RIDGEWOOD ENERGY A-1 FUND LLC

Profile

Company Names

RIDGEWOOD ENERGY A-1 FUND LLC

Addresses

947 LINWOOD AVENUE, RIDGEWOOD, NJ 07450

Phone Numbers

201-447-9000

 

Entity Type:

LIMITED LIABILITY COMPANY

Industry:

OTHER INVESTMENT FUND

Year Incorporated:

2009

State Incorporated:

DE

Total Amount Raised:

$2,954,000.00

Number of Funding Rounds:

1
Investment Rounds
Round #
Round Open Date
Amount Raised
Total Round Size
Amount Remaining to be Raised
Securities
1
2009-03-09 
$2,954,000.00 
$50,000,000.00 
$47,046,000.00 
 
People
First Name
Middle Name
Last Name
Titles
Related Companies
ADRIAN 
 
DOHERTY 
EXECUTIVE OFFICER
ROBERT 
L. 
GOLD 
EXECUTIVE OFFICER
DANIEL 
V. 
GULINO 
EXECUTIVE OFFICER
KATHLEEN 
H. 
MCSHERRY 
EXECUTIVE OFFICER
CORPORATION 
 
RIDGEWOOD ENERGY 
PROMOTER
ROBERT 
E. 
SWANSON 
EXECUTIVE OFFICER
GREG 
 
TABOR 
EXECUTIVE OFFICER
MIRNA 
 
VALDES 
EXECUTIVE OFFICER
Filings
Filing Date
Filing Type
Source URL
Industry Classifier
Detailed Industry
Revenue Range
Securities
First Sale Date
D/A
OTHER INVESTMENT FUND 
 
 
 
