Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
THOMAS MCDONALD PARTNERS, LLC
135414
THOMAS MCDONALD PARTNERS, LLC
135414
NONE
NONE
THOMAS MCDONALD PARTNERS, LLC
135414
NONE
NONE
THOMAS MCDONALD PARTNERS, LLC
135414
THOMAS MCDONALD PARTNERS, LLC
135414
THOMAS MCDONALD PARTNERS, LLC
NONE
NONE
NONE
THOMAS MCDONALD PARTNERS, LLC
135414
NONE
NONE
THOMAS MCDONALD PARTNERS, LLC
135414
THOMAS MCDONALD PARTNERS, LLC
135414
RICHARD SIMKUS
1269936
THOMAS MCDONALD PARTNERS, LLC
135414
WILLIAM D. JOHNSON JR.
1029862
THOMAS MCDONALD PARTNERS, LLC
135414
THOMAS MCDONALD PARTNERS, LLC
135414
THOMAS MCDONALD PARTNERS, LLC
135414
WILLIAM D. JOHNSON
1029862
THOMAS MCDONALD PARTNERS, LLC
135414
RICHARD SIMKUS
1269936
THOMAS MCDONALD PARTNERS, LLC
135414
TIMOTHY NORTON
726982
NONE
NONE
MCDONALD PARTNERS LLC/THOMAS MCDONALD PARTNERS
135414
NONE
NONE
MCDONALD PARTNERS, LLC
135414
NONE
NONE
THOMAS MCDONALD PARTNERS LLC
135414
NONE
NONE
MCDONALD PARTNERS, LLC
135414
NONE
NONE
THOMAS MCDONALD PARTNERS, LLC
135414
NONE
NONE
THOMAS MCDONALD PARTNERS LLC
135414
NONE
NONE
MCDONALD PARTNERS, LLC
135414
NONE
NONE
MCDONALD PARTNERS, LLC
135414
MCDONALD PARTNERS, LLC
135414
RITA MANSOUR
1968418
NONE
NONE
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS, LLC
135414
THOMAS A. YAKO
3002163
MCDONALD PARTNERS, LLC
135414
BRANDON J. KANITZ
4608631
NONE
NONE
MCDONALD PARTNERS LLC
135414
MC DONALD PARTNERS LLC
135414
RITA MANSOUR
1968418
NONE
NONE
MCDONALD PARTNERS LLC
135414
MCDONALD INVESTMENTS LLC
135414
MCDONALD PARTNERS LLC
135414
NONE
NONE
MCDONALD PARTNERS LLC
135414
NONE
NONE
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS, LLC
135414
MCDONALD PARTNERS, LLC
135414
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS LLC
135414
NONE
NONE
MCDONALD PARTNERS, LLC
135414
NONE
NONE
MCDONALD PARTNERS, LLC
135414
MCDONALD PARTNERS LLC
135414
GEORGE WINSTON KIRTLAND JR.
3188896
NONE
NONE
MCDONALD PARTNERS, LLC
135414
MCDONALD PARTNERS, LLC
135414
THOMAS A. YAKO
3002163
NONE
NONE
MCDONALD PARTNERS, LLC
135414
MCDONALD PARTNERS, LLC
135414
MCDONALD PARTNERS, LLC
135414
NONE
NONE
MCDONALD PARTNERS LLC
135414
NONE
NONE
MCDONALD PARTNERS LLC
135414
MCDONALD PARTNERS LLC
135414
TIMOTHY PATRICK NORTON
726982
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$1,055,013.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D
$1,040,328.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$0.00
Yes
$15,000.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$1,024,818.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$0.00
Yes
$15,000.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$2,425,041.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$1,006,414.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$2,425,041.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$21,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS OF 6%, DEALER MANAGER FEE (DMF) OF 1% AND PLACEMENT AGENT FEE (PAF) OF 1.5%. THESE COMMISSIONS OR FEES MAY BE WAIVED FOR CERTAIN INVESTORS.
D/A
$0.00
Yes
$15,000.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$988,825.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$8,750,000.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
D/A
$21,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS OF 6%, DEALER MANAGER FEE (DMF) OF 1% AND PLACEMENT AGENT FEE (PAF) OF 1.5%. THESE COMMISSIONS OR FEES MAY BE WAIVED FOR CERTAIN INVESTORS.
D/A
$0.00
Yes
$15,000.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$976,285.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$21,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS OF 6%, DEALER MANAGER FEE OF 1% AND PLACEMENT AGENT FEE OF 1.5%. THESE COMMISSIONS OR FEES MAY BE WAIVED FOR CERTAIN INVESTORS.
D/A
$0.00
Yes
$15,000.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
No
$0.00
No
NO SALES COMMISSIONS OR FINDERS- FEES ARE BEING PAID IN CONNECTION WITH THIS OFFERING.
