PHILIP 

 

DICKIE 

DIRECTOR

SR PHOENICIA INC   |  SR PHOENICIA L P   |  SR GLOBAL FUND INC   |  SRH ECLIPSE L.P.   |  SR GLOBAL FUND L P   |  O-CONNOR OPPORTUNISTIC STRATEGIES LTD   |  O-CONNOR CURRENCY + RATES PORTFOLIO II LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  GRUSS OFFSHORE ARBITRAGE FUND, LTD.   |  GRUSS GLOBAL INVESTORS, LTD.   |  O-CONNOR CURRENCY + RATES PORTFOLIO II LLC   |  GRUSS GLOBAL INVESTORS (ENHANCED), LTD.   |  O-CONNOR COLONY PROPERTY STRATEGIES LLC   |  3 TWELVE FUND, LTD.   |  GGI SRI, LTD.   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC   |  O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO   |  O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD   |  CL LONG/SHORT SELECT LLC   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LLC   |  CL LONG/SHORT SELECT LTD   |  O-CONNOR PROPERTY STRATEGIES LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  IDALION GLOBAL FUND LP   |  ANCHOR BOLT OFFSHORE FUND LTD.   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  LG CAPITAL OFFSHORE FUND, LTD.   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  MKP ENHANCED OPPORTUNITY OFFSHORE, LTD.   |  MKP MACRO OFFSHORE, LTD.   |  PROSPERITY QUEST FUND   |  PROSPERITY RUSSIA DOMESTIC FUND LTD   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LTD   |  MKP OPPORTUNITY OFFSHORE, LTD.   |  MKP CREDIT OFFSHORE, LTD.   |  SAB OVERSEAS FUND LTD   |  MKP OPPORTUNITY OFFSHORE (BPI), LTD.   |  PINE RIVER STRUCTURED CREDIT OPPORTUNITIES FUND LTD.   |  AITHON OFFSHORE LTD.   |  MONARCH SPECIAL OPPORTUNITIES FUND LTD   |  ANCHOR BOLT ONE, LTD.   |  PINE RIVER FIXED INCOME FUND LTD   |  PINE RIVER BAXTER FUND LTD.   |  CROSSOVER LTD.   |  PINE RIVER FUND LTD   |  PINE RIVER ASIA FUND LTD   |  PINE RIVER TAIL HEDGE FUND LTD.   |  PINE RIVER LIQUID RATES FUND LTD.   |  PINE RIVER ULTRA FUND LTD.   |  PINE RIVER CHINA FUND LTD.   |  PINE RIVER CONVERTIBLES FUND LTD.   |  CENTRAL ASIAN PROSPERITY FUND   |  BEACONLIGHT OFFSHORE FUND, LTD.   |  EVERETT OPPORTUNITIES FUND LP   |  AITHON OFFSHORE II LTD.   |  EVERETT OPPORTUNITIES FUND LTD   |  PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER AUGUSTA S.P.   |  KEY SQUARE INTERNATIONAL FUND LTD   |  KEY SQUARE INTERNATIONAL SPV I LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  PINE RIVER FIXED INCOME FUND LTD.   |  KAWA OFFSHORE FEEDER FUND LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC   |  BBCM OFFSHORE FUND LTD.   |  ANCHOR BOLT OFFSHORE NEW MINE DEVELOPMENT FUND, LTD.   |  GRUSS DV FUND, LTD.   |  OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5   |  GRANITE POINT CAPITAL OFFSHORE FUND, LTD.   |  ANCHOR BOLT LONG OFFSHORE FUND, LTD   |  PINE RIVER MUNICIPAL MASTER FUND LTD.   |  PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER VOLATILITY ARBITRAGE S.P.   |  GRANITE POINT CAPITAL OFFSHORE OPPORTUNITIES FUND, LTD.   |  PARSIFAL MASTER FUND LTD.   |  PARSIFAL OFFSHORE LTD.   |  GHISALLO INTERNATIONAL FUND LTD   |  BLIXT FUND I L.P.   |  PINE RIVER PRECISION FUND SPC FOR THE ACCOUNT OF PINE RIVER MUNICIPAL FUND S.P.   |  MANCHESTER GLOBAL FUND LP   |  PINE RIVER RELATIVE VALUE MASTER FUND LTD.   |  MANCHESTER GLOBAL FUND LTD   |  SNOWHOOK OFFSHORE FUND LTD   |  MANE GLOBAL INTERNATIONAL FUND LTD   |  ANABRANCH OFFSHORE FUND, LTD.   |  PINE RIVER MULTI-STRATEGY FUND LTD.   |  PINE RIVER MULTI-STRATEGY MASTER FUND LTD.   |  CANDELO CAPITAL OFFSHORE FUND LTD   |  A+Q SELECT (US) LLC - PREMIER ACCESS   |  A+Q SELECT (US) LLC - RRLT   |  A+Q SELECT SPC - OPPORTUNISTIC CREDIT SP   |  A+Q SELECT (US) LLC - OPPORTUNISTIC CREDIT   |  OCEANIC HEDGE FUND   |  A+Q SELECT SPC - FOOD DELIVERY SP   |  LINONIA PARTNERS OFFSHORE FUND LTD.   |  A+Q SELECT (US) LLC - BROAD BASED AGGRESSIVE PORTFOLIO   |  A+Q SELECT (US) LLC - FOUNDERS PORTFOLIO (2018)   |  A+Q SELECT SPC - NEXTERA PENSION HF STRATEGIES SP   |  A+Q SELECT (US) LLC - EPLANET HEDGE FUND SOLUTION   |  A+Q SELECT (US) LLC - HK HEDGE PROGRAM   |  A+Q DIVERSIFIED NEUTRAL ALPHA LTD   |  A+Q SPECIAL OPPORTUNITIES FUND LLC   |  CHIKARA INDIA EQUITY LP   |  MONARCH STRATEGIC INVESTMENT FUND-S LP   |  BLIXT FUND II LP   |  POINTER OFFSHORE LTD   |  POINTER OFFSHORE III, LTD.   |  POINTER OFFSHORE II, LTD.   |  TRIMONTIUM APPETIZER LP   |  TUDOR BVI GLOBAL FUND LTD.   |  TUDOR RIVERBEND CROSSING PARTNERS LTD.

