Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MCNALLY FINANCIAL SERVICES CORPORATION
121196
N/A
NONE
MCNALLY FINANCIAL SERVICES
121196
J. JAY JASO JR.
1369773
MCNALLY FINANCIAL SERVICES
121196
DAVID D. MCNALLY
839798
NONE
NONE
MCNALLY FINANCIAL SERVICES CORP.
121196
NONE
NONE
MCNALLY FINANCIAL SERVICES CORPORATION
121196
MCNALLY FINANCIAL SERVICES CORPORATION
121196
MARK ALAN KEMP
2057200
MCNALLY FINANCIAL SERVICES CORPORATION
121196
JAN I. ZENNER
846577
MCNALLY FINANCIAL SERVICES CORPORATION
121196
MCNALLY FINANCIAL SERVICES CORPORATION
121196
MCNALLY FINANCIAL SERVICES CORPORATION
121196
MICHAEL O-MEARA
2652113
MCNALLY FINANCIAL SERVICES CORPORATION
121196
MCNALLY FINANCIAL SERVICES CORPORATION
121196
NONE
NONE
MCNALLY FINANCIAL SERVICES
121196
MCNALLY FINANCIAL SERVICES CORPORATION
121196
MARK A. KEMP
2057200
MCNALLY FINANCIAL SERVICES CORPORATION
121196
JAN ZENNER
846577
NONE
NONE
MCNALLY FINANCIAL SERVICES CORPORATION
121196
NONE
NONE
MCNALLY FINANCIAL SERVICES CORPORATION
121196
People
Name
JAMES YOUNG
J. ROBERT RANSONE
REX GIFFORD
JOSH FAGAN
KATZMAN JEFF
KYLE DONNELLY
J. ROBERT RANSON
P. ANDREW RAWLINGS
GREG SMITH
JOSE MAYMO
REID THOMPSON
KEVIN WHIPPLE
ALFRED TERAN
BRAD HOLDEN
ANDREW RAWLINGS
DOUG DONLEY
JASON HALL
ENERGY CORPORATION RIDGEWOOD
ROBERT E. SWANSON
ROBERT L. GOLD
KATHLEEN H. MCSHERRY
GREG TABOR
DANIEL V. GULINO
MIRNA VALDES
MATTHEW SWANSON
KENNETH LANG
ATLAS RESOURCES, LLC ATLAS RESOURCES, LLC
FREDDIE M. KOTEK
DANIEL C. HERZ
JEFFREY C. SIMMONS
SHARON MILLER
JACK L. HOLLANDER
MATTHEW A. JONES
SEAN P. MCGRATH
LISA WASHINGTON
MARCI F. BLEICHMAR
KAREN A. BLACK
JUSTIN T. ATKINSON
WILLIAM A. ULRICH
EDWARD E COHEN
JONATHAN Z COHEN
WILLIAM R BAGNELL
WILLIAM G KARIS
JOEL R MESZNIK
DANIEL C HERZ
FREDDIE M KOTEK
MARK D SCHUMACHER
SEAN P MCGRATH
ATLAS GROWTH PARTNERS GP, LLC ATLAS GROWTH PARTNERS GP, LLC
MARK D. SCHUMACHER
N/A INLAND PRIVATE CAPITAL CORPORATION
N/A TEXAS HEALTHCARE PORTFOLIO EXCHANGE, L.L.C.
N/A TEXAS HEALTHCARE PORTFOLIO, L.L.C.
CAPITAL CORPORATION INLAND PRIVATE
I, L.L.C. NATIONAL MULTIFAMILY PORTFOLIO .
I EXCHANGE, L.L.C. NATIONAL MULTIFAMILY PORTFOLIO
KEITH LAMPI
N/A GPB CAPITAL HOLDINGS, LLC
DAVID GENTILE
N/A GPB CAPITAL HOLDINGS LLC
PATRICK NELSON
BRIAN NELSON
NONE IGF PARTNERS REALTY, LLC
FRANCIS GREENBURGER
ROBERT KANTOR
CHRISTIAN HEYER
THOMAS CAESAR
EUGENE MCKNIGHT
N/A SELF-STORAGE XVI EXCHANGE, L.L.C.
KEITH D. LAMPI
N/A SELF-STORAGE PORTFOLIO XVI, L.L.C.
N/A VA COASTAL LOGISTICS EXCHANGE, L.L.C.
N/A VA COASTAL LOGISTICS, L.L.C.
