Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

UNITED PLANNERS FINANCIAL SERIVCES
20804
AARON P. SEVIGNY
4314368
UNITED PLANNERS FINANCIAL SERVICES
20804
AARON P. SEVIGNY
4314368
UNITED PLANNERS- FINANCIAL SERVICES OF AMERICA
20804
AARON P. SEVIGNY
4314368
UNITED PLANNERS FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
20804
AARON P. SEVIGNY
4314368
UNITED PLANNERS- FINANCIAL SERVICES OF AMERICA
20804
AARON SEVIGNY
4314368
ACADIA WEALTH
20804
AARON SEVIGNY
4314368
UNITED PLANNERS- FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
20804
AARON P. SEVIGNY
4314368
UNITED PLANNERS- FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
20804
AARON P. SEVIGNY
4314368
UNITED PLANNER-S FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
20804
AARON P. SEVIGNY
4314368
UNITED PLANNERS FIN SERV
20804
AARON SEVIGNY
4314368
UNITED PLANNERS- FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
20804
AARON P. SEVIGNY
4314368
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-10-17
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-10-02
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-09-19
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-09-04
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-04-04
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2024-01-09
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2023-12-21
D/A
$9,000,000.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
2020-01-21
D/A
$1,363,965.00
No
$0.00
No
2019-12-19
D/A
$20,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2018-12-13
D/A
$2,154,386.00
No
$0.00
No
2018-02-15
D/A
$5,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2018-02-15
D/A
$5,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2018-02-15
D/A
$5,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2017-12-22
D/A
$1,951,916.00
No
$0.00
No
2017-12-14
D/A
$5,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2017-11-08
D/A
$3,150,000.00
Yes
$0.00
No
2017-09-11
D/A
$7,500,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - UP TO 7%; DUE DILIGENCE FEE - 0.5%; MARKETING EXPENSE FEE - 0.5%. 2% OF FEES AND COMMISSIONS WILL BE PAID BY SPONSOR.
2017-06-05
D/A
$5,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2016-12-02
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2016-08-24
D/A
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2015-12-14
D
$5,000,000.00
Yes
$0.00
No
2015-11-20
D
$5,000,000.00
Yes
$0.00
No
2015-06-26
D/A
$3,150,000.00
Yes
$0.00
No
2012-08-31
D/A
$2,800,000.00
Yes
$0.00
No
2012-05-04
D/A
$2,800,000.00
Yes
$0.00
No
2011-09-16
D/A
$2,800,000.00
Yes
$0.00
No
2010-02-11
D/A
$4,500,000.00
Yes
$0.00
No
ASSUMING TOTAL OFFERING AMOUNT IS SOLD.
2009-04-06
D/A
$16,000.00
No
$0.00
No
ADDITIONAL SALES COMMISSION TO BE PAID UPON FUTURE SALES