WILLIAM 

J. 

FERRI 

DIRECTOR

O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC   |  UBS GLOBAL ALPHA STRATEGIES LTD   |  UBS NEUTRAL ALPHA STRATEGIES LTD   |  A+Q DIVERSIFIED NEUTRAL ALPHA LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  O-CONNOR CURRENCY + RATES PORTFOLIO II LLC   |  O-CONNOR OPPORTUNISTIC STRATEGIES LTD   |  A+Q ABSOLUTE STRATEGIES II LTD   |  O-CONNOR CURRENCY + RATES PORTFOLIO II LTD   |  UBS WILLOW FUND, L.L.C.   |  UBS EQUITY OPPORTUNITY FUND II, L.L.C.   |  UBS TECHNOLOGY PARTNERS, L.L.C.   |  UBS ACTIVIST PARTNERS, L.L.C.   |  UBS DISTRESSED PARTNERS, L.L.C.   |  UBS MASTERS FUND, L.L.C.   |  O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC   |  O-CONNOR COLONY PROPERTY STRATEGIES LLC   |  O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD   |  O-CONNOR FUND OF FUNDS: EQUITY OPPORTUNITY LLC   |  O-CONNOR FUND OF FUNDS: TECHNOLOGY LLC   |  O-CONNOR FUND OF FUNDS: ACTIVIST L.L.C.   |  O-CONNOR FUND OF FUNDS: MASTERS LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC   |  O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD   |  AIS SELECT - QUANTITATIVE STRATEGIES LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  O-CONNOR FUND OF FUNDS: ACTIVIST LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  UBS (CAY) A+Q SPC FOR THE ACCOUNT OF EAP I FUTURES AIS SEGREGATED PORTFOLIO   |  CL LONG/SHORT SELECT LLC   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LLC   |  CL LONG/SHORT SELECT LTD   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC   |  O-CONNOR PROPERTY STRATEGIES LLC   |  A+Q ACTIVIST FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD   |  A+Q EQUITY OPPORTUNITY FUND LLC   |  A+Q NEUTRAL ALPHA STRATEGIES LTD   |  A+Q TECHNOLOGY FUND LLC   |  A+Q SPECIAL OPPORTUNITIES FUND LLC

