Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SILBER BENNETT FINANCIAL, INC.
156435
SILBER BENNETT FINANCIAL, INC.
156435
NONE
NONE
SILBER BENNETT FINANCIAL, INC.
156435
NONE
NONE
SILBER BENNETT FINANCIAL, INC.
156435
NONE
NONE
SILBER BENNETT FINANCIAL INC.
156435
NONE
NONE
SILBER BENNETT FINANCIAL, INC.
156435
SILBER BENNETT FINANCIAL INC.
156435
MIKI HASHIMOTO
4728769
SILBER BENNETT FINANCIAL, INC.
156435
MORE THAN 5 PERSONS
NONE
NONE
NONE
SILBER BENNETT FINANCIAL, INC.
156435
SILBER BENNETT FINANCIAL INC
156435
SILBER BENNETT FINANCIAL INC.
156435
SILBER BENNETT
156435
SILBER BENNETT
156435
SILBER BENNETT FINANCIAL INC.
156435
ROBERT J MAGUIRE
2205438
JAMIE BENNETT
2740248
SILBER BENNETT FINANCIAL, INC.
156435
JAMES NAGLE
4897449
SILBER BENNETT FINANCIAL, INC.
156435
MIKI HASHIMOTO
4728769
SILBER BENNETT FINANCIAL, INC.
156435
SILBER BENNETT FINANCIAL, INC.
156435
SILBER BENNETT FINANCIAL, INC.
156435
NONE
NONE
SILBER BENNETT FINANCIAL INC.
156435
SILBER BENNETT FINANCIAL, INC.
156435
MARK BARAN
870541
SILBER BENNETT FINANCIAL, INC
156435
SILBER BENNETT FINANCIAL, INC
156435
NONE
NONE
SILBER BENNETT FINANCIAL, INC.
156435
NONE
NONE
SILBER BENNETT FINANCIAL, INC.
156435
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$48,364,380.00
Yes
$222,912.00
Yes
D/A
$327,441.00
Yes
$167,482.00
Yes
D/A
$2,823,945.00
Yes
$1,004,338.00
Yes
D/A
$14,714,146.00
Yes
$55,717.00
Yes
D/A
$14,680,128.00
Yes
$53,288.00
Yes
D/A
$48,023,658.00
Yes
$217,236.00
Yes
D/A
$315,098.00
Yes
$160,153.00
Yes
D/A
$2,723,950.00
Yes
$951,349.00
Yes
D/A
$47,362,313.00
Yes
$203,755.00
Yes
D/A
$303,988.00
Yes
$152,673.00
Yes
D/A
$2,621,802.00
Yes
$884,851.00
Yes
D/A
$14,640,721.00
Yes
$47,504.00
Yes
D/A
$14,443,861.00
Yes
$41,418.00
Yes
D/A
$46,027,480.00
Yes
$186,732.00
Yes
D/A
$280,689.00
Yes
$146,572.00
Yes
D/A
$2,409,406.00
Yes
$822,019.00
Yes
D/A
$2,094,111.00
Yes
$677,303.00
Yes
D/A
$14,272,426.00
Yes
$36,386.00
Yes
D/A
$45,215,952.00
Yes
$177,021.00
Yes
D/A
$262,269.00
Yes
$136,842.00
Yes
D/A
$13,840,442.00
Yes
$30,330.00
Yes
D/A
$2,094,111.00
Yes
$677,303.00
Yes
D/A
$230,269.00
Yes
$114,388.00
Yes
D/A
$13,840,442.00
Yes
$30,330.00
Yes
D/A
$43,215,952.00
Yes
$156,453.00
Yes
D/A
$10,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED.
D
$174,510.00
No
$0.00
No
D
$235,366.00
No
$0.00
No
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$19,000,000.00
Yes
$0.00
No
THE ABOVE ESTIMATED SALE COMMISSIONS INCLUDE THE DEALER MANAGER AND MARKETING REALLOWANCE FEES
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$3,990,000.00
Yes
$0.00
No
D
$3,990,000.00
Yes
$0.00
No
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$3,197,692.00
No
$0.00
No
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$19,000,000.00
Yes
$0.00
No
THE ABOVE ESTIMATED SALE COMMISSIONS INCLUDE THE DEALER MANAGER AND MARKETING REALLOWANCE FEES
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$47,914,143.00
Yes
$0.00
No
D/A
$52,204,671.00
Yes
$0.00
No
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$10,268,292.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
D/A
$13,323,264.00
Yes
$24,731.00
Yes
D/A
$41,213,243.00
Yes
$134,864.00
Yes
D/A
$193,687.00
Yes
$91,365.00
Yes
D/A
$1,899,892.00
Yes
$584,790.00
Yes
D/A
$4,600,000.00
Yes
$0.00
No
D/A
$10,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED.
D
$199,885.00
No
$0.00
No
D/A
$4,600,000.00
Yes
$0.00
No
D/A
$5,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED.
D/A
$4,600,000.00
Yes
$0.00
No
D/A
$1,699,163.00
Yes
$500,735.00
Yes
D/A
$12,733,651.00
Yes
$20,117.00
Yes
D/A
$39,047,872.00
Yes
$115,858.00
Yes
D/A
$139,431.00
Yes
$65,201.00
Yes
D
$635,000.00
Yes
$0.00
No
THE SALES COMMISSION PERCENTAGE IS 6%, THE MANAGING DEALER FEE IS 1%, THE SALES AND MARKETING FEE IS 2% AND THE DUE DILIGENCE FEE IS 1%. IF THE MAXIMUM OFFERING IS RAISED, THE ISSUER WOULD PAY A MAXIMUM AMOUNT OF $635,000 IN COMMISSIONS AND FEES.
D/A
$12,081,362.00
Yes
$14,090.00
Yes
D/A
$38,165,965.00
Yes
$92,500.00
Yes
D/A
$101,462.00
Yes
$37,264.00
Yes
D/A
$1,496,451.00
Yes
$399,001.00
Yes
D
$375,550.00
Yes
$0.00
No
D/A
$484,500.00
Yes
$0.00
No
D/A
$3,107,705.00
Yes
$0.00
Yes
D/A
$1,146,782.00
Yes
$0.00
No
D/A
$200,706.00
Yes
$0.00
No
D/A
$1,146,782.00
Yes
$0.00
No
D/A
$1,146,782.00
Yes
$0.00
No
D/A
$120,000.00
No
$0.00
No
D/A
$1,130,408.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
D
$25,000.00
No
$0.00
No
D/A
$36,841,686.00
Yes
$58,270.00
Yes
D/A
$1,278,501.00
Yes
$280,363.00
Yes
D/A
$57,507.00
Yes
$6,670.00
Yes
D
$0.00
No
$50,000.00
Yes
THE AMOUNT OF SALES COMPENSATION WILL BE DETERMINED AS A FUNCTION OF THE ECONOMIC PERFORMANCE OF THE ISSUER.
D
$0.00
No
$125,000.00
Yes
D/A
$0.00
Yes
$0.00
Yes
D/A
$3,456.00
No
$0.00
Yes
D
$0.00
No
$200,000.00
Yes
THE AMOUNT OF SALES COMPENSATION WILL BE DETERMINED AS A FUNCTION OF THE ECONOMIC PERFORMANCE OF THE ISSUER.
D
$152,000.00
Yes
$0.00
No