Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
PARITER SECURITIES, LLC
127836
NONE
NONE
PARITER SECURITIES, LLC
127836
NONE
NONE
PARITER SECURITIES
127836
PARITER SECURITIES, LLC
127836
PARITER SECURITIES, LLC
127836
PARITER SECURITIES, LLC
127836
N/A
NONE
NONE
NONE
PARITEN SECURITIES, LLC
127836
PARITER SECURITIES, LLC
127836
MORE THAN 5 PERSONS
NONE
PARITER SECURITIES, LLC
127836
FRANCISCO JOSE RIVERA
2303039
PARITER SECURITIES, LLC
127836
MORE THAN 5 PERSONS
NONE
PARIETER SECURITIES, LLC
127836
MORE THAN 5 PEOPLE
NONE
PARITER SECURITIES LLC
127836
FRANCISCO RIVERA
2303039
NONE
NONE
PARITER SECURITIES, LLC
127836
PARITER SECURITIES LLC
127836
N/A
NONE
NONE
NONE
PARITER SECURITIES
127836
PARITER SECURITIES, LLC
127836
FRANCISCO J RIVERA FERNANDEZ
2303039
People
Name
JOHN E CARTER
JOSEPH CABALLERO
RANDALL GREENE
CYNTHIA M PFEIFER
LISA A DRUMMOND
THOMAS W GUARD
CHRIS CHRISTENSEN
JEAN FRANCOIS ROSSIGNOL
MARC S. AYERS
CELINE E. ROSSIGNOL
BRIAN SCHNIEDERS
W. SEYMOUR HOLT
W. ANDREW KRUSEN, JR.
THIS IS A PARTNERSHIP DEBARTOLO OPPORTUNITY FUND I, GP, LLC
THIS IS AN LLC DEBARTOLO DEVELOPMENT, LLC
EDWARD M KOBEL
MICHAEL LARSEN
MICHAEL WEEMS
JAY ADAMS
HOLLY GARCIA
ERIN NELLIS
MICHAEL BARNA
THIS IS AN LLC DEBARTOLO OPPORTUNITY FUND I ADVISOR, LLC
WILLIAM LEITNER
BENNETT YORK
GEORGE H. BELL
GEORGE H. BELL, III
DANIEL J. RICE, III
TOBY Z. RICE
DANIEL J. RICE, IV
M. GREGORY JACOBY
JAMES H. PUGH, JR.
KYLE D. RIVA
- EPI-OPPORTUNITY, LLC
- COBALT CAPITAL, INC.
-- MILL GREEN PARTNERS, LLC
R. GREGORY FOX
DAVID C GENTILE
N/A GPB CAPITAL HOLDINGS, LLC
DAVID GENTILE
N/A GPB CAPITAL HOLDINGS LLC
GREGORY FOX R.
MANAGER MILL GREEN PARTNERS, LLC
ALBERTO BURCKHART
ALEJANDRO VALDERRABANO
LUIS REYES
JAMES WELSH
ROBERT JOSEPH AMBROSI
MARC ALLEN PEREL
GARY SCOTT BAUMANN
BRUCE HARRY NELSON
JOSEPH MICHAEL MORENA
HARVEY MICHAEL GUTMAN
ALAN GOLDSTEIN
EDWARD CONSTANTINO
JAMES STEUTERMAN
WILLIAM COTTONGIM
CLAUDIA LEA GIBSON
JEAN-FRANCOIS ROSSIGNOL, M.D., PH.D.
CELINE ROSSIGNOL
WAYNE BURKS
W. ANDREW KRUSEN JR.
JASON KESSLER
MICHAEL ROBERT AMBROSI
SILVIA PEREIRA FERNANDES
NEIL DOORNHEIM
LISA GUNNELS
DANIEL J GELTRUDE
ROBERT J MARTONE
NICK SACCOMONDO
SUSAN E. LATTMANN
HARVEY GUTMAN
EDWARD N CONSTANTINO
MALLIKA SINHA
SUSAN E. LATTMAN
EDGAR J RIVERA
ROBERT GREGORY FOX
CARMEN BIGLES
RYAN L. HANKS
TIMOTHY SNODGRASS
JOE F. TEAGUE, JR.