N/A DIVERSIFIED RESIDENTIAL PORTFOLIO EXCHANGE, L.L.C.
N/A DIVERSIFIED RESIDENTIAL PORTFOLIO DEPOSITOR, L.L.C.
N/A HUNTSVILLE MULTIFAMILY EXCHANGE, L.L.C.
N/A HUNTSVILLE MULTIFAMILY, L.L.C.
KEITH D. LAMIP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-12-27
D/A
$7,741,036.00
Yes
$0.00
Yes
2022-11-28
D/A
$7,741,036.00
Yes
$0.00
Yes
2022-10-21
D/A
$8,900,027.00
Yes
$0.00
No
2022-02-22
D/A
$5,438,527.00
No
$0.00
No
2021-11-03
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-08-25
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-08-11
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-07-29
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-07-14
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-06-30
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-06-16
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-06-16
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-06-02
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-05-19
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-05-19
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-05-05
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-05-05
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-04-21
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-04-21
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-04-07
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-04-07
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-03-24
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-03-24
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-03-10
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-03-10
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-02-24
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-02-24
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-02-10
D/A
$2,620,503.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2021-02-10
D/A
$19,757,929.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2020-08-07
D
$25,438.00
Yes
$0.00
No
AUSDAL FINANCIAL PARTNERS, INC., THE MANAGING BROKER-DEALER, AND MCNALLY FINANCIAL SERVICES CORPORATION, THE SELLING AGENT, ARE ENTITLED TO FEES AND COMMISSIONS IN ACCORDANCE WITH THE ISSUER-S ORGANIZATIONAL DOCUMENTS, AS AMENDED FROM TIME TO TIME.
2020-01-27
D/A
$6,882,613.00
No
$0.00
No
2020-01-17
D/A
$6,882,613.00
No
$0.00
No
2018-08-24
D/A
$0.00
Yes
$0.00
No
2018-05-14
D/A
$52,204,671.00
Yes
$0.00
No
2018-04-25
D/A
$10,828,655.00
Yes
$0.00
No
2018-01-25
D
$3,471,781.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2017-08-30
D/A
$6,186,733.00
Yes
$0.00
No
2017-08-11
D/A
$6,004,844.00
Yes
$0.00
No
2017-07-31
D
$1,920,888.00
Yes
$0.00
No
TOTAL COMMISSIONS THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS EARNED
2017-01-18
D/A
$6,004,844.00
Yes
$0.00
No
2016-12-28
D/A
$6,004,844.00
Yes
$0.00
No
2016-12-22
D/A
$3,614,379.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2016-12-13
D/A
$6,004,844.00
Yes
$0.00
No
2016-12-01
D/A
$6,004,844.00
Yes
$0.00
No
2016-11-17
D/A
$6,004,844.00
Yes
$0.00
No
2015-05-26
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2014-10-30
D/A
$33,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM OFFERING PROCEEDS ARE RECEIVED.
2014-08-07
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2014-05-27
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2014-03-07
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2013-12-10
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2013-10-31
D/A
$30,000,000.00
Yes
$0.00
No
ASSUMES THE MAXIMUM SALES COMMISSIONS AND FEES ARE PAID.
2013-10-29
D/A
$2,231,779.00
Yes
$0.00
No
2012-01-19
D/A
$4,200,000.00
Yes
$0.00
No
IF ALL UNITS ARE SUBSCRIBED.
2011-12-29
D/A
$4,200,000.00
Yes
$0.00
No
IF ALL UNITS ARE SUBSCRIBED.
2011-12-09
D/A
$4,200,000.00
Yes
$0.00
No
IF ALL UNITS ARE SUBSCRIBED.
2011-08-18
D/A
$10,000,000.00
Yes
$0.00
No
THIS ASSUMES THAT THE TOTAL OFFERING AMOUNT IS SOLD. ALSO, THE SALES COMMISSIONS WILL BE PAID BY THE MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTION PROCEEDS.
2011-04-26
D/A
$2,450,000.00
No
$0.00
No
2011-03-08
D/A
$2,450,000.00
No
$0.00
No
2010-12-22
D/A
$2,450,000.00
No
$0.00
No
2010-02-11
D/A
$4,500,000.00
Yes
$0.00
No
ASSUMING TOTAL OFFERING AMOUNT IS SOLD.
2009-12-03
D
$700,000.00
Yes
$0.00
No