR
JETSTREAM GLOBAL OFFSHORE FUND LTD
| GEM REALTY SECURITIES LTD
| MAGNETAR CONSTELLATION FUND LTD
| MAGNETAR CAPITAL FUND LTD
| CONTRARIAN FUND I OFFSHORE LTD.
| CONTRARIAN ADVANTAGE FUND I OFFSHORE LTD
| CONTRARIAN EUROPEAN FUND, LTD.
| MAGNETAR GRF FUND (CAYMAN), LTD.
| CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| GRUSS OFFSHORE ARBITRAGE FUND, LTD.
| UBS GLOBAL ALPHA STRATEGIES LTD
| UBS NEUTRAL ALPHA STRATEGIES LTD
| GRUSS GLOBAL INVESTORS, LTD.
| O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LTD
| GRUSS OFFSHORE ARBITRAGE FUND (ENHANCED), LTD.
| A+Q DIVERSIFIED NEUTRAL ALPHA LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LLC
| O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC
| UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD
| BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR CURRENCY + RATES PORTFOLIO II LLC
| GRUSS GLOBAL INVESTORS (ENHANCED), LTD.
| GRANITE POINT CAPITAL OFFSHORE FUND, LTD.
| SEGREGATED PORTFOLIO C, A SEGREGATED PORTFOLIO OF MAGNETAR SPC
| SEGREGATED PORTFOLIO L, A SEGREGATED PORTFOLIO OF MAGNETAR SPC
| HIPPARCHUS FUND LTD
| FIREBIRD MONGOLIA FUND, LTD.
| O-CONNOR OPPORTUNISTIC STRATEGIES LTD
| MAGNETAR STARS FUND LTD
| CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD
| A+Q ABSOLUTE STRATEGIES II LTD
| O-CONNOR CURRENCY + RATES PORTFOLIO II LTD
| TUFTON TRANSPORT INVESTMENT FUND
| MAGNETAR CAPITAL FUND II LTD
| CONTRARIAN ADVANTAGE FUND I LTD
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC
| O-CONNOR COLONY PROPERTY STRATEGIES LLC
| CONTRARIAN LONG SHORT CREDIT OFFSHORE LTD
| O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR MARKET OPPORTUNITIES SPC
| O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD
| AIS SELECT - QUANTITATIVE STRATEGIES LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| CL LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| CL LONG/SHORT SELECT LTD
| MAGNETAR CONSTELLATION FUND, LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC
| O-CONNOR FUND OF FUNDS: ACTIVIST LLC
| SPECTRUM OPPORTUNITIES MASTER FUND LTD
| SPECTRUM OPPORTUNITIES FUND LTD
| O-CONNOR PROPERTY STRATEGIES LLC
| 1 NORTH EQUITY HEALTHCARE LONG/SHORT FUND LLC
| MAGNETAR EQUITY OPPORTUNITIES FUND LTD
| A+Q ACTIVIST FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC
| A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD
| MAGNETAR SC FUND LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| MAGNETAR CREDIT OPPORTUNITIES FUND LTD
| MTP ENERGY FUND I LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| MAGNETAR GLOBAL EVENT DRIVEN FUND LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| A+Q NEUTRAL ALPHA STRATEGIES LTD
| MAGNETAR PRA FUND LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| MAGNETAR TACTICAL TRADING FUND LTD
| A+Q SPECIAL OPPORTUNITIES FUND LLC
| MAGNETAR FUNDAMENTAL STRATEGIES FUND LTD
| MAGNETAR MSW FUND LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| MAGNETAR CONSTELLATION FUND V LTD
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
| MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD
| MAGNETAR CAPITAL FUND, LTD
| MAGNETAR SYSTEMATIC MULTI-STRATEGY FUND LTD
| A+Q ALTERNATIVE YIELD FUND LLC
| A+Q ALTERNATIVE YIELD FUND LTD
| GEM REALTY SECURITIES FLAGSHIP, LTD.
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP
| CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD
| NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC
| NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC
| PAE LTD
JOSEPH
C.
WORKMAN
EXECUTIVE OFFICER
O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| O-CONNOR US EQUITIES LONG/SHORT SELECT LLC
| O-CONNOR US EQUITIES LONG/SHORT SELECT LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD
| O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| O-CONNOR GLOBAL MERGER ARBITRAGE LTD
| O-CONNOR GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MERGER ARBITRAGE LTD
| NINETEEN77 GLOBAL MERGER ARBITRAGE LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD
| NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD
| NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC
| NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD
| OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
Brokers
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Broker CRD#
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Recipient CRD#