BENJAMIN CARR
GO STORE IT ADVISOR, LLC GO STORE IT ADVISOR, LLC
MADISON CAPITAL GROUP, LLC MADISON CAPITAL GROUP, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-26
D/A
$10,000,000.00
Yes
$0.00
No
2025-10-15
D/A
$10,000,000.00
Yes
$0.00
No
2024-10-04
D/A
$10,000,000.00
Yes
$0.00
No
2023-11-17
D/A
$9,000,000.00
Yes
$0.00
No
2023-09-25
D/A
$10,000,000.00
Yes
$0.00
No
2023-05-26
D/A
$10,000,000.00
Yes
$0.00
No
2022-06-13
D/A
$7,000,000.00
Yes
$3,600,000.00
Yes
SELLING COMMISSION IS 6% OTHER FEES ARE 3%
2022-03-09
D/A
$5,551,716.00
Yes
$0.00
No
2021-11-08
D/A
$4,000,000.00
Yes
$0.00
No
2021-10-22
D
$179,685.00
Yes
$0.00
No
SALES COMMISSION OF 13.5% OR $179,685 REINVESTED IN THE OFFERING. ADDITIONAL WARRANTS TO PURCHASE 10% OF SHARES SOLD IN OFFERING ISSUED TO PARITIER SECURITIES LLC.
2021-10-22
D
$179,685.00
Yes
$0.00
No
SALES COMMISSION OF 13.5% OR $179,685 REINVESTED IN THE OFFERING. ADDITIONAL WARRANTS TO PURCHASE 10% OF SHARES SOLD IN OFFERING ISSUED TO PARITER SECURITIES LLC.
2021-08-23
D/A
$5,334,367.00
Yes
$0.00
No
2021-06-17
D/A
$4,787,516.00
Yes
$0.00
No
2021-06-17
D/A
$2,800,000.00
Yes
$0.00
No
THE PLACEMENT AGENT WILL ALSO RECEIVE MARKETING RE-ALLOWANCE AND DEALER MANAGER FEES TOTALING $1,800,000.
2021-03-18
D/A
$2,100,000.00
Yes
$0.00
No
2021-02-19
D/A
$2,822,795.00
Yes
$0.00
No
2020-10-29
D/A
$2,100,000.00
Yes
$0.00
No
2020-07-31
D/A
$6,900,000.00
Yes
$0.00
No
2020-04-09
D/A
$2,100,000.00
Yes
$0.00
No
2020-01-09
D/A
$2,100,000.00
Yes
$0.00
No
2020-01-07
D
$6,000,000.00
No
$3,000,000.00
No
SELLING COMMISSION IS 6% OTHER FEES ARE 3%
2019-11-04
D/A
$19,000,000.00
Yes
$0.00
No
THE ABOVE ESTIMATED SALE COMMISSIONS INCLUDE THE DEALER MANAGER AND MARKETING REALLOWANCE FEES
2019-10-22
D/A
$4,875,000.00
Yes
$0.00
Yes
2019-05-06
D/A
$4,600,000.00
No
$0.00
No
2019-03-21
D/A
$4,600,000.00
No
$0.00
No
2019-03-04
D/A
$4,600,000.00
No
$0.00
No
2018-09-19
D/A
$4,600,000.00
No
$0.00
No
2018-07-23
D/A
$19,000,000.00
Yes
$0.00
No
THE ABOVE ESTIMATED SALE COMMISSIONS INCLUDE THE DEALER MANAGER AND MARKETING REALLOWANCE FEES
2018-07-13
D/A
$4,600,000.00
No
$0.00
No
2018-05-16
D/A
$47,914,143.00
Yes
$0.00
No
2018-05-14
D/A
$52,204,671.00
Yes
$0.00
No
2018-04-25
D/A
$10,828,655.00
Yes
$0.00
No
2017-11-20
D/A
$768,663.00
No
$0.00
No
2017-09-01
D/A
$721,360.00
No
$0.00
No
2017-08-30
D/A
$6,186,733.00
Yes
$0.00
No
2017-05-17
D/A
$675,810.00
No
$0.00
No
2017-04-12
D
$353,690.00
No
$0.00
No
2017-03-23
D/A
$4,250,000.00
Yes
$0.00
Yes
OFFERING CLOSED.