2009-03-09 
Brokers
Broker Dealer
Broker CRD#
Recipient Name
Recipient CRD#
ALLIANCE AFFILIATED EQUITIES CORPORATION
DAVID DYER
AFA FINANCIAL GROUP
BETTE G. TYDINGS
ALLEN C. EWING + COMPANY
BENJAMIN C. BISHOP, JR.
ALTERNATIVE WEALTH STRATEGIES, INC.
JEFFREY RACHLIN
AMERICAN PORTFOLIOS FINANCIAL SERVICES
GEORGE M. BELLISH
AMERITAS INVESTMENT CORP
PETER B. COHEN
AMERITAS INVESTMENT CORP.
PAUL LAWLESS
AMERITAS INVESTMENT CORP
DARCY R. YOCUM
AMERICAN INDEPENDENT SECURITIES GROUP
KATHERINE KIRKPATRICK
AMERICAN INDEPENDENT SECURITIES GROUP
BARBARA STONE
AMERICAN INDEPENDENT SECURITIES GROUP
TRESSA ROCKWOOD
CAPITAL FINANCIAL SERVICES INC.
THOMAS L. KUNKEL
CAPITAL SOLUTIONS DISTRIBUTORS LLC
BRIAN WEISENBERGER
CENTAURUS FINANCIAL INC.
WILLIAM GAMMON
CENTAURUS FINANCIAL INC.
DAVID B. WHITE
CHAPIN DAVIS
ALEXANDER P. BROWN
CROWN CAPITAL SECURITIES, L.P.
CROWN CAPITAL SECURITIES, L.P.
NONE
DETWILER FENTON + CO.
JOHN DOANE
DETWILER FENTON + CO.
JACK MARA
FINANCIAL WEST GROUP
KIRK DENNIS
FIRST ALLIED SECURITIES INC.
JANET J. MONTGOMERY
FIRST ALLIED SECURITIES INC.
STEPHEN OLIVER
FSC SECURITIES CORPORATION
FSC SECURITIES CORPORATION
NONE
GENEOS WEALTH MANAGEMENT
GENEOS WEALTH MANAGEMENT
NONE
GRAMERCY SECURITIES INC,
STEPHANIE HRYCYK
GUNN ALLEN FINANCIAL
GREGORY LONG
GUNN ALLEN FINANCIAL
JONATHAN MARCU
HANTZ FINANCIAL SERVICES, INC.
HANTZ FINANCIAL SERVICES INC.
NONE
HUNTINGTON INVESTMENT COMPANY
SEAN ELERICK
HUNTINGTON INVESTMENT COMPANY
ALEXANDER P. KLINE
IMS SECURITIES
IMS SECURITIES
NONE
INDEPENDENT FINANCIAL GROUP
JOE H. MILLER
INDEPENDENT FINANCIAL GROUP
ROGER W. BOWLIN
INVESTMENT PLANNERS, INC.
THOMAS J. EALY
INVESTMENT PLANNERS, INC.
NATHAN REWERTS
INTERSECURITIES, INC.
INTERSECURITIES, INC.
NONE
J.P. TURNER + CO., LLC
TIM J. SHERER
J.P. TURNER + CO., LLC
CARL WORDEN
METLIFE SECURITIES
METLIFE SECURITIES
NONE
LPL FINANCIAL CORPORATION
LPL FINANCIAL CORPORATION
NONE
NEW ENGLAND SECURITIES
615
NEW ENGLAND SECURITIES
NONE
SAGEPOINT FINANCIAL
SAGEPOINT FINANCIAL
NONE
JW COLE FINANCIAL INC.
JAY M. ESHBACH II
AMERICAN INVESTORS COMPANY
38
THOMAS L. MCCORMICK
MAIN STREET SECURITIES, LLC
CHAD LANGHOFER
MAIN STREET SECURITIES, LLC
ROBERT H. TROWBRIDGE III
MCL FINANCIAL GROUP INC.
GARY FLATER
MCL FINANCIAL GROUP INC.
TERRELL GERTGE
MCL FINANCIAL GROUP INC.
GENE MERLE WALTER
MCL FINANCIAL GROUP INC.
YI-CHEN (CHRIS) YANG
NATIONAL SECURITIES CORPORATION
CHRISTOPHER J. RUSSO
NEXT FINANCIAL GROUP
NEXT FINANCIAL GROUP
NONE
NATIONAL PLANNING CORP.
CLINT BLASER
OPPENHEIMER + CO.
249
LAWRENCE HARKAVY
PACIFIC WEST SECURITIES
PACIFIC WEST SECURITIES
NONE
PROEQUITIES, INC.
ROY C. LINES
PROEQUITIES, INC.
CLAIR SAUDER
PROEQUITIES, INC.
THOMAS SHANKLAND
PROEQUITIES, INC.
RYAN C. WHITE
QUESTAR CAPITAL CORPORATION
QUESTAR CAPITAL CORPORATION
NONE
REGAL SECURITIES
NEIL S. FINEMAN
RIDGEWOOD SECURITIES CORPORATION
ROBERT SWANSON
ROYAL ALLIANCE + ASSOCIATES, INC.
ROYAL ALLIANCE + ASSOCIATES, INC.
NONE
SAMMONS SECURITIES COMPANY
CHRISTOPHER HASS
SECURITIES AMERICA, INC.
JOHN L. JENKINS
SECURITIES AMERICA, INC.
JANICE THOMPSON
SEWARD GROVES RICHARD + WELLS
KEN WLOSEK
SIGMA FINANCIAL CORPORATION
THOMAS KIEFFER
S.I.I. INVESTMENTS
KEVIN MCBARRON
S.I.I. INVESTMENTS
STEVEN L. NIELSEN
SILVER OAK SECURITIES, INC.
JOEL JOHNSON
TRANSAM SECURITIES INC.
CHARLES SHAFE
UNITED PLANNERS FINANCIAL SERVICES
MARTIN CHIU
UNITED PLANNERS FINANCIAL SERIVCES
AARON P. SEVIGNY
UNITED PLANNERS FINANCIAL SERVICES
KIRK A. WALTERS
VALMARK SECURITIES INC.
DAVID C. MCKNIGHT
WALNUT STREET SECURITIES
BARNEY GUTTMAN
WALNUT STREET SECURITIES
ROBERT A. PIERCE
WATERSTONE FINANCIAL GROUP
WATERSTONE FINANCIAL GROUP
NONE
WESTERN INTERNATIONAL SECURITIES
MICHAEL J. BERNIER
WESTERN INTERNATIONAL SECURITIES
CESAR GARCIA
WFG INVESTMENTS INC.
WILLIAM V. HARRIS
WILSON DAVIS + COMPANY
LESLIE V. ANDERTON
WOODBURY FINANCIAL SERVICES INC.
421
JAMES LOCKHART