D
$120,000.00
Yes
$0.00
No
THE ISSUER HAS AGREED TO PAY MCDONALD PARTNERS LLC A FEE OF 6% OF THE AGGREGATE GROSS PROCEEDS FROM INVESTORS SOLICITED BY MCDONALD PARTNERS LLC.
D/A
$958,163.00
No
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D
$135,000.00
No
$0.00
No
$30,000 TO MCDONALD PARTNERS, LLC; $105,000 TO BOONE OPPORTUNITY LENDERS, LLC; WARRANT ISSUED TO BOONE OPPORTUNITY LENDERS, LLC TO PURCHASE EQUITY INTERESTS
D
$285,600.00
Yes
$0.00
No
AMOUNT PROVIDED ASSUMES $4,080,000 OF THE MAXIMUM OFFERING AMOUNT OF $6,800,000 IS RAISED THROUGH BROKER-DEALERS.
D/A
$0.00
Yes
$15,000.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$60,700.00
Yes
$0.00
No
THE ISSUER EXPECTS TO PAY A 2% COMMISSION ON CERTAIN SALES OF INTERESTS.
D
$0.00
Yes
$0.00
No
THE ISSUER EXPECTS TO PAY A 3% COMMISSION ON CERTAIN SALES OF INTERESTS
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE
CLASS P-A.
D/A
$936,801.00
No
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE
CLASS P-A.
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE
CLASS P-A.
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE
CLASS P-A.
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE
CLASS P-A.
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE
CLASS P-A.
D/A
$0.00
Yes
$15,000.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE
CLASS P-A.
D/A
$914,689.00
No
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$0.00
Yes
$15,000.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$148,750.00
Yes
$0.00
No
MCDONALD PARTNERS, LLC WILL RECEIVE A CASH FEE EQUAL TO 5% OF THE TOTAL AMOUNT SOLD IN CONNECTION WITH THIS OFFERING.
D/A
$890,665.00
No
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITY LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$630,000.00
Yes
$0.00
No
AMOUNT PROVIDED ASSUMES MAXIMUM OFFERING AMOUNT OF $7,000,000 IS RAISED THROUGH BROKER-DEALERS.
D/A
$841,163.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$7,000.00
Yes
$0.00
Yes
THE PERSON/ENTITY LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$96,176.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$117,000.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENT ARE CHARGED MONTHLY SERVICING FEE UP TO 1% PER ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS. CURRENT OFFERING COMMENCED PRIOR TO 3/15/09; ITEM 15 REFLECTS INFORMATION COMMENCING FROM SUCH A DATE.
D/A
$850,000.00
Yes
$0.00
No
THE TOTAL SALES COMMISSIONS ESTIMATE IS BASED ON 6% OF CERTAIN SUBSCRIPTIONS. THE ESTIMATE IS THE MAXIMUM POSSIBLE COMMISSIONS PAYABLE IF THE COMPANY SELLS THE ENTIRE $22000000 OFFERED.
D/A
$368,040.00
Yes
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENTS ARE CHARGED MONTHLY SERVICING FEES UP TO 1% ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS.
D/A
$10,000,000.00
Yes
$0.00
No
THIS ASSUMES THAT THE TOTAL OFFERING AMOUNT IS SOLD. ALSO, THE SALES COMMISSIONS WILL BE PAID BY THE MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTION PROCEEDS.
D/A
$14,613,167.00
Yes
$0.00
No
SELLING AGENTS RECEIVE A 2% UPFRONT COMMISSION ON SERIES A SUBSCRIPTIONS; + 2% OF AVG. MONTH-END NET ASSETS PER YR. FOR SERIES A (AFTER 13 MOS.)AND B AND .50% FOR SERIES W- ITEM 12. THE OFFERING BEGAN BEFORE 3/15/09; ITEM 15 REFLECTS INFO. FROM SUCH DATE
D/A
$232,166.00
No
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENTS ARE CHARGED MONTHLY SERVICING FEES UP TO 1% ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS.
D/A
$7,854,575.00
Yes
$0.00
No
SELLING AGENTS RECEIVE APPROXIMATELY .50% OF AVERAGE MONTH-END NET ASSETS PER YEAR - SEE ITEM 12. THE CURRENT OFFERING COMMENCED PRIOR TO 3/15/2009; ITEM 15 REFLECTS THE REQUESTED INFORMATION COMMENCING FROM SUCH DATE.
D/A
$81,504.00
No
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENTS ARE CHARGED MONTHLY SERVICING FEES UP TO 1% ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS.
D
$81,504.00
No
$0.00
No
INVESTORS INTRODUCED BY SELLING AGENTS ARE CHARGED MONTHLY SERVICING FEES UP TO 1% ANNUM OR AS AGREED. SERVICING FEE PAID TO AGENT ON QUARTERLY BASIS.