2017-03-08
D/A
$1,500,000.00
Yes
$0.00
No
COMMISSIONS PAID WILL BE BASED ON 3% OF THE GROSS PROCEEDS RAISED IN THE OFFERING THROUGH THE SERVICES OF THE PLACEMENT AGENT.
2017-03-02
D/A
$375,075.00
No
$0.00
No
2016-10-05
D/A
$2,850,000.00
Yes
$0.00
Yes
2016-10-05
D/A
$2,850,000.00
Yes
$0.00
Yes
2016-10-04
D/A
$2,850,000.00
Yes
$0.00
Yes
2016-05-27
D/A
$5,494,531.00
No
$0.00
No
2016-04-26
D/A
$2,532,323.00
No
$0.00
No
MAXIMUM.
2016-03-15
D/A
$1,500,000.00
Yes
$0.00
No
COMMISSIONS PAID WILL BE BASED ON 3% OF THE GROSS PROCEEDS RAISED IN THE OFFERING THROUGH THE SERVICES OF THE PLACEMENT AGENT.
2016-02-24
D
$1,500,000.00
Yes
$0.00
No
COMMISSIONS PAID WILL BE BASED ON 3% OF THE GROSS PROCEEDS RAISED IN THE OFFERING THROUGH THE SERVICES OF THE PLACEMENT AGENT.
2016-02-24
D
$1,500,000.00
Yes
$0.00
No
COMMISSIONS PAID WILL BE BASED ON 3% OF THE GROSS PROCEEDS RAISED IN THE OFFERING THROUGH THE SERVICES OF THE PLACEMENT AGENT.
2016-01-20
D/A
$5,225,450.00
No
$0.00
No
2015-12-10
D/A
$3,107,705.00
Yes
$0.00
Yes
2015-11-23
D/A
$3,107,705.00
Yes
$0.00
Yes
2015-09-18
D/A
$1,133,000.00
No
$0.00
No
MAXIMUM.
2015-04-13
D/A
$1,800,000.00
Yes
$0.00
Yes
2015-02-17
D/A
$6,006,590.00
No
$0.00
No
2014-03-03
D
$217,000.00
No
$0.00
No
2014-02-27
D
$429,432.00
No
$0.00
No
INCLUDES $304,001 INVESTED IN THE OFFERING. SEE ITEM 13. PARITER SECURITIES, LLC WAS ISSUED 92,700 FIVE-YEAR WARRANTS.
2013-09-11
D
$100,000.00
No
$0.00
No
2013-02-22
D/A
$2,450,000.00
Yes
$0.00
No
SALES COMMISSIONS ESTIMATE IS BASED ON OFFERING BEING FULLY SUBSCRIBED.
2011-11-18
D/A
$1,157,724.00
Yes
$0.00
No
10% COMMISSION PLUS 2% NONACCUNTABLE EXPENSE ALLOWANCE PLUS A WARRANT TO PURCHASE AN AMOUNT OF ISSUER-S COMMON UNITS EQUAL TO 20% OF THE NUMBER OF CLASS C UNITS ISSUED IN THE OFFERING
2011-09-08
D/A
$4,200,000.00
Yes
$3,600,000.00
Yes
2010-11-29
D/A
$2,651,540.00
No
$0.00
No