N/A 

 

UBS O-CONNOR LLC 

PROMOTER

BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC   |  U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC   |  O-CONNOR OPPORTUNISTIC STRATEGIES LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  O-CONNOR COLONY PROPERTY STRATEGIES LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC   |  O-CONNOR MARKET OPPORTUNITIES SPC   |  O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO   |  CL LONG/SHORT SELECT LLC   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LLC   |  CL LONG/SHORT SELECT LTD   |  O-CONNOR PROPERTY STRATEGIES LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  O-CONNOR GLOBAL MERGER ARBITRAGE LLC   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD   |  OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD   |  NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LLC   |  NINETEEN77 WORKING CAPITAL FINANCE OPPORTUNISTIC FUND LTD   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (CAYMAN) III LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES (DELAWARE) III LP

WILLIAM 

E.J. 

WALMSLEY 

DIRECTOR

JETSTREAM GLOBAL OFFSHORE FUND LTD   |  GEM REALTY SECURITIES LTD   |  MAGNETAR CONSTELLATION FUND LTD   |  MAGNETAR CAPITAL FUND LTD   |  CONTRARIAN FUND I OFFSHORE LTD.   |  CONTRARIAN ADVANTAGE FUND I OFFSHORE LTD   |  CONTRARIAN EUROPEAN FUND, LTD.   |  MAGNETAR GRF FUND (CAYMAN), LTD.   |  CONTRARIAN CAPITAL SENIOR SECURED OFFSHORE FUND LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LLC   |  GRUSS OFFSHORE ARBITRAGE FUND, LTD.   |  UBS GLOBAL ALPHA STRATEGIES LTD   |  UBS NEUTRAL ALPHA STRATEGIES LTD   |  GRUSS GLOBAL INVESTORS, LTD.   |  O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LTD   |  GRUSS OFFSHORE ARBITRAGE FUND (ENHANCED), LTD.   |  A+Q DIVERSIFIED NEUTRAL ALPHA LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA LTD   |  O-CONNOR GLOBAL CONVERTIBLE ARBITRAGE II LLC   |  O-CONNOR FUNDAMENTAL LONG/SHORT EQUITY LLC   |  UBS NEUTRAL ALPHA STRATEGIES (FEEDER) II LTD   |  BASIC MATERIAL EQUITIES + CRUDE OIL SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC   |  U.S. EQUITY MARKETS SEGREGATED PORTFOLIO OF O-CONNOR MARKET OPPORTUNITIES SPC   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  O-CONNOR CURRENCY + RATES PORTFOLIO II LLC   |  GRUSS GLOBAL INVESTORS (ENHANCED), LTD.   |  GRANITE POINT CAPITAL OFFSHORE FUND, LTD.   |  SEGREGATED PORTFOLIO C, A SEGREGATED PORTFOLIO OF MAGNETAR SPC   |  SEGREGATED PORTFOLIO L, A SEGREGATED PORTFOLIO OF MAGNETAR SPC   |  HIPPARCHUS FUND LTD   |  FIREBIRD MONGOLIA FUND, LTD.   |  O-CONNOR OPPORTUNISTIC STRATEGIES LTD   |  MAGNETAR STARS FUND LTD   |  CONTRARIAN CAPITAL TRADE CLAIMS OFFSHORE LTD   |  A+Q ABSOLUTE STRATEGIES II LTD   |  O-CONNOR CURRENCY + RATES PORTFOLIO II LTD   |  TUFTON TRANSPORT INVESTMENT FUND   |  MAGNETAR CAPITAL FUND II LTD   |  CONTRARIAN ADVANTAGE FUND I LTD   |  O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LLC   |  O-CONNOR COLONY PROPERTY STRATEGIES LLC   |  CONTRARIAN LONG SHORT CREDIT OFFSHORE LTD   |  O-CONNOR FUND OF FUNDS: GLOBAL DIVERSIFIED STRATEGIES LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA WM LLC (CLASS WM-2 INTERESTS)   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT (LEVERED) LLC   |  O-CONNOR MARKET OPPORTUNITIES SPC   |  O-CONNOR MARKET OPPORTUNITIES SPC FOR THE ACCOUNT OF GLOBAL EQUITY MARKETS SEGREGATED PORTFOLIO   |  O-CONNOR SUSTAINABILITY LONG/SHORT EQUITY LTD   |  AIS SELECT - QUANTITATIVE STRATEGIES LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  O-CONNOR GLOBAL MULTI-STRATEGY ALPHA II LTD   |  CL LONG/SHORT SELECT LLC   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LLC   |  CL LONG/SHORT SELECT LTD   |  MAGNETAR CONSTELLATION FUND, LTD   |  O-CONNOR GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LLC   |  O-CONNOR FUND OF FUNDS: ACTIVIST LLC   |  SPECTRUM OPPORTUNITIES MASTER FUND LTD   |  SPECTRUM OPPORTUNITIES FUND LTD   |  O-CONNOR PROPERTY STRATEGIES LLC   |  1 NORTH EQUITY HEALTHCARE LONG/SHORT FUND LLC   |  MAGNETAR EQUITY OPPORTUNITIES FUND LTD   |  A+Q ACTIVIST FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LLC   |  A+Q GLOBAL DIVERSIFIED STRATEGIES FUND LTD   |  MAGNETAR SC FUND LTD   |  O-CONNOR US EQUITIES LONG/SHORT SELECT LTD   |  MAGNETAR CREDIT OPPORTUNITIES FUND LTD   |  MTP ENERGY FUND I LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LTD   |  O-CONNOR GLOBAL MERGER ARBITRAGE LLC   |  MAGNETAR GLOBAL EVENT DRIVEN FUND LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LTD   |  NINETEEN77 GLOBAL MERGER ARBITRAGE LLC   |  A+Q NEUTRAL ALPHA STRATEGIES LTD   |  MAGNETAR PRA FUND LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM II LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA (LEVERED) LTD   |  MAGNETAR TACTICAL TRADING FUND LTD   |  A+Q SPECIAL OPPORTUNITIES FUND LLC   |  MAGNETAR FUNDAMENTAL STRATEGIES FUND LTD   |  MAGNETAR MSW FUND LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA WM LLC   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA LTD   |  NINETEEN77 GLOBAL MULTI-STRATEGY ALPHA II LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG/SHORT LTD   |  NINETEEN77 GLOBAL FUNDAMENTAL MARKET NEUTRAL LONG SHORT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LLC   |  NINETEEN77 US EQUITIES LONG/SHORT SELECT LTD   |  MAGNETAR CONSTELLATION FUND V LTD   |  OC 535 OFFSHORE FUND SPC - SEGREGATED PORTFOLIO 5   |  MAGNETAR MULTI-STRATEGY ALTERNATIVE RISK PREMIA FUND LTD   |  MAGNETAR CAPITAL FUND, LTD   |  MAGNETAR SYSTEMATIC MULTI-STRATEGY FUND LTD   |  A+Q ALTERNATIVE YIELD FUND LLC   |  A+Q ALTERNATIVE YIELD FUND LTD   |  GEM REALTY SECURITIES FLAGSHIP, LTD.   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II FEEDER LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES SECONDARY II LP   |  CLOVER PRIVATE CREDIT OPPORTUNITIES ORIGINATION II FEEDER LP   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (CAYMAN) LTD   |  NINETEEN77 ENVIORNMENTAL FOCUS FUND (DELAWARE) LLC   |  NINETEEN77 ENVIRONMENTAL FOCUS FUND (DELAWARE) LLC   |  PAE LTD