Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
AXIOM CAPITAL MANAGEMENT, INC
AXIOM CAPITAL MANAGEMENT, INC
ASCENDANT ALTERNATIVE STRATEGIES, LLC
ASCENDANT ALTERNATIVE STRATEGIES, LLC
ACCELERATED CAPITAL GROUP
ACCELERATED CAPITAL GROUP
ADVISORY GROUP EQUITY SERVICES LTD.
ADVISORY GROUP EQUITY SERVICES LTD.
AEGIS CAPITAL CORP.
AEGIS CAPITAL CORP.
AMERICAN CAPITAL PARTNERS, LLC
AMERICAN CAPITAL PARTNERS, LLC
ARETE WEALTH MANAGEMENT, LLC
ARETE WEALTH MANAGEMENT, LLC
ARKADIOS CAPITAL
ARKADIOS CAPITAL
AUSDAL FINANCIAL PARTNERS, INC.
AUSDAL FINANCIAL PARTNERS, INC.
AVERE FINANCIAL GROUP, LLC
AVERE FINANCIAL GROUP, LLC
BCG SECURITIES, INC.
BCG SECURITIES, INC.
BENJAMIN + JEROLD BROKERAGE I, LLC
BENJAMIN + JEROLD BROKERAGE I, LLC
CABOT LODGE SECURITIES LLC
CABOT LODGE SECURITIES LLC
CALTON + ASSOCIATES, INC.
CALTON + ASSOCIATES, INC.
CAPE SECURITIES INC.
CAPE SECURITIES INC.
CAPITAL INVESTMENT GROUP, INC.
CAPITAL INVESTMENT GROUP, INC.
CENTER STREET SECURITIES, INC.
CENTER STREET SECURITIES, INC.
COASTAL EQUITIES, INC.
COASTAL EQUITIES, INC.
CONCORDE INVESTMENT SERVICES, LLC
CONCORDE INVESTMENT SERVICES, LLC
CRYSTAL BAY SECURITIES INC.
CRYSTAL BAY SECURITIES INC.
EMERSON EQUITY LLC
EMERSON EQUITY LLC
GENEOS WEALTH MANAGEMENT, INC.
GENEOS WEALTH MANAGEMENT, INC.
MCNALLY FINANCIAL SERVICES CORPORATION
MCNALLY FINANCIAL SERVICES CORPORATION
KALOS CAPITAL, INC.
KALOS CAPITAL, INC.
IBN FINANCIAL SERVICES, INC.
IBN FINANCIAL SERVICES, INC.
CROWN CAPITAL SECURITIES, L.P.
CROWN CAPITAL SECURITIES, L.P.
MONEY CONCEPTS CAPITAL CORP
MONEY CONCEPTS CAPITAL CORP
NATIONAL SECURITIES CORPORATION
NATIONAL SECURITIES CORPORATION
ORCHARD SECURITIES, LLC
ORCHARD SECURITIES, LLC
PARITER SECURITIES, LLC
PARITER SECURITIES, LLC
SANDLAPPER SECURITIES, LLC
SANDLAPPER SECURITIES, LLC
VESTECH SECURITIES, INC.
VESTECH SECURITIES, INC.
STEPHEN A. KOHN + ASSOCIATES, LTD.
STEPHEN A. KOHN + ASSOCIATES, LTD.
WESTERN INTERNATIONAL SECURITIES, INC.
WESTERN INTERNATIONAL SECURITIES, INC.
INTERNATIONAL ASSETS ADVISORY, LLC
INTERNATIONAL ASSETS ADVISORY, LLC
HIGHTOWER SECURITIES, LLC
HIGHTOWER SECURITIES, LLC
INNOVATION PARTNERS LLC
INNOVATION PARTNERS LLC
KINGSBURY CAPITAL, INC.
KINGSBURY CAPITAL, INC.
SENTINUS SECURITIES LLC
SENTINUS SECURITIES LLC
VANDERBILT SECURITIES, LLC
VANDERBILT SECURITIES, LLC
WESTPARK CAPITAL, INC
WESTPARK CAPITAL, INC
COLORADO FINANCIAL SERVICE CORPORATION
COLORADO FINANCIAL SERVICE CORPORATION
DAVID A. NOYES + COMPANY
DAVID A. NOYES + COMPANY
DAWSON JAMES SECURITIES, INC.
DAWSON JAMES SECURITIES, INC.
DEMPSEY LORD SMITH, LLC
DEMPSEY LORD SMITH, LLC
DFPG INVESTMENTS, INC.
DFPG INVESTMENTS, INC.
DINOSAUR FINANCIAL GROUP, L.L.C
DINOSAUR FINANCIAL GROUP, L.L.C
FSA SECURITIES CORPORATION
FSC SECURITIES CORPORATION
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC
LANDOLT SECURITIES, INC.
LANDOLT SECURITIES, INC.
LEWIS FINANCIAL GROUP, L.C.
LEWIS FINANCIAL GROUP, L.C.
LOWELL + COMPANY, INC.
LOWELL + COMPANY, INC.
MADISON AVENUE SECURITIES, INC.
MADISON AVENUE SECURITIES, INC.
MCDONALD PARTNERS LLC
MCDONALD PARTNERS LLC
MOLONEY SECURITIES CO., INC.
MOLONEY SECURITIES CO., INC.
MSC - BD, LLC
MSC - BD, LLC
NEWBRIDGE SECURITIES CORPORATION
NEWBRIDGE SECURITIES CORPORATION
PURSHE KAPLAN STERLING INVESTMENTS
PURSHE KAPLAN STERLING INVESTMENTS
ROYAL ALLIANCE ASSOCIATES, INC
ROYAL ALLIANCE ASSOCIATES, INC
SAGEPOINT FINANCIAL, INC
SAGEPOINT FINANCIAL, INC
SCF SECURITIES, INC.
SCF SECURITIES, INC.
SILBER BENNETT FINANCIAL, INC
SILBER BENNETT FINANCIAL, INC
TRIAD ADVISORS LLC
TRIAD ADVISORS LLC
UHLMANN PRICE SECURITIES, LLC
UHLMANN PRICE SECURITIES, LLC
WHITEHALL-PARKER SECURITIES, INC.
WHITEHALL-PARKER SECURITIES, INC.
WINDSOR STREET CAPITAL, LP
WINDSOR STREET CAPITAL, LP
WOODBURY FINANCIAL SERVICES, INC
WOODBURY FINANCIAL SERVICES, INC
159 NORTHERN BLVD, GREAT NECK, NY